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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series A-4 Preferred Stock, $0.01 par value | $ 56.25 | 07/29/2015 | J | 128,405 (1) | (2) | (2) | Common Stock, $0.01 par value | 57,068 | $ 0 (1) | 128,405 (1) | D | ||||
Series A-4 Preferred Stock, $0.01 par value | $ 56.25 | 07/29/2015 | J | 13,094 (1) | (2) | (2) | Common Stock, $0.01 par value | 5,819 | $ 0 (1) | 13,094 (1) | I | See Footnote (3) | |||
Series A-4 Preferred Stock, $0.01 par value | $ 56.25 | 07/29/2015 | J | 4,233 (1) | (2) | (2) | Common Stock, $0.01 par value | 1,881 | $ 0 (1) | 4,233 (1) | I | See Footnote (4) | |||
Series A-4 Preferred Stock, $0.01 par value | $ 56.25 | 07/29/2015 | J | 10,893 (1) | (2) | (2) | Common Stock, $0.01 par value | 4,841 | $ 0 (1) | 10,893 (1) | I | See Footnote (5) | |||
Option (right to sell) (6) | $ 31.08 | 07/29/2015 | A | 128,405 (6) | 07/29/2015 | 08/10/2015 | Series A-4 Preferred Stock, $ 0.01 par value | 128,405 | $ 0 (6) | 128,405 (6) | D | ||||
Option (right to sell) (6) | $ 31.08 | 07/29/2015 | A | 13,094 (6) | 07/29/2015 | 08/10/2015 | Series A-4 Preferred Stock, $ 0.01 par value | 13,094 | $ 0 (6) | 13,094 (6) | I | See Footnote (3) | |||
Option (right to sell) (6) | $ 31.08 | 07/29/2015 | A | 4,233 (6) | 07/29/2015 | 08/10/2015 | Series A-4 Preferred Stock, $ 0.01 par value | 4,233 | $ 0 (6) | 4,233 (6) | I | See Footnote (4) | |||
Option (right to sell) (6) | $ 31.08 | 07/29/2015 | A | 10,893 (6) | 07/29/2015 | 08/10/2015 | Series A-4 Preferred Stock, $ 0.01 par value | 10,893 | $ 0 (6) | 10,893 (6) | I | See Footnote (5) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Rowe Randall K 27777 FRANKLIN ROAD SOUTHFIELD, MI 48034 |
X |
/s/ Randall K. Rowe | 07/31/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the receipt of Series A-4 Preferred Stock by virtue of a pro rata distribution from GCP Fund II Ancillary Holding, LLC to its members for no additional consideration. In prior reports, the reporting person reported indirect beneficial ownership of 6,364,770 shares of Series A-4 Preferred Stock. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
(2) | The Series A-4 Preferred Stock is convertible at any time, at the holder's election and has no expiration date. |
(3) | Held by a trust of which reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
(4) | Held by limited liability company of which the reporting person is the manager and a member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
(5) | Held by Green Courte Partners, LLC, which is owned by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
(6) | Represents the right to sell Series A-4 Preferred Stock to Sun Communities, Inc. at a price of $31.08 per share. |