Date of Filing: July 1, 2002 File No.__________
Securities and Exchange Commission
Washington, D.C.
FORM U5A
NOTIFICATION OF REGISTRATION
Filed under Section 5(a) of the
Public Utility Holding Company Act of 1935
-------------------------------------
The undersigned holding companies hereby notify the Securities and Exchange
Commission that they register under and pursuant to the provisions of Section
5(a) of the Public Utility Holding Company Act of 1935 and furnish the following
information as to the registrants and subsidiary companies thereof:
1. Exact name of registrants:
(a) E.ON AG;
(b) E.ON US Verwaltungs GmbH;
(c) E.ON UK Verwaltungs GmbH;
(d) E.ON UK plc.
2. Address of principal executive offices:
E.ON AG, E.ON US Verwaltungs GmbH and E.ON UK Verwaltungs GmbH are
located at:
E.ON-Platz 1
40479 Dusseldorf,
Germany
E.ON UK plc is located at
1 Berkeley Street
London W1J8DJ, Great Britain
3. Name and address of officer to whom notices and communications should be
addressed:
Notices with respect to all registrants should be sent to:
Ulrich Hueppe
General Counsel, Executive Vice President
Dr. Guntram Wuerzberg
Vice President General Legal Affairs
E.ON AG
E.ON-Platz 1
40479 Dusseldorf,
Germany
4. Required information regarding the registrant and each subsidiary company
thereof (indented to reflect parent-subsidiary relationships):
See Exhibit A hereto.
SIGNATURES
Pursuant to the requirements of the Public Utility Holding Company Act of
1935, the registrants have caused this notification of registration to be duly
signed on their behalf in the Cities of Dusseldorf, Germany, and London, Great
Britain on the 27th and 26th days of June, 2002, respectively.
E.ON AG
By: /s/ Dr. Erhard Schipporeit By: /s/ Dr. Rolf Pohlig
--------------------------------- ---------------------------------
Name: Dr. Erhard Schipporeit Dr. Rolf Pohlig
Title: Member of the Board of Management Executive Vice Predsident
E.ON US Verwaltungs GmbH
By: /s/ Michael C. Wilhelm By: /s/ Dr. Rolf Pohlig
--------------------------------- ----------------------------------
Name: Michael C. Wilhelm Dr. Rolf Pohlig
Title: Managing Director Managing Director
E.ON UK Verwaltungs GmbH
By: /s/ Michael C. Wilhelm By: /s/ Hans Gisbert Ulmke
--------------------------------- ----------------------------------
Name: Michael C. Wilhelm Hans Gisbert Ulmke
Title: Managing Director Managing Director
Attest: /s/ Dr. Patrick Wolff
---------------------------------
Dr. Patrick Wolff
Counsel
E.ON AG
E.ON UK plc.
By: /s/ Stefan Hloch By: /s/ Arnold Groet
--------------------------------- ----------------------------------
Name: Stefan Hloch Arnold Groet
Title: Director Director
Attest: /s/ Mr. James Quinn
---------------------------------
Mr. James Quinn
Slaughter and May
VERIFICATION
Dusseldorf, Germany
The undersigned being duly sworn and deposes state that they have duly
executed the attached notification of registration dated June 27, 2002 for and
on behalf of:
1. E.ON AG;
that Dr. Erhard Schipporeit is a Member of the Board of Management and that Dr.
Rolf Pohlig is a Executive Vice President of E.ON AG, and that they are
authorized to sign on behalf of E.ON AG; and that all action by stockholders,
directors and other bodies necessary to authorize deponents to execute and file
such instrument has been taken. Deponents further say that they are familiar
with such instrument and the contents thereof, and that the facts therein set
forth are true to the best of their knowledge, information and belief.
/s/ Dr. Erhard Schipporeit /s/ Dr. Rolf Pohlig
--------------------------------- ---------------------------------
Dr. Erhard Schipporeit Dr. Rolf Pohlig
Member of the Board of Management Executive Vice Predsident
2. E.ON US Verwaltungs GmbH
that Michael C. Wilhelm is a Managing Director and that Heinrich Montag is a
Managing Director of E.ON US Verwaltungs GmbH, and that they are authorized to
sign on behalf of E.ON US Verwaltungs GmbH; and that all action by stockholders,
directors and other bodies necessary to authorize deponents to execute and file
such instrument has been taken. Deponents further say that they are familiar
with such instrument and the contents thereof, and that the facts therein set
forth are true to the best of their knowledge, information and belief.
/s/ Michael C. Wilhelm /s/ Dr. Rolf Pohlig
------------------------------ --------------------------------
Michael C. Wilhelm Dr. Rolf Pohlig
Managing Director Managing Director
3. E.ON UK Verwaltungs GmbH
that Michael C. Wilhelm is a Managing Director and that Hans Gisbert Ulmke is a
Managing Director of E.ON UK Verwaltungs GmbH, and that they are authorized to
sign on behalf of E.ON UK Verwaltungs GmbH; and that all action by stockholders,
directors and other bodies necessary to authorize deponents to execute and file
such instrument has been taken. Deponents further say that they are familiar
with such instrument and the contents thereof, and that the facts therein set
forth are true to the best of their knowledge, information and belief.
/s/ Michael C. Wilhelm /s/ Hans Gisbert Ulmke
------------------------------ --------------------------------
Michael C. Wilhelm Hans Gisbert Ulmke
Managing Director Managing Director
(Official Seal)
Subscribed and sworn to before me, Dr. Armin Hauschild
a Notary Public, Zimmerman-Hauschild
NOTARE
this 27 day of June, 2002. Schadow Arkaden - Blumenstr. 28
40212 Dusseldorf
/s/ Dr. Armin Hauschild Tel: 0211/86 525-0
My commission expires: August, 2035 Fax: 0211/86 52 525
File No. H 1847 / 2002
I, the undersigned Dr. Armin Hauschild, a German Notary duly admitted and sworn
in with official residence at Dusseldorf, Germany, herewith authenticate the
signature.
given before me by
Dr. Erhard Schipporeit
with business address 40479 Dusseldorf, E.ON-Platz 1
personally known to me
given before me four times by
Dr. Rolf Pohlig
with business address 40479 Dusseldorf, E.ON-Platz 1
personally known to me
given before me three times by
Mr. Michael C. Wilhelm
with business address 40479 Dusseldorf, E.ON-Platz 1
personally known to me
given before me twice by
Mr. Hans Gisbert Ulmke
with business address 40479 Dusseldorf, E.ON-Platz 1
personally known to me
given before me by
Dr. Patrick Wolff
with business address 40479 Dusseldorf, E.ON-Platz 1
personally known to me
Dusseldorf, this 27th day of June, 2002
Dr. Hauschild, Notary
[Seal]
VERIFICATION
London, Great Britain
The undersigned being duly sworn and deposes state that they have duly
executed the attached notification of registration dated June 26, 2002 for and
on behalf of:
4. E.ON UK plc.
that Stefan Hloch is a Director and that Arnold Groet is a Director of E.ON UK
plc, and that they are authorized to sign on behalf of E.ON UK plc.; and that
all action by stockholders, directors and other bodies necessary to authorize
deponents to execute and file such instrument has been taken. Deponents further
say that they are familiar with such instrument and the contents thereof, and
that the facts therein set forth are true to the best of their knowledge,
information and belief.
/s/ Stefan Hloch /s/ Arnold Groet
--------------------------------- -----------------------------------
Name: Stefan Hloch Name: Arnold Groet
Title: Director Title: Director
(Official Seal)
Subscribed and sworn to before me,
a Notary Public,
this 26th day of June, 2002.
/s/ Ruth M. Campbell
----------------------
My commission expires: Cheeswrights
10 Philpot Lane
Notary Public London, England London
(Ruth M. Campbell) EC3M 8AA
My Commission Expires With Life Notaries Public
Exhibit Index
A Information About the Registrants and their Subsidiaries.