File No. 70-09985
United States Securities and Exchange Commission
Washington, D.C. 20549
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Post-Effective Amendment No. 2
to
Form U-1
Application/Declaration
under the
Public Utility Holding Company Act of 1935
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E.ON AG Powergen plc
E.ON-Platz 1 City Point
40479 Dusseldorf 1 Ropemaker Street
Germany London EC2Y 9HT
United Kingdom
(Names of companies filing this statement
and addresses of principal executive offices)
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E.ON AG
(Name of top registered holding company)
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Ulrich Hueppe Chris Salame
General Counsel, Executive Vice President Company Secretary
Dr. Guntram Wuerzberg Powergen plc
Vice President General Legal Affairs City Point
E.ON AG 1 Ropemaker Street
E.ON-Platz 1 London EC2Y 9HT
40479 Dusseldorf United Kingdom
Germany Telephone: 011-44-207-826-2742
Telephone: 011-49-211-4579-388 Facsimile: 011-44-207-826-2889
Facsimile: 011-49-211-4579-610
(Names and addresses of agents for service)
The Commission is also requested to send copies
of any communication in connection with this matter to:
Tia S. Barancik Markian M. W. Melnyk
LeBoeuf, Lamb, Greene & MacRae, L.L.P. LeBoeuf, Lamb, Greene & MacRae, L.L.P.
125 West 55th Street 1875 Connecticut Ave., N.W.
New York, NY 10019-5389 Washington, D.C. 20009-5728
Telephone: (212) 424-8455 Telephone: (202) 986-8212
Facsimile: (212) 424-8500 Facsimile: (202) 986-8102
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This Post-Effective Amendment No. 2 amends Post-Effective Amendment No. 1
to File No. 70-9985 by restating Items 2 and 6 thereof.
* * * * *
Item 2. Fees, Commissions and Expenses
The total fees, commissions, and expenses expected to be incurred in
connection with the preparation of this post-effective amendment and the
Transfer are estimated to be approximately $200,000.
* * * * *
Item 6. Exhibits and Financial Statements
Exhibit List
A. Exhibits
A-1 Corporate Chart of the E.ON US and UK Chains Prior to the Transfer (filed
under Form SE).
A-2 Corporate Chart of the E.ON US and UK Chains After the Transfer (filed
under Form SE).
B-1 Valuation Report Prepared by Standard & Poor's (confidential treatment
requested).
C-1 Opinion of Counsel.
D-1 Past-Tense Opinion of Counsel.*
(*) To be filed by amendment.
B. Financial Statements
None.
* * * * *
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SIGNATURES
Pursuant to the requirements of the Public Utility Holding Company Act of
1935, the Applicants have duly caused this Amendment to be signed on their
behalf by the undersigned thereunto duly authorized on the dates indicated. The
signature of the Applicants and of the persons on their behalf are restricted to
the information contained in this application which is pertinent to the
application of the respective companies.
E.ON AG
By: /s/ Dr. Guntram Wurzberg
By: /s/ Dr. Patrick Wolff
Name: Dr. Guntram Wurzberg
Title: Vice President General Legal Affairs Name: Dr. Patrick Wolff
Title: General Legal Affairs
Date: February 3, 2003
Date: February 3, 2003
Powergen plc
By: /s/ Dr. Guntram Wurzberg
Name: Dr. Guntram Wurzberg
Title: Vice President General Legal Affairs,
E.ON AG
Date: February 3, 2003
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Exhibit Index
Exhibit Description
C-1 Opinion of Counsel
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