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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
(Continued on following pages)
CUSIP No. Common CUSIP No. 63900P 10 3; Subordinated CUSIP No. 63900P 40 0 | ||||||
1. | Name of Reporting Person: Corbin J. Robertson, Jr. |
I.R.S. Identification Nos. of above persons (entities only): |
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2. | Check the Appropriate Box if a Member of a Group (See Instructions): | |||||
(a) | þ | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Source of Funds (See Instructions): OO, PF (see Item 3) |
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5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e): o | |||||
6. | Citizenship or Place of Organization: Texas, United States |
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Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
7. | Sole Voting Power:(1) 139,060 Common plus Subordinated Units; 139,060 Common Units; 0 Subordinated Units | |||||
8. | Shared Voting Power:(2) 8,740,714 Common plus Subordinated Units; 4,660,210 Common Units; 4,080,504 Subordinated Units | |||||
9. | Sole Dispositive Power:(1) 139,060 Common plus Subordinated Units; 139,060 Common Units; 0 Subordinated Units | |||||
10. | Shared Dispositive Power:(2) 8,740,714 Common plus Subordinated Units; 4,660,210 Common Units; 4,080,504 Subordinated Units | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person:(2) 8,879,774 Common plus Subordinated Units; 4,799,270 Common Units; 4,080,504 Subordinated Units |
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12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): o |
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13. | Percent of Class Represented by Amount in Row (11): 35.0% of Common plus Subordinated Units; 28.5% of Common Units; 47.9% of Subordinated Units | |||||
14. | Type of Reporting Person (See Instructions): IN/HC | |||||
(1) | Corbin J. Robertson, Jr. may be deemed to beneficially own 69,530 Common Units owned by the William K. Robertson 1993 Trust and 69,530 Common Units owned by the Frances C. Robertson 1992 Management Trust, in his capacity as trustee of those trusts. See Item 3. | |
(2) | The 4,080,504 Subordinated Units are convertible into Common Units upon satisfaction of the conditions described in the Registration Statement on Form S-1 (File No. 333-86582), incorporated herein by reference. See Item 3 for an explanation of how Mr. Robertson may be deemed to be the beneficial owner of these Common Units. |
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CUSIP No. Common CUSIP No. 63900P 10 3; Subordinated CUSIP No. 63900P 40 0 | ||||||
1. | Name of Reporting Person: Western Pocahontas Properties Limited Partnership |
I.R.S. Identification Nos. of above persons (entities only): 76-0205573 |
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2. | Check the Appropriate Box if a Member of a Group (See Instructions): | |||||
(a) | þ | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Source of Funds (See Instructions): OO (see Item 3) |
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5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e): o | |||||
6. | Citizenship or Place of Organization: Delaware, United States |
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Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
7. | Sole Voting Power: 0 Common or Subordinated Units | |||||
8. | Shared Voting Power:(1) 8,389,931 Common plus Subordinated Units; 4,466,107 Common Units; 3,923,824 Subordinated Units | |||||
9. | Sole Dispositive Power: 0 Common Units; 0 Subordinated Units | |||||
10. | Shared Dispositive Power:(1) 8,389,931 Common plus Subordinated Units; 4,466,107 Common Units; 3,923,824 Subordinated Units | |||||
11. | Aggregate Amount
Beneficially Owned by Each Reporting Person:(1) 8,389,931 Common plus Subordinated Units; 4,466,107 Common Units; 3,923,824 Subordinated Units |
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12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): o |
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13. | Percent of Class Represented by Amount in Row (11): 33.1% of Common plus Subordinated Units; 26.5% of Common Units; 46.1% of Subordinated Units | |||||
14. | Type of Reporting Person (See Instructions): PN | |||||
(1) | The 3,923,824 Subordinated Units are convertible into Common Units upon satisfaction of the conditions described in the Registration Statement on Form S-1 (File No. 333-86582), incorporated herein by reference. |
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CUSIP No. Common CUSIP No. 63900P 10 3; Subordinated CUSIP No. 63900P 40 0 | ||||||
1. | Name of Reporting Person: Western Pocahontas Corporation |
I.R.S. Identification Nos. of above persons (entities only): 76-0204210 |
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2. | Check the Appropriate Box if a Member of a Group (See Instructions): | |||||
(a) | þ | |||||
(b) | o | |||||
3. | SEC Use Only: | |||||
4. | Source of Funds (See Instructions): OO (see Item 3) |
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5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e): o | |||||
6. | Citizenship or Place of Organization: Texas, United States |
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Number of Shares Beneficially Owned by Each Reporting Person With | ||||||
7. | Sole Voting Power: 0 Common or Subordinated Units | |||||
8. | Shared Voting Power:(1) 8,389,931 Common plus Subordinated Units; 4,466,107 Common Units; 3,923,824 Subordinated Units | |||||
9. | Sole Dispositive Power: 0 Common or Subordinated Units | |||||
10. | Shared Dispositive Power:(1) 8,389,931 Common plus Subordinated Units; 4,466,107 Common Units; 3,923,824 Subordinated Units | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person:(1) 8,389,931 Common plus Subordinated Units; 4,466,107 Common Units; 3,923,824 Subordinated Units(1) |
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12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): o |
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13. | Percent of Class Represented by Amount in Row (11): 33.1% of Common plus Subordinated Units; 26.5% of Common Units; 46.1% of Subordinated Units | |||||
14. | Type of Reporting Person (See Instructions): CO/HC | |||||
(1) | The 3,923,824 Subordinated Units are convertible into Common Units upon satisfaction of the conditions described in the Registration Statement on Form S-1 (File No. 333-86582), incorporated herein by reference. |
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(a) | Name of Persons Filing this Statement (the Reporting Persons): |
(1) | Corbin J. Robertson, Jr., a United States citizen domiciled in Texas. | ||
(2) | Western Pocahontas Properties Limited Partnership, a limited partnership formed under the laws of the State of Delaware. | ||
(3) | Western Pocahontas Corporation, a corporation formed under the laws of the State of Texas. |
(b) | Business Address of Reporting Persons: |
(1) | The principal business address of Corbin J. Robertson, Jr. and Western Pocahontas Corporation is 601 Jefferson Street, Suite 3600, Houston, Texas 77002. | ||
(2) | The principal business address of Western Pocahontas Properties Limited Partnership is P.O. Box 2827, 1035 Third Avenue, Suite 300, Huntington, West Virginia 25727. |
(c) | Present Principal Occupation or Principal Business: |
(1) | Mr. Robertson is the President and Chief Executive Officer of Quintana Minerals Corporation, a corporation engaged in oil and gas production, and is Chairman of the Board and Chief Executive Officer of GP Natural Resource Partners LLC, the general partner of the general partner of the Partnership. |
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(2) | Western Pocahontas Properties Limited Partnership engages in the leasing and acquisition of royalty-producing mineral properties. | ||
(3) | Western Pocahontas Corporation acts as the general partner of Western Pocahontas Properties Limited Partnership. |
Principal Occupation / | ||||||
Name | Business Address | Position | Employment | |||
Corbin J. Robertson, Jr.
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* | Director, Chairman of the Board and Chief Executive Officer | See Item 2(c)(1) above. | |||
S. Reed Morian
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300 Jackson Hill, Houston, Texas 77007 |
Director | Chairman and CEO of Dixie Chemical Company | |||
William L. Mullen
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Lost Tree Village 838 Lake House Drive North Palm Beach, FL 33408 |
Director | Retired | |||
Peter Baumann
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4221 Birdview Avenue Malibu, CA 90265 |
Director | Retired | |||
W.W. Scott, Jr.
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2606 W. Lane Drive Houston, TX 77027 |
Director | Retired | |||
Nick Carter
|
** | President and Chief Operating Officer | *** | |||
Dwight L. Dunlap
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* | Chief Financial Officer and Treasurer | *** | |||
Wyatt L. Hogan
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* | Secretary | *** | |||
Kevin Wall
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** | Vice President and Chief Engineer | *** |
* | The business address of the executive officers and directors listed above is 601 Jefferson, Suite 3600, Houston, Texas 77002. | |
** | The business address of the executive officers and directors listed above is P.O. Box 2827, 1035 Third Avenue, Suite 300, Huntington, West Virginia 25727. | |
*** | The principal occupation of the executive officers and directors listed above is their position or positions as an executive officer and/or director of GP Natural Resource Partners LLC, the general partner of the general partner of the Partnership and, if applicable, other affiliates of the Partnership. |
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| 25,000 Common Units in his capacity as trustee of the William K. Robertson 1993 Management Trust (the WKR Trust); | ||
| 25,000 Common Units in his capacity as trustee of the Frances C. Robertson 1992 Management Trust (the FCR Trust); and | ||
| 3,000 Common Units in his capacity as trustee of the Corbin J. Robertson III 1991 Management Trust (the CJR III Trust). |
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(a) (1) | Corbin J. Robertson, Jr., in his capacity as the controlling shareholder of Western Pocahontas Corporation, the general partner of Western Pocahontas Properties Limited Partnership, in his capacity as a shareholder of New Gauley Coal Corporation, in his capacity as trustee of the WKR Trust and the FCR Trust, and in his capacity as the spouse of Barbara Robertson, may be deemed to be the beneficial owner of an aggregate of 8,879,774 Common and Subordinated Units, consisting of 4,799,270 Common Units and 4,080,504 Subordinated Units that are convertible into an equal number of Common Units upon satisfaction of the conditions described in the Registration Statement. There being a total of 16,825,305 Common Units and 8,515,228 Subordinated Units outstanding, these holdings represent 28.5% of the Common Units, 47.9% of the Subordinated Units and 35.0% of all outstanding Common and Subordinated Units. |
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(2) | Western Pocahontas Properties Limited Partnership is the record and beneficial owner of an aggregate of 8,389,931 Common and Subordinated Units, consisting of 4,466,107 Common Units and 3,923,824 Subordinated Units that are convertible into an equal number of Common Units upon satisfaction of the conditions described in the Registration Statement. These holdings represent 26.5% of the Common Units, 46.1% of the Subordinated Units and 33.1% of all outstanding Common and Subordinated Units. | ||
(3) | Western Pocahontas Corporation does not directly own any units. In its capacity as the general partner of Western Pocahontas Properties Limited Partnership, Western Pocahontas Corporation may, pursuant to Rule 13d-3 of the Exchange Act, be deemed to be the beneficial owner of the aggregate of 8,389,931 Common and Subordinated Units, consisting of 4,466,107 Common Units and 3,923,824 Subordinated Units held by Western Pocahontas Properties Limited Partnership. These holdings represent 26.5% of the Common Units, 46.1% of the Subordinated Units and 33.1% of all outstanding Common and Subordinated Units. |
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Exhibit 10.1:
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Registration Statement on Form S-1 for Natural Resource Partners L.P. (File No. 333-86582) incorporated herein by reference. | |
Exhibit 99.1:
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Joint Filing Agreement among the parties regarding filing of Schedule 13D, dated October 28, 2002 incorporated by reference to Exhibit 99.1 to Schedule 13D filed October 28, 2002. |
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November 29, 2005 | CORBIN J. ROBERTSON, JR. |
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By: | /s/ Corbin J. Robertson, Jr | |||
Corbin J. Robertson, Jr. | ||||
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November 29, 2005 | WESTERN POCAHONTAS PROPERTIES LIMITED PARTNERSHIP By: Western Pocahontas Corporation, Its General Partner |
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By: | /s/ Corbin J. Robertson, Jr | |||
Corbin J. Robertson, Jr. | ||||
Chief Executive Officer | ||||
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November 29, 2005 | WESTERN POCAHONTAS CORPORATION |
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By: | /s/ Corbin J. Robertson, Jr. | |||
Corbin J. Robertson, Jr. | ||||
Chief Executive Officer | ||||
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Exhibit 10.1:
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Registration Statement on Form S-1 for Natural Resource Partners L.P. (File No. 333-86582) incorporated herein by reference. | |
Exhibit 99.1:
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Joint Filing Agreement among the parties regarding filing of Schedule 13D, dated October 28, 2002 incorporated by reference to Exhibit 99.1 to Schedule 13D filed October 28, 2002. |
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