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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): October 15, 2009
BROOKS AUTOMATION, INC.
(Exact name of registrant as specified in its charter)
DELAWARE
(State or other jurisdiction of incorporation)
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0-25434
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04-3040660 |
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(Commission File Number)
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(IRS Employer Identification No.) |
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15 Elizabeth Drive, Chelmsford, MA
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01824 |
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(Address of principal executive offices)
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(Zip Code) |
Registrants telephone number, including area code (978) 262-2400.
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION
On October 15, 2009, Brooks Automation, Inc. (Brooks or the Company) announced via press
release its expected revenue results for the fiscal quarter ended September 30, 2009 and revenue
guidance for the fiscal quarter ending December 31, 2009. A copy of the press release is attached
hereto as Exhibit 99.1.
Limitation on Incorporation by Reference. The information in this Item 2.02 and in Item 9.01 of
this Current Report, including the exhibits attached hereto, shall not be deemed filed for
purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to
the liabilities of that section, nor shall such information be deemed incorporated by reference in
any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by
specific reference in such a filing.
Cautionary Note Regarding Forward-Looking Statements. Except for historical information contained
in this press release attached as an exhibit hereto, the press release contains forward-looking
statements which involve certain risks and uncertainties that could cause actual results to differ
materially from those expressed or implied by these statements. Please refer to the cautionary note
in the press release regarding these forward-looking statements.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits
99.1 |
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Press release issued on October 15, 2009 by Brooks Automation, Inc., announcing its expected
revenue results for the fiscal quarter ended September 30, 2009 and revenue guidance for the
fiscal quarter ending December 31, 2009. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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BROOKS AUTOMATION, INC.
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/s/ Thomas S. Grilk |
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Thomas S. Grilk |
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Senior Vice President, General Counsel and
Secretary |
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Date: October 15, 2009
EXHIBIT INDEX
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Exhibit No. |
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Description |
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99.1
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Press release issued on October 15, 2009 by Brooks Automation, Inc., announcing its expected
revenue results for the fiscal quarter ended September 30, 2009 and revenue guidance for the
fiscal quarter ending December 31, 2009. |