UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 6, 2009
Smith Micro Software, Inc.
(Exact name of registrant as specified in its charter)
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| Delaware
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0-26536
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33-0029027 |
| (State or other jurisdiction
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(Commission File Number)
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(IRS Employer |
| of incorporation)
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Identification No.) |
51 Columbia, Suite 200
Aliso Viejo, California 92656
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code:
(949) 362-5800
None
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
TABLE OF CONTENTS
Item 7.01 Regulation FD Disclosure.
On January 6, 2009, representatives of Smith Micro Software, Inc. (the “Company”) made a
presentation at the Eleventh Annual Needham Growth Conference held at the New York Palace Hotel in
New York City. The Conference is organized annually by Needham & Company, and participation at the
conference is by invitation only. A copy of the slides displayed in the Company’s presentation is
attached hereto as Exhibit 99.1.
In
addition, an archived replay of the Company’s will be available
for 90 days in the “Investor
Relations” section of the Company’s website at www.smithmicro.com.
This information in the attached slides shall not be deemed “filed” for purposes of Section 18
of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by
reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except
as shall be expressly set forth by specific reference in such a filing. By filing this report on
Form 8-K and furnishing this information, the Company makes no admission as to the materiality of
any information in this report that may be required to be disclosed solely by reason of Regulation
FD.
The information contained in the attached slides is summary information that is intended to be
considered in the context of the Company’s SEC filings and other public announcements. The Company
undertakes no duty or obligation to publicly update or revise this information, although it may do
so from time to time.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
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| Exhibit |
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Description |
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99.1
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Slideshow presentation of Smith Micro Software, Inc. at Eleventh Annual Needham
Growth Conference |
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