|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Options | $ 21.08 | 02/15/2017 | A | 14,343 | (1) | 02/15/2027 | Common Stock | 14,343 | $ 0 | 14,343 | D | ||||
Restricted Stock Units | (2) | 02/15/2017 | A | 7,172 | (3) | (3) | Common Stock | 7,172 | $ 0 | 7,172 | D | ||||
Restricted Stock Units (Converted) | (2) | 02/17/2017 | A | 3,646 | (4) | (5) | Common Stock | 3,646 | $ 0 | 3,646 | D | ||||
Restricted Stock Units (Premium) | (2) | 02/17/2017 | A | 364 | (6) | (5) | Common Stock | 364 | $ 0 | 364 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Russell Edward Keith 12544 HIGH BLUFF DRIVE SUITE 200 SAN DIEGO, CA 92130 |
SVP-Global Commercial Ops |
Robert J. Bujarski, attorney-in-fact for Edward K. Russell | 02/17/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 7,172 shares will vest on the second anniversary date of the grant date, February 15, 2019. 3,586 shares will vest on the third anniversary date of the grant date, February 15, 2020. 3,585 shares will vest on the fourth anniversary date of the grant date, February 15, 2021. |
(2) | Each restricted stock unit represents the right to receive one share of Quidel Corporation common stock. |
(3) | 7,172 shares will vest on the fourth anniversary date of the grant date, February 15, 2021. |
(4) | The restricted stock units vest on the date of grant, February 17, 2017. |
(5) | The restricted stock units were received in lieu of a percentage of the reporting persons 2016 cash bonus pursuant to the 2016 Employee Deferred Bonus Compensation Plan. |
(6) | The restricted stock units vest on the first anniversary date of the grant date, February 17, 2018. |