0a42f65ee2514ca

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

WASHINGTON, DC 20549

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

 

Date of Report (Date of earliest event reported):  May 6, 2014

 

 

MID PENN BANCORP, INC.

(Exact name of registrant as specified in its charter)

 

 

 

 

 

 

 

 

Pennsylvania

1-13677

25-1666413

(State or Other Jurisdiction of

Incorporation or Organization)

(Commission File Number)

(I.R.S. Employer

Identification Number)

 

 

349 Union Street

Millersburg, Pennsylvania

1.866.642.7736

17061

(Address of Principal Executive Offices)

(Registrant’s telephone number, including area code)

(Zip Code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 

 

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 


 

MID PENN BANCORP, INC.

CURRENT REPORT ON FORM 8-K

 

 

ITEM 5.07Submission of Matters to a Vote of Security Holders.

 

On May 6, 2014, Mid Penn Bancorp, Inc. (the “Corporation”) held its Annual Meeting of Shareholders for which the Board of Directors solicited proxies.  At the Annual Meeting, the shareholders of the Corporation voted on the following proposals described in the Proxy Statement dated March 27, 2014.

 

The proposals voted on and approved or disapproved by the shareholders of the Corporation at the Annual Meeting were as follows:

 

Proposal No. 1The Corporation’s shareholders elected four individuals to serve as Class A members of the Board of Directors to serve for a three-year term and until their successors are elected and qualified, as set forth below:

 

 

 

 

 

 

 

 

Name

 

Votes
For

 

Votes
Withheld

 

Broker
Non-Votes

Matthew G. DeSoto

 

2,357,984

 

78,732

 

417,656

Robert C. Grubic

 

2,226,811

 

209,905

 

417,656

Gregory M. Kerwin

 

2,382,515

 

54,201

 

417,656

John E. Noone

 

2,216,396

 

220,320

 

417,656

 

Proposal No. 2The Corporation’s shareholders ratified a non-binding proposal to approve the executive compensation, as described in the Compensation Discussion and Analysis and the tabular disclosure (together with the accompanying narrative disclosure) regarding the named executive officers in the Corporation’s Proxy Statement, as set forth below:

 

 

 

 

 

 

 

 

Votes
For

 

Votes
Against

 

Abstentions

 

Broker
Non-Votes

2,110,461

 

248,500

 

77,754

 

417,657

 

Proposal No. 3The Corporation’s shareholders ratified the appointment of BDO USA, LLP, of Harrisburg, Pennsylvania, as the Corporation’s independent registered public accounting firm for the year ending December 31, 2014, as set forth below:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Votes
For

 

Votes
Against

 

Abstentions

 

Broker
Non-Votes

2,796,529

 

7,031

 

50,812

 

-

 

Proposal No. 4.  The Corporation’s shareholders approved the Mid Penn Bancorp, Inc. 2014 Restricted Stock Plan, as set forth below:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Votes
For

 

Votes
Against

 

Abstentions

 

Broker
Non-Votes

2,097,501

 

327,478

 

11,736

 

417,657

 

Item 7.01Regulation FD Disclosure.

 

The slides used and presented at the Annual Meeting of Shareholders are attached hereto as Exhibit 99.1.

 

 


 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

 

 

MID PENN BANCORP, INC.

(Registrant)

Date:  May 6, 2014

By:

/s/ Rory G. Ritrievi

 

Rory G. Ritrievi

 

President and Chief Executive Officer

 

 


 

Exhibit 99.1

 

 

 

 

Exhibit Number

Exhibits

99.1

Slides from the Annual Meeting of Shareholders