1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units
(1)
|
Â
(2)
|
Â
(2)
|
Common Stock $.01 Par
|
405
|
$
(2)
|
D
|
Â
|
Restricted Stock Units
(3)
|
Â
(4)
|
Â
(4)
|
Common Stock $.01 Par
|
878
|
$
(4)
|
D
|
Â
|
Restricted Stock Units
(3)
|
Â
(5)
|
Â
(5)
|
Common Stock $.01 Par
|
1,602
|
$
(5)
|
D
|
Â
|
Restricted Stock Units
(3)
|
Â
(6)
|
Â
(6)
|
Common Stock $.01 Par
|
1,660
|
$
(6)
|
D
|
Â
|
Restricted Stock Units
(3)
|
Â
(7)
|
Â
(7)
|
Common Stock $.01 Par
|
1,092
|
$
(7)
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
Â
(8)
|
01/17/2028 |
Common Stock $.01 Par
|
5,952
|
$
108.99
|
D
|
Â
|
Dividend Equivalent Units
(9)
|
Â
(10)
|
Â
(10)
|
Common Stock $.01 Par
|
33
|
$
(11)
|
D
|
Â
|
Performance-based Restricted Stock Units
(3)
|
Â
(12)
|
Â
(12)
|
Common Stock $.01 Par
|
4,360
|
$
(13)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3. |
(2) |
The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in a single installment on March 19, 2018. |
(3) |
Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. |
(4) |
The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in two equal annual installments on March 18, 2018 and March 18, 2019. |
(5) |
The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in three equal annual installments on March 16, 2018, March 16, 2019 and March 16, 2020. |
(6) |
The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in four equal annual installments on March 15, 2018, 2019, 2020 and 2021. |
(7) |
The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in four equal annual installments on January 17, 2019, 2020, 2021 and 2022. |
(8) |
The option vests in four equal annual installments on January 17, 2019, 2020, 2021 and 2022. |
(9) |
Registrant's transfer agent maintains a direct stock purchase program for Registrant's stockholders with a dividend reinvestment feature. Accordingly, pursuant to Rule 16a-11, dividend equivalent units will not be reported on a Form 4 at the time of accrual. |
(10) |
The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. The dividend equivalent units credited in respect of the restricted stock units granted on March 15, 2017 will vest in four equal annual installments on March 15, 2018, 2019, 2020 and 2021. |
(11) |
Represents dividend equivalent units accrued on April 10, 2017, July 10, 2017, October 10, 2017 and January 10, 2018 in respect of restricted stock units granted to the reporting person on March 15, 2017. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis. |
(12) |
All or a percentage of the units will be converted to common stock if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2021. Performance-based restricted stock units not eligible for conversion at the end of such performance period will be canceled. |
(13) |
The performance-based restricted stock units convert to the issuer's common stock on a one-for-one basis. |