SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULE 13d-l(a) AND AMENDMENTS THERETO
FILED PURSUANT TO RULE 13d-2(a)
(Amendment No. )*
Jamba, Inc.
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(Name of Issuer)
Common Stock, par value $.0001 per share
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(Title of Class of Securities)
47023A101
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(CUSIP number)
Tudor Investment Corporation
Attn: Stephen N. Waldman, Esq.
1275 King Street
Greenwich, CT 06831
Tel: (203) 863-6700
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(Name, address and telephone number of person authorized to receive
notices and communications)
November 29, 2006
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(Date of event which requires filing of this statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
|_|.
Note. Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
(Continued on the following pages)
(Page 1 of 19 Pages)
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*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act.
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CUSIP No. 47023A101 13D Page 2 of Pages 19
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1. Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
Tudor Investment Corporation
22-2514825
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2. Check the Appropriate Box if a Member of a Group (a) |_|
(See Instructions) (b) |X|
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3. SEC Use Only
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4. Source of Funds (See Instructions) OO
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5. Check if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e)_________
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6. Citizenship or Place of Organization
Delaware
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NUMBER OF 7. SOLE VOTING POWER 0
SHARES ----------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER 9,706,948 (see Item 5)
OWNED BY EACH ----------------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH ----------------------------------------------------------
10. SHARED DISPOSITIVE POWER 9,706,948 (see Item 5)
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11. Aggregate Amount Beneficially Owned by Each Reporting Person
9,706,948 (see Item 5)
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12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
-
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13. Percent of Class Represented by Amount in Row (11)
18.5% (see Item 5)
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14. Type of Reporting Person (See Instructions)
CO
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CUSIP No. 47023A101 13D Page 3 of Pages 19
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1. Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
Paul Tudor Jones, II
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2. Check the Appropriate Box if a Member of a Group (a) |_|
(See Instructions) (b) |X|
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3. SEC Use Only
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4. Source of Funds (See Instructions) OO
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5. Check if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e)_________
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6. Citizenship or Place of Organization
USA
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NUMBER OF 7. SOLE VOTING POWER 0
SHARES ----------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER 10,583,334 (see Item 5)
OWNED BY EACH ----------------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH ----------------------------------------------------------
10. SHARED DISPOSITIVE POWER 10,583,334 (see Item 5)
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11. Aggregate Amount Beneficially Owned by Each Reporting Person
10,583,334 (see Item 5)
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12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
-
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13. Percent of Class Represented by Amount in Row (11)
20.2% (see Item 5)
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14. Type of Reporting Person (See Instructions)
IN
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CUSIP No. 47023A101 13D Page 4 of Pages 19
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1. Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
James J. Pallotta
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2. Check the Appropriate Box if a Member of a Group (a) |_|
(See Instructions) (b) |X|
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3. SEC Use Only
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4. Source of Funds (See Instructions) OO
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5. Check if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e)_________
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6. Citizenship or Place of Organization
USA
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NUMBER OF 7. SOLE VOTING POWER 233,337 (see Item 5)
SHARES ----------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER 10,583,334 (see Item 5)
OWNED BY EACH ----------------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER 233,337 (see Item 5)
PERSON WITH ----------------------------------------------------------
10. SHARED DISPOSITIVE POWER 10,583,334 (see Item 5)
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11. Aggregate Amount Beneficially Owned by Each Reporting Person
10,816,671 (see Item 5)
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12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
-
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13. Percent of Class Represented by Amount in Row (11)
20.6% (see Item 5)
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14. Type of Reporting Person (See Instructions)
IN
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CUSIP No. 47023A101 13D Page 5 of Pages 19
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1. Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
The Tudor BVI Global Portfolio Ltd.
98-0223576
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2. Check the Appropriate Box if a Member of a Group (a) |_|
(See Instructions) (b) |X|
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3. SEC Use Only
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4. Source of Funds (See Instructions) OO
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5. Check if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e)_________
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6. Citizenship or Place of Organization
Cayman Islands
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NUMBER OF 7. SOLE VOTING POWER 0
SHARES ----------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER 1,631,994 (see Item 5)
OWNED BY EACH ----------------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH ----------------------------------------------------------
10. SHARED DISPOSITIVE POWER 1,631,994 (see Item 5)
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11. Aggregate Amount Beneficially Owned by Each Reporting Person
1,631,994 (see Item 5)
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12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
-
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13. Percent of Class Represented by Amount in Row (11)
3.1% (see Item 5)
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14. Type of Reporting Person (See Instructions)
CO
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CUSIP No. 47023A101 13D Page 6 of Pages 19
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1. Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
Tudor Proprietary Trading, L.L.C.
13-3720063
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2. Check the Appropriate Box if a Member of a Group (a) |_|
(See Instructions) (b) |X|
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3. SEC Use Only
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4. Source of Funds (See Instructions) OO
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5. Check if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e)_________
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6. Citizenship or Place of Organization
Delaware
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NUMBER OF 7. SOLE VOTING POWER 0
SHARES ----------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER 876,386 (see Item 5)
OWNED BY EACH ----------------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH ----------------------------------------------------------
10. SHARED DISPOSITIVE POWER 876,386 (see Item 5)
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11. Aggregate Amount Beneficially Owned by Each Reporting Person
876,386 (see Item 5)
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12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
-
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13. Percent of Class Represented by Amount in Row (11)
1.7% (see Item 5)
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14. Type of Reporting Person (See Instructions)
CO
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CUSIP No. 47023A101 13D Page 7 of Pages 19
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1. Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
The Altar Rock Fund L.P.
06-1558414
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2. Check the Appropriate Box if a Member of a Group (a) |_|
(See Instructions) (b) |X|
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3. SEC Use Only
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4. Source of Funds (See Instructions) OO
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5. Check if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e)_________
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6. Citizenship or Place of Organization
Delaware
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NUMBER OF 7. SOLE VOTING POWER 0
SHARES ----------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER 72,136 (see Item 5)
OWNED BY EACH ----------------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH ----------------------------------------------------------
10. SHARED DISPOSITIVE POWER 72,136 (see Item 5)
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11. Aggregate Amount Beneficially Owned by Each Reporting Person
72,136 (see Item 5)
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12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
-
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13. Percent of Class Represented by Amount in Row (11)
0.1% (see Item 5)
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14. Type of Reporting Person (See Instructions)
PN
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CUSIP No. 47023A101 13D Page 8 of Pages 19
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1. Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
The Raptor Global Portfolio Ltd.
98-0211544
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2. Check the Appropriate Box if a Member of a Group (a) |_|
(See Instructions) (b) |X|
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3. SEC Use Only
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4. Source of Funds (See Instructions) OO
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5. Check if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e)_________
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6. Citizenship or Place of Organization
Cayman Islands
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NUMBER OF 7. SOLE VOTING POWER 0
SHARES ----------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER 8,002,818 (see Item 5)
OWNED BY EACH ----------------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH ----------------------------------------------------------
10. SHARED DISPOSITIVE POWER 8,002,818 (see Item 5)
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11. Aggregate Amount Beneficially Owned by Each Reporting Person
8,002,818 (see Item 5)
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12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
-
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13. Percent of Class Represented by Amount in Row (11)
15.2% (see Item 5)
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14. Type of Reporting Person (See Instructions)
CO
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CUSIP No. 47023A101 13D Page 9 of Pages 19
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ITEM 1. Security and Issuer
The class of equity security to which this statement on Schedule 13D
relates is the common stock, par value $0.0001 per share (the "Common Stock" or
the "Shares"), of Jamba, Inc., a corporation organized under the laws of the
state of Delaware (the "Company"). The Company's principal offices are located
at 1700 17th Street, San Francisco, CA 94103.
This filing of the Schedule 13D is not, and should not be deemed to be,
an admission that the statement on Schedule 13D or that any Amendment thereto is
required to be filed.
ITEM 2. Identity and Background.
This statement on Schedule 13D is being filed jointly on behalf of the
following persons pursuant to Rule 13d-1(k) promulgated by the Securities and
Exchange Act of 1934, as amended (the "Act"):
(i) Tudor Investment Corporation ("TIC"), a Delaware
corporation.
(ii) Paul Tudor Jones, II ("Jones"), a citizen of the United
States.
(iii) James J. Pallotta ("Pallotta"), a citizen of the United
States.
(iv) The Tudor BVI Global Portfolio Ltd. ("BVI"), a Cayman
Islands company.
(v) Tudor Proprietary Trading, L.L.C. ("TPT"), a Delaware
limited liability company.
(vi) The Raptor Global Portfolio Ltd. ("Raptor"), a Cayman
Islands corporation.
(vii) The Altar Rock Fund L.P. ("Altar Rock" and together with
TIC, Jones, Pallotta, BVI, TPT, and Raptor, the "Group" or
the "Reporting Persons" and each a "Reporting Person"), a
Delaware limited partnership.
TIC is a money management firm that provides investment advice to BVI,
Raptor and Altar Rock, among others. TIC is also the sole general partner of
Altar Rock.
The principal employment of Jones is as Chairman and Chief Executive
Officer of TIC of which he owns a majority of the capital stock and voting
securities.
The principal employment of Pallotta is as Vice Chairman of TIC of
which he is a Portfolio Manager and may be deemed to have voting and investment
authority with respect to the securities of the Company.
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CUSIP No. 47023A101 13D Page 10 of Pages 19
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Each of BVI, Raptor and Altar Rock is an investment fund which
principally invests in debt, equity, derivative securities and other financial
instruments for the benefit of the holders of its partnership, stock and other
capital securities.
TPT is a proprietary trading vehicle which principally invests in debt,
equity, derivative securities and other financial instruments for the benefit of
the holders of its capital securities.
The business address of TIC, Jones, TPT, and Altar Rock is c/o Tudor
Investment Corporation, 1275 King Street, Greenwich, CT 06831. The business
address of Pallotta is c/o Tudor Investment Corporation, 50 Rowes Wharf, Boston,
MA 02110. The business address of BVI and Raptor is c/o CITCO Fund Services,
Kaya Flamboyan 9, Curacao, Netherlands Antilles.
The name, residence or business address, present principal occupation
or employment, the name, principal business and address of any corporation or
other organization in which such employment is conducted and the citizenship of
each natural person that is a director or executive officer of TIC, TPT, BVI, or
Raptor is set forth on Schedule I hereto and is incorporated by reference
herein.
During the last five (5) years, no Reporting Person, or to the best
knowledge and belief of the Reporting Persons, any of the individuals listed on
Schedule I hereto, has been convicted in a criminal proceeding (excluding
traffic violations or similar misdemeanors). During the last five (5) years, no
Reporting Person was a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction as a result of which any such
person was or is subject to a judgment, decree or final order enjoining future
violations, or prohibiting or mandating activities subject to Federal or State
securities laws or finding any violation with respect to such laws.
On November 29, 2006 (the "Effective Date"), the Company (formerly
known as Services Acquisition Corp.) and Jamba Juice Company completed a merger
(the "Merger"), and the common stock, warrants, and units (the "Securities") of
the Company were listed on the NASDAQ Global Market.
The Reporting Persons are filing this statement on Schedule 13D jointly
and in accordance with the provisions of Rule 13d-1(k)(1) of the Act.
Pursuant to Rule 13d-4 of the Act, each of the Reporting Persons
expressly declares that the filings of this statement on Schedule 13D shall not
be construed as an admission that any such person is, for purposes of Section
13(d) and/or Section 13(g) of the Act or otherwise, the beneficial owner of any
securities held by any other person.
ITEM 3. Source and Amount of Funds or Other Consideration.
The sources of funds used to purchase shares of Common Stock (the
"Shares") by each of the Reporting Persons (except Mr. Pallotta) were (i)
capital contributions to such Reporting Person and (ii) the proceeds of
transactions with respect to prior investments held by such Reporting Persons.
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CUSIP No. 47023A101 13D Page 11 of Pages 19
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The source of funds to purchase the Shares by Mr. Pallotta were his
personal assets.
ITEM 4. Purpose of Transactions.
Each of Mr. Pallotta, BVI, TPT, Raptor and Altar Rock initially
acquired the Securities for investment purposes. Each of such Reporting Person
intends to continue to evaluate their respective investments in the Securities
based on the Company's financial condition, results of operations and prospects
as well as other then existing or anticipated facts and circumstances including
general economic, market and other financial conditions. Accordingly, each of
the Reporting Persons reserves the right to change its plans and intentions with
respect to its investment in securities of the Company at any time, as it deems
appropriate. In particular, each of the Reporting Persons may at any time and
from time to time (i) acquire additional Securities or other securities of the
Company, (ii) dispose of Securities or other securities of the Company, or (iii)
enter into privately negotiated derivative transactions with institutional
counterparties to hedge the market risk of some or all of its positions in the
Securities or other securities of the Company. There can be no assurance that
any Reporting Person will increase or decrease its investment in the Company or
as to the number of shares of Common Stock or derivative securities that may be
bought or sold in any such transactions.
Except as set forth in this Schedule 13D, none of the Reporting Persons
currently has any plans or proposals which relate to or would result in any of
the transactions, actions or events enumerated in paragraphs (a) through (j) of
the instructions to Item 4 of Schedule 13D.
ITEM 5. Interest in Securities of the Issuer.
The descriptions contained in Item 2 and Item 4 above are incorporated
herein by reference.
On November 29, 2006, BVI purchased 1,439,238 shares of Common Stock,
TPT purchased 772,876 shares of Common Stock, Raptor purchased 7,057,604 shares
of Common Stock, and Altar Rock purchased 63,616 shares of Common Stock.
In addition, prior to the Merger the Reporting Persons owned units of
the Company, which are equal to one share of Common Stock and one warrant to
purchase Common Stock (the "Units"). As a result, BVI owned 96,378 shares of
Common Stock and 96,378 warrants to purchase Common Stock, TPT owned 51,755
shares of Common Stock and 51,755 warrants to purchase Common Stock, Raptor
owned 472,607 shares of Common Stock and 472,607 warrants to purchase Common
Stock, and Altar Rock owned 4,260 shares of Common Stock and 4,260 warrants to
purchase Common Stock. The warrants to purchase Common Stock (the "Warrants")
are immediately exercisable into Common Stock upon registration of such shares
with the Securities and Exchange Commission.
Assuming conversion by each of BVI, TPT, Raptor and Altar Rock of the
Warrants, such Reporting Persons hold approximately 3.1%, 1.7%, 15.2% and 0.1%
of the Common Stock, respectively.
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CUSIP No. 47023A101 13D Page 12 of Pages 19
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On November 29, 2006, Mr. Pallotta purchased 233,337 shares of Common
Stock, which are directly beneficially owned by Mr. Pallotta.
Because TIC is sole general partner of Altar Rock and provides
investment advisory services to BVI, Raptor and Altar Rock, TIC may be deemed to
beneficially own the Securities owned by each such Reporting Person. Because
Jones is the controlling shareholder of TIC and the indirect principal equity
owner of TPT, Jones may be deemed to beneficially own the Securities deemed
beneficially owned by each such Reporting Person. Because Pallotta is a
portfolio manager of TIC and TPT with respect to the Securities and may be
deemed to have voting and investment authority with respect to the Securities of
the Company, Mr. Pallotta may be deemed to beneficially own the Securities
deemed beneficially owned by each such Reporting Person.
Pursuant to Rule 13d-4 of the Act, each of the Reporting Persons
expressly declares that the filings of this statement on Schedule 13D shall not
be construed as an admission that any such person is, for purposes of Section
13(d) and/or Section 13(g) of the Act or otherwise, (i) the beneficial owner of
any securities held by any other person, or (ii) the beneficial owner of any
securities held or beneficially owned by any member of the Group other than such
Reporting Person.
The filing of this statement on Schedule 13D by each of the Reporting
Persons shall not be considered an admission that such Reporting Person, for the
purposes of Section 13(d) of the Act, is the beneficial owner of any Shares in
which such Reporting Person does not have a pecuniary interest.
Except as reported in this statement on Schedule 13D, the Reporting
Persons have not engaged in any other transactions in the Company's securities
in the past sixty (60) days.
ITEM 6. Contracts, Arrangements, Understandings or Relationships with Respect
to Securities of the Issuer.
Each of the Reporting Persons entered into a registration rights
agreement (the "Registration Rights Agreement"), dated as of March 10, 2006,
with the Company in the form attached hereto as Exhibit 99.1 (which is hereby
incorporated by reference herein). Subject to certain limitations as set forth
in the Registration Rights Agreement, the Company is required to file with the
Securities and Exchange Commission (the "SEC") a "shelf" registration statement
with respect to the Common Stock owned by the Reporting Persons for an offering
to be made on a continuous basis pursuant to Rule 415 promulgated under the
Securities Act of 1933, as amended, and to keep such registration effective as
more fully described in the Registration Rights Agreement.
ITEM 7. Materials to be Filed as Exhibits.
The following documents are filed as exhibits to this statement on
Schedule 13D:
Exhibit 99.1. Registration Rights Agreement, dated as of March 10,
2006, by and among the Company and the Stockholders named therein.
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CUSIP No. 47023A101 13D Page 13 of Pages 19
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SIGNATURES
After reasonable inquiry and to the best knowledge and belief of each
of the persons signing below, each person signing below certifies that the
information set forth in this statement on Schedule 13D is true, complete and
correct.
Dated:December 8, 2006
TUDOR INVESTMENT CORPORATION
By: \s\ Stephen N. Waldman
----------------------------------
Stephen N. Waldman
Managing Director
\s\ Paul Tudor Jones, II
---------------------------------------
Paul Tudor Jones, II
\s\ James J. Pallotta
---------------------------------------
James J. Pallotta
THE TUDOR BVI GLOBAL PORTFOLIO LTD.
By: Tudor Investment Corporation,
its trading advisor
By: \s\ Stephen N. Waldman
----------------------------------
Stephen N. Waldman
Managing Director
TUDOR PROPRIETARY TRADING, L.L.C.
By: \s\ Stephen N. Waldman
----------------------------------
Stephen N. Waldman
Managing Director
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CUSIP No. 47023A101 13D Page 14 of Pages 19
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THE RAPTOR GLOBAL PORTFOLIO LTD.
By: Tudor Investment Corporation,
its investment adviser
By: \s\ Stephen N. Waldman
----------------------------------
Stephen N. Waldman
Managing Director
THE ALTAR ROCK FUND L.P.
By: Tudor Investment Corporation,
its general partner
By: \s\ Stephen N. Waldman
----------------------------------
Stephen N. Waldman
Managing Director
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CUSIP No. 47023A101 13D Page 15 of Pages 19
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Schedule I
EXECUTIVE OFFICERS AND DIRECTORS
OF THE REPORTING PERSONS
I. Tudor Investment Corporation
The name, residence or business address, present principal
occupation or employment, the name, principal business and address of any
corporation or other organization in which such employment is conducted and the
citizenship of each executive officer or director of TIC is set forth below.
Unless otherwise indicated (i) the principal occupation or employment of such
person is as an executive officer or director of TIC, (ii) the business address
of such person is c/o TIC at the King Street address of TIC set forth under Item
2 of this Schedule 13D, (iii) such person is a citizen of the United States and
(iv) to the knowledge of the Reporting Persons, such person does not
beneficially own and has not had any transactions in the Common Stock.
Principal Occupation/
Name Business Address
---- ---------------------
Paul Tudor Jones, II* Chairman of the Board, Chief Executive Officer
of TIC.
Mark F. Dalton Vice Chairman, Director, and President of TIC.
John G. Macfarlane, III Director, Chief Operating Officer and Managing
Director of TIC.
James J. Pallotta** Vice Chairman, Director, and Managing Director
of TIC. Principal business address at Tudor
Investment Corporation, 50 Rowes Wharf, 6th
Floor, Boston, MA 02110.
Andrew S. Paul Director, Managing Director, General Counsel
and Corporate Secretary of TIC.
Robert P. Forlenza Director and Managing Director of TIC.
Principal business address at Tudor Investment
Corporation, 50 Rowes Wharf, 6th Floor,
Boston, MA 02110.
John R. Torell Director, Managing Director and Chief
Financial Officer of TIC.
--------------------------
* See Item 5 of this Schedule 13D for a discussion of Mr. Jones' potential
beneficial ownership of Common Stock.
** See Item 5 of this Schedule 13D for a discussion of Mr. Pallotta's potential
beneficial ownership of Common Stock.
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CUSIP No. 47023A101 13D Page 16 of Pages 19
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Mark V. Houghton-Berry Director of TIC; Managing Director of Tudor
Capital (U.K.), L.P., an affiliate of TIC
located at The Great Burgh, Epsom, Surrey KT17
5XT, England.
Mr. Houghton-Berry is a citizen of the United
Kingdom.
Mark Nicholson Director of TIC; Chief Executive Officer of
Tudor Capital Australia Pty. Ltd., an
affiliate of TIC located at Suite 11, 2-3
Shore Building, 13 Hickson Road, Sydney NSW,
Australia 2000.
Mr. Nicholson is a citizen of Australia.
Richard L. Fisher Director of TIC. Mr. Fisher is Managing
Director of Investments and Acquisitions and a
Managing Director of Dunavant Enterprises,
Inc., 3797 Getwell Road, Memphis, TN 38118.
II. Tudor Proprietary Trading, L.L.C.
The name, residence or business address, present principal
occupation or employment, the name, principal business and address of any
corporation or other organization in which such employment is conducted and the
citizenship of each executive officer or director of TPT is set forth below.
Unless otherwise indicated (i) the principal occupation or employment of such
person is as an executive officer or director of TIC, (ii) the business address
of such person is c/o TIC at the address of TIC set forth under Item 2 of this
Schedule 13D, (iii) such person is a citizen of the United States and (iv) to
the knowledge of the Reporting Persons, such person does not beneficially own
and has not had any transactions in the Common Stock.
Principal Occupation/
Name Business Address
---- ---------------------
Paul Tudor Jones, II* Chairman of the Board, Chief Executive Officer
of TIC.
Mark F. Dalton Vice Chairman, Director and President of TIC.
John G. Macfarlane, III Director, Chief Operating Officer and Managing
Director of TIC.
Andrew S. Paul Director, Managing Director, General Counsel
and Corporate Secretary of TIC.
--------------------------
* See Item 5 of this Schedule 13D for a discussion of Mr. Jones' potential
beneficial ownership of Common Stock.
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CUSIP No. 47023A101 13D Page 17 of Pages 19
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Principal Occupation/
Name Business Address
---- ---------------------
John R. Torell Director, Managing Director and Chief
Financial Officer of TIC.
Robert P. Forlenza Director and Managing Director of TIC.
Principal business address at Tudor Investment
Corporation, 50 Rowes Wharf, 6th Floor,
Boston, MA 02110.
Mark V. Houghton-Berry Director of TIC; Managing Director of Tudor
Capital (U.K.), L.P., an affiliate of TIC
located at The Great Burgh, Epsom, Surrey KT17
5XT, England.
Mr. Houghton-Berry is a citizen of the United
Kingdom.
III. The Raptor Global Portfolio Ltd.
The name, residence or business address, present principal
occupation or employment, the name, principal business and address of any
corporation or other organization in which such employment is conducted and the
citizenship of each executive officer or director of Raptor is set forth below.
To the knowledge of the Reporting Persons, such person does not beneficially own
and has not had any transactions in the Common Stock.
Principal Occupation/
Name Business Address
---- ---------------------
InterCaribbean Services Ltd. Director of Raptor and other non-U.S.
investment funds. The principal place of
business of Kaya Flamboyan 9, Curacao,
Netherlands Antilles.
Karl Erbo Graf Kageneck Director of Raptor and other non-U.S.
investment funds. Managing Partner of
Jargonnant Partners S.A.R.L., an international
real estate advisory and management firm with
offices in Munich, Germany; Geneva,
Switzerland; and Luxembourg.
Mr. Kageneck is a citizen of Germany.
David d'Ambrumenil Director of Raptor and other non-U.S.
investment funds. Chairman of Lionspring
Enterprises Limited, a privately held
consulting firm in London, England
Mr. d'Ambrumenil is a citizen of Great
Britain.
Jean-Pierre Jacquemoud Director of Raptor and other non-U.S.
investment funds. Attorney, Jacquemoud &
Stanislas, 2, rue Bellow, Geneva 1206,
Switzerland.
Mr. Jacquemoud is a citizen of Switzerland.
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CUSIP No. 47023A101 13D Page 18 of Pages 19
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Ben C. Grigsby Director of Raptor and other non-U.S.
investment funds. Mr. Grigsby was formerly the
CEO of Swiss Re Capital Management and
Advisory, Tokai Bank Europe, and Barclays de
Zoete Wedd. Mr. Grigsby resides in both
Virginia and the United Kingdom.
Mr. Grigsby is a citizen of the United Kingdom
and the United States of America.
IV. The Tudor BVI Global Portfolio Ltd.
The name, residence or business address, present principal
occupation or employment, the name, principal business and address of any
corporation or other organization in which such employment is conducted and the
citizenship of each executive officer or director of BVI is set forth below. To
the knowledge of the Reporting Persons, such person does not beneficially own
and has not had any transactions in the Common Stock.
Principal Occupation/
Name Business Address
---- ---------------------
InterCaribbean Services Ltd. Director of BVI and other non-U.S. investment
funds. The principal place of business of Kaya
Flamboyan 9, Curacao, Netherlands Antilles.
Karl Erbo Graf Kageneck Director of BVI and other non-U.S. investment
funds. Managing Partner of Jargonnant Partners
S.A.R.L., an international real estate
advisory and management firm with offices in
Munich, Germany; Geneva, Switzerland; and
Luxembourg.
Mr. Kageneck is a citizen of Germany.
David d'Ambrumenil Director of BVI and other non-U.S. investment
funds. Chairman of Lionspring Enterprises
Limited, a privately held consulting firm in
London, England
Mr. d'Ambrumenil is a citizen of Great
Britain.
Jean-Pierre Jacquemoud Director of BVI and other non-U.S. investment
funds. Attorney, Jacquemoud & Stanislas, 2,
rue Bellow, Geneva 1206, Switzerland.
Mr. Jacquemoud is a citizen of Switzerland.
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CUSIP No. 47023A101 13D Page 18 of Pages 19
------------------------- ------------------------
Ben C. Grigsby Director of BVI and other non-U.S. investment
funds. Mr. Grigsby was formerly the CEO of
Swiss Re Capital Management and Advisory,
Tokai Bank Europe, and Barclays de Zoete Wedd.
Mr. Grigsby resides in both Virginia and the
United Kingdom.
Mr. Grigsby is a citizen of the United Kingdom
and the United States of America.