FORM 5
U.S. SECURITIES AND EXCHANGE COMMISSION _____________________
WASHINGTON, D.C. 20549 | OMB APPROVAL |
ANNUAL STATEMENT OF |_____________________|
CHANGES IN BENEFICIAL OWNERSHIP |OMB NUMBER: 3235-0362|
|EXPIRES: |
| PENDING |
Filed pursuant to Section 16(a) of the |ESTIMATED AVERAGE |
Securities Exchange Act of 1934, |BURDEN HOURS |
Section 17(a) of the Public Utility |PER RESPONSE......1.0|
Holding Company Act of 1935 |_____________________|
or Section 30(f) of the Investment
Company Act of 1940
/_X_/ Check this box if no longer subject to
Section 16. Form 4 or Form 5 obligations may
continue. See Instructions 1(b).
/__/ Form 3 Holdings Reported
/__/ Form 4 Transaction Reported
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1. Name and Address of Reporting Person
HUMBLA CLAES
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(Last) (First) (Middle)
KLARABERGSVIADUKTEN 70, BOX 70381
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(Street)
STOCKHOLM SWEDEN SE 107 24
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
AUTOLIV, INC. [ALV]
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3. IRS or Social Security Number of Reporting Person, if an entity (Voluntary)
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4. Statement for Month/Year
12/01
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5. If amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
___ Director ___ 10% Owner
___ Officer (give title below) _X_ Other (specify below)
Formerly Vice President - Human Resources
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7. Individual or Joint/Group Reporting (check applicable line)
_X_Form Filed by One Reporting Person
___Form Filed by More than one Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1. Title of Security (Instr. 3)
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2. Transaction Date (Month/Day/Year)
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3. Transaction Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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Amount (A) or (D) Price
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5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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[TYPE ENTRIES HERE]
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TABLE II - Derivative Securities, Acquired, Disposed of, or Beneficially
Owned (e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivative Security (Instr. 3)
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2. Conversion of Exercise Price of Derivative Security
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3. Transaction Date (Month/Day/Year)
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4. Transaction Code (Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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(A) (D)
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6. Date Exercisable and Expiration Date (Month/Day/Year)
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Date Exercisable Expiration Date
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7. Title and Amount of Underlying Securities (Instr. 3 and 4)
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Title Amount or Number of Shares
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8. Price of Derivative Security (Instr. 4)
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9. Number of Derivative Securities Beneficially Owned at End of Year
(Instr. 4)
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10. Ownership of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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[TYPE ENTRIES HERE]
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1. 3. 4. 5. 6. 7. 9. 10.
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Options 06/18/01 A(1) (A)5318 06/18/02 06/18/11 Common Stock(3) 5,318 15,318(4) D
Options 06/18/01 A(2) (A)10,000 06/18/02 06/18/11 Common Stock(3) 40,000 15,318(4) D
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EXPLANATION OF RESPONSES:
(1) The options were issued pursuant to the commitments assumed on
December 15, 2000, in connection with the cancellation of
previously issued options. The options issued on June 18, 2001
represent 20% of the number of options canceled on December 15,
2000.
(2) The options were issued pursuant to the 1997 Stock Incentive Plan.
(3) Common Stock, par value $1 per share.
(4) This number does not include other derivative securities
(Restricted Stock Units) previously issued and reported.
/S/ Claes Humbla 2/12/02
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** SIGNATURE OF REPORTING PERSON DATE
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** Intentional misstatements or omissions of facts constitutE Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78FF(A).
NOTE: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure
Potential persons who are to respond to the collection of information
contained in this form are nor required to respond unless the form
displays a currently valid OMB number.
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