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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 13G
(RULE 13D-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULES 13D-1(B), (C) AND (D) AND
AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(B)
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(AMENDMENT NO. 1)*
ENDOCARE INC.
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(NAME OF ISSUER)
COMMON STOCK, PAR VALUE $0.001 PER SHARE 29264P104
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(TITLE OF CLASS OF SECURITIES) (CUSIP NUMBER)
DECEMBER 31, 2004
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(DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT)
CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE
IS FILED:
[ ] RULE 13D-1(B)
[X] RULE 13D-1(C)
[ ] RULE 13D-1(D)
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*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
Continued on Following Pages
Page 1
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CUSIP No. 29264P104 13G Page 2
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----------------------------- --------------------------------------------------- ------------------------------------------------
1 NAME OF REPORTING PERSONS: SC FUNDAMENTAL VALUE FUND, L.P.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY):
----------------------------- ----------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(A) [X]
(B) [_]
----------------------------- ----------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------------------------- --------------------------------------------------- ------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE
------------------------------------ ------ ------------------------------------------------ -------------------------------------
NUMBER OF 5 SOLE VOTING POWER: 879,750
SHARES
------ ------------------------------------------------ -------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER: 0
OWNED BY
------ ------------------------------------------------ -------------------------------------
EACH 7 SOLE DISPOSITIVE POWER: 879,750
REPORTING
------ ------------------------------------------------ -------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER: 0
----------------------------- -------------------------------------------------------------- -------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 879,750
----------------------------- ----------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
[ ]
----------------------------- ----------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 3.6%
----------------------------- --------------------------------------------------- ------------------------------------------------
12 TYPE OF REPORTING PERSON: PN
----------------------------- --------------------------------------------------- ------------------------------------------------
2
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CUSIP No. 29264P104 13G Page 3
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1 NAME OF REPORTING PERSONS: SC FUNDAMENTAL LLC
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY):
----------------------------- ----------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(A) [X]
(B) [_]
----------------------------- ----------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------------------------- --------------------------------------------------- ------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION: NEW YORK
------------------------------------ ------ ------------------------------------------------ -------------------------------------
NUMBER OF 5 SOLE VOTING POWER: 0
SHARES
------ ------------------------------------------------ -------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER: 879,750
OWNED BY
------ ------------------------------------------------ -------------------------------------
EACH 7 SOLE DISPOSITIVE POWER: 0
REPORTING
------ ------------------------------------------------ -------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER: 879,750
----------------------------- -------------------------------------------------------------- -------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 879,750
----------------------------- ----------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
[ ]
----------------------------- ----------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 3.6%
----------------------------- --------------------------------------------------- ------------------------------------------------
12 TYPE OF REPORTING PERSON: OO
----------------------------- --------------------------------------------------- ------------------------------------------------
3
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CUSIP No. 29264P104 13G Page 4
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1 NAME OF REPORTING PERSONS: SC FUNDAMENTAL VALUE BVI, LTD.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY):
----------------------------- ----------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(A) [X]
(B) [_]
----------------------------- ----------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------------------------- --------------------------------------------------- ------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION: BRITISH VIRGIN ISLANDS
------------------------------------ ------ ------------------------------------------------ -------------------------------------
NUMBER OF 5 SOLE VOTING POWER: 845,250
SHARES
------ ------------------------------------------------ -------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER: 0
OWNED BY
------ ------------------------------------------------ -------------------------------------
EACH 7 SOLE DISPOSITIVE POWER: 845,250
REPORTING
------ ------------------------------------------------ -------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER: 0
----------------------------- -------------------------------------------------------------- -------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 845,250
----------------------------- ----------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
[ ]
----------------------------- ----------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 3.5%
----------------------------- --------------------------------------------------- ------------------------------------------------
12 TYPE OF REPORTING PERSON: CO
----------------------------- --------------------------------------------------- ------------------------------------------------
4
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CUSIP No. 29264P104 13G Page 5
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1 NAME OF REPORTING PERSONS: SC-BVI PARTNERS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY):
----------------------------- ----------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(A) [X]
(B) [_]
----------------------------- ----------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------------------------- --------------------------------------------------- ------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE
------------------------------------ ------ ------------------------------------------------ -------------------------------------
NUMBER OF 5 SOLE VOTING POWER: 0
SHARES
------ ------------------------------------------------ -------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER: 845,250
OWNED BY
------ ------------------------------------------------ -------------------------------------
EACH 7 SOLE DISPOSITIVE POWER: 0
REPORTING
------ ------------------------------------------------ -------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER: 845,250
----------------------------- -------------------------------------------------------------- -------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 845,250
----------------------------- ----------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
[ ]
----------------------------- ----------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 3.5%
----------------------------- --------------------------------------------------- ------------------------------------------------
12 TYPE OF REPORTING PERSON: PN
----------------------------- --------------------------------------------------- ------------------------------------------------
5
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CUSIP No. 29264P104 13G Page 6
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----------------------------- --------------------------------------------------- ------------------------------------------------
1 NAME OF REPORTING PERSONS: PMC-BVI, INC.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY):
----------------------------- ----------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(A) [X]
(B) [_]
----------------------------- ----------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------------------------- --------------------------------------------------- ------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE
------------------------------------ ------ ------------------------------------------------ -------------------------------------
NUMBER OF 5 SOLE VOTING POWER: 0
SHARES
------ ------------------------------------------------ -------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER: 845,250
OWNED BY
------ ------------------------------------------------ -------------------------------------
EACH 7 SOLE DISPOSITIVE POWER: 0
REPORTING
------ ------------------------------------------------ -------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER: 845,250
----------------------------- -------------------------------------------------------------- -------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 845,250
----------------------------- ----------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
[ ]
----------------------------- ----------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 3.5%
----------------------------- --------------------------------------------------- ------------------------------------------------
12 TYPE OF REPORTING PERSON: CO
----------------------------- --------------------------------------------------- ------------------------------------------------
6
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CUSIP No. 29264P104 13G Page 7
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----------------------------- --------------------------------------------------- ------------------------------------------------
1 NAME OF REPORTING PERSONS: SC FUNDAMENTAL BVI, INC.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY):
----------------------------- ----------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(A) [X]
(B) [_]
----------------------------- ----------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------------------------- --------------------------------------------------- ------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE
------------------------------------ ------ ------------------------------------------------ -------------------------------------
NUMBER OF 5 SOLE VOTING POWER: 0
SHARES
------ ------------------------------------------------ -------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER: 845,250
OWNED BY
------ ------------------------------------------------ -------------------------------------
EACH 7 SOLE DISPOSITIVE POWER: 0
REPORTING
------ ------------------------------------------------ -------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER: 845,250
----------------------------- -------------------------------------------------------------- -------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 845,250
----------------------------- ----------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
[ ]
----------------------------- ----------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 3.5%
----------------------------- --------------------------------------------------- ------------------------------------------------
12 TYPE OF REPORTING PERSON: CO
----------------------------- --------------------------------------------------- ------------------------------------------------
7
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CUSIP No. 29264P104 13G Page 8
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1 NAME OF REPORTING PERSONS: PETER M. COLLERY
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY):
----------------------------- ----------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(A) [X]
(B) [_]
----------------------------- ----------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------------------------- --------------------------------------------------- ------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION: UNITED STATES
------------------------------------ ------ ------------------------------------------------ -------------------------------------
NUMBER OF 5 SOLE VOTING POWER: 0
SHARES
------ ------------------------------------------------ -------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER: 1,800,000
OWNED BY
------ ------------------------------------------------ -------------------------------------
EACH 7 SOLE DISPOSITIVE POWER: 0
REPORTING
------ ------------------------------------------------ -------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER: 1,800,000
----------------------------- -------------------------------------------------------------- -------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 1,800,000
----------------------------- ----------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
[ ]
----------------------------- ----------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 7.4%
----------------------------- --------------------------------------------------- ------------------------------------------------
12 TYPE OF REPORTING PERSON: IN
----------------------------- --------------------------------------------------- ------------------------------------------------
8
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CUSIP No. 29264P104 13G Page 9
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1 NAME OF REPORTING PERSONS: NEIL H. KOFFLER
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY):
----------------------------- ----------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(A) [X]
(B) [_]
----------------------------- ----------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------------------------- --------------------------------------------------- ------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION: UNITED STATES
------------------------------------ ------ ------------------------------------------------ -------------------------------------
NUMBER OF 5 SOLE VOTING POWER: 0
SHARES
------ ------------------------------------------------ -------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER: 1,725,000
OWNED BY
------ ------------------------------------------------ -------------------------------------
EACH 7 SOLE DISPOSITIVE POWER: 0
REPORTING
------ ------------------------------------------------ -------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER: 1,725,000
----------------------------- -------------------------------------------------------------- -------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 1,725,000
----------------------------- ----------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
[ ]
----------------------------- ----------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 7.1%
----------------------------- --------------------------------------------------- ------------------------------------------------
12 TYPE OF REPORTING PERSON: IN
----------------------------- --------------------------------------------------- ------------------------------------------------
9
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CUSIP No. 29264P104 13G Page 10
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1 NAME OF REPORTING PERSONS: JOHN T. BIRD
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY):
----------------------------- ----------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(A) [X]
(B) [_]
----------------------------- ----------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------------------------- --------------------------------------------------- ------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION: UNITED STATES
------------------------------------ ------ ------------------------------------------------ -------------------------------------
NUMBER OF 5 SOLE VOTING POWER: 0
SHARES
------ ------------------------------------------------ -------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER: 1,725,000
OWNED BY
------ ------------------------------------------------ -------------------------------------
EACH 7 SOLE DISPOSITIVE POWER: 0
REPORTING
------ ------------------------------------------------ -------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER: 1,725,000
----------------------------- -------------------------------------------------------------- -------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 1,725,000
----------------------------- ----------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
[ ]
----------------------------- ----------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 7.1%
----------------------------- --------------------------------------------------- ------------------------------------------------
12 TYPE OF REPORTING PERSON: IN
----------------------------- --------------------------------------------------- ------------------------------------------------
10
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CUSIP No. 29264P104 13G Page 11
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1 NAME OF REPORTING PERSONS: SC FUNDAMENTAL LLC EMPLOYEE SAVINGS AND
PROFIT SHARING PLAN
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY):
----------------------------- ----------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(A) [X]
(B) [_]
----------------------------- ----------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------------------------- --------------------------------------------------- ------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION: UNITED STATES
------------------------------------ ------ ------------------------------------------------ -------------------------------------
NUMBER OF 5 SOLE VOTING POWER: 75,000
SHARES
------ ------------------------------------------------ -------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER: 0
OWNED BY
------ ------------------------------------------------ -------------------------------------
EACH 7 SOLE DISPOSITIVE POWER: 75,000
REPORTING
------ ------------------------------------------------ -------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER: 0
----------------------------- -------------------------------------------------------------- -------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 75,000
----------------------------- ----------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
[ ]
----------------------------- ----------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 0.3%
----------------------------- --------------------------------------------------- ------------------------------------------------
12 TYPE OF REPORTING PERSON: EP
----------------------------- --------------------------------------------------- ------------------------------------------------
11
ITEM 1. NAME OF ISSUER AND ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
(a) and (b) This Amendment No. 1 to the Statement on Schedule 13G
(the "Schedule 13G") relates to the Common Stock, par value $0.001 per share
(the "Common Stock"), of Endocare Inc., a Delaware corporation (the "Issuer").
The address of the principal executive offices of the Issuer is 201 Technology
Drive, Irvine, California 92618.
ITEM 2. NAME OF PERSON FILING
(a) Name of Persons Filing:
(i) SC Fundamental Value Fund, L.P.
(ii) SC Fundamental LLC
(iii) SC Fundamental Value BVI, Ltd.
(iv) SC-BVI Partners
(v) PMC-BVI, Inc.
(vi) SC Fundamental BVI, Inc.
(vii) Peter M. Collery
(viii) Neil H. Koffler
(ix) John T. Bird and
(x) SC Fundamental LLC Employee Savings and Profit
Sharing Plan (collectively, the "Reporting
Persons")
(b) Address of Principal Business Office or, if None, Residence:
The principal business office of each of the Reporting Persons listed
in Item 2(a) is as follows:
The principal business office of each of SC Fundamental Value Fund,
L.P., SC Fundamental LLC, SC-BVI Partners, PMC-BVI, Inc., SC Fundamental BVI,
Inc., Peter M. Collery, Neil H. Koffler, John T. Bird and SC Fundamental LLC
Employee Savings and Profit Sharing Plan is 747 Third Avenue, 27th Floor, New
York, New York 10017.
The principal business office of SC Fundamental Value BVI, Ltd. is
c/o Citco Fund Services (Cayman Islands) Ltd., Corporate Center, West Bay Road,
Grand Cayman, Cayman Islands.
(c), (d) and (e) For information with respect to citizenship of each
of the Reporting Persons, title of class of securities and CUSIP number for the
shares held by such persons, see the appropriate cover page above.
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B)
OR (C), CHECK WHETHER THE PERSON FILING IS:
(a) [ ] Broker or dealer registered under Section 15 of the Exchange
Act;
(b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act;
(c) [ ] Insurance company as defined in Section 3(a)(19) of the
Exchange Act;
12
(d) [ ] Investment company registered under Section 8 of the
Investment Company Act;
(e) [ ] An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E);
(f) [ ] An Employee benefit plan or endowment fund in accordance with
Rule 13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance with
Rule 13d-1(b)(1)(ii)(G);
(h) [ ] A Savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act;
(i) [ ] A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the Investment Company Act;
(j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
Not applicable.
ITEM 4. OWNERSHIP
(a) - (c) The response of each of the Reporting Persons to Items 5
through 11 of each of their respective Cover Sheets which relate to the
beneficial ownership of the Common Stock of the Issuer, as of December 31, 2004,
is incorporated herein by reference. The percentage ownership of each of the
Reporting Persons is based on 24,352,378 shares of Common Stock outstanding as
of March 1, 2005, as reported by the Issuer in its Form 10-K for the year ended
December 31, 2004.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial owner of more
than five percent of the class of Securities, check the following |_|.
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
13
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
See Exhibit No. 2 hereto.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10. CERTIFICATION
(a) Not applicable.
(b) By signing below, each of the undersigned certifies that, to the
best of his or its knowledge and belief, the securities referred to above were
not acquired and are not held for the purpose of or with the effect of changing
or influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction
having that purpose or effect.
[The remainder of this page intentionally left blank.]
14
SIGNATURE
After reasonable inquiry and to the best of our knowledge and belief,
the undersigned certify that the information set forth in this statement is
true, complete and correct.
Date: April 22, 2005
SC FUNDAMENTAL VALUE FUND, L.P.
By: SC Fundamental LLC, as General Partner
By: /s/ Neil H. Koffler
-----------------------------------------
Neil H. Koffler, Member
SC FUNDAMENTAL LLC
By: /s/ Neil H. Koffler
-----------------------------------------
Neil H. Koffler, Member
SC FUNDAMENTAL VALUE BVI, LTD.
By: SC Fundamental BVI, Inc.,
as managing general partner of
investment manager
By: /s/ Neil H. Koffler
-----------------------------------------
Neil H. Koffler, Vice President
SC-BVI PARTNERS
By: SC Fundamental BVI, Inc.,
as managing general partner
By: /s/ Neil H. Koffler
-----------------------------------------
Neil H. Koffler, Vice President
PMC-BVI, INC.
By: /s/ Neil H. Koffler
-----------------------------------------
Neil H. Koffler, Secretary
15
SC FUNDAMENTAL BVI, INC.
By: /s/ Neil H. Koffler
-----------------------------------------
Neil H. Koffler, Vice President
/s/ Neil H. Koffler
---------------------------------------------
Neil H. Koffler as Attorney-in-Fact for
Peter M. Collery (1)
/s/ Neil H. Koffler
---------------------------------------------
Neil H. Koffler
/s/ Neil H. Koffler
---------------------------------------------
Neil H. Koffler as Attorney-in-Fact for
John T. Bird (2)
SC FUNDAMENTAL LLC EMPLOYEE SAVINGS AND
PROFIT SHARING PLAN
By: /s/ Peter M. Collery
-----------------------------------------
Peter M. Collery, Trustee
(1) Executed by Neil H. Koffler as Attorney-in-Fact for Peter M. Collery. The
Power of Attorney for Mr. Collery is attached as Exhibit 2 to the
Statement on Schedule 13G with respect to the Class A Common Stock of
Winmill & Co. Incorporated, filed on November 26, 2003, and is
incorporated herein by reference.
(2) Executed by Neil H. Koffler as Attorney-in-Fact for John T. Bird. The
Power of Attorney for Mr. Collery is attached as Exhibit 3 to the
Amendment No. 1 to the Statement on Schedule 13G with respect to the
Common Stock of Tengasco, Inc., filed on March 28, 2005, and is
incorporated herein by reference.
16
EXHIBIT INDEX
Exhibit No. Document
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1 Joint Filing Agreement, dated April 22, 2005, among SC
Fundamental Value Fund, L.P., SC Fundamental LLC, SC
Fundamental Value BVI, Ltd., SC-BVI Partners, PMC-BVI,
Inc., SC Fundamental BVI, Inc., Peter M. Collery, Neil
H. Koffler, John T. Bird and SC Fundamental LLC
Employees Savings and Profit Sharing Plan, to file
this Amendment No. 1 to the joint statement on
Schedule 13G.
2 Identity of Members of Group
17