1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
(6)
|
Â
(5)
|
02/17/2025 |
Common Stock
|
1,500
|
$
0
|
D
|
Â
|
Stock Option (right to buy)
(7)
|
Â
(2)
|
02/19/2024 |
Common Stock
|
767
|
$
0
|
D
|
Â
|
Performance Unit
|
02/22/2020 |
02/20/2020 |
Common Stock
|
9,740
|
$
(3)
|
D
|
Â
|
Performance Unit
|
02/17/2018 |
02/17/2018 |
Common Stock
|
3,590
|
$
(4)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Restricted Stock Unit awards - 7,500 vesting 10/1/2020, 6,500 vesting 2/22/2020, 3,940 vesting 2/17/2019, and 2,160 vesting 2/17/2018 |
(2) |
Award is fully vested |
(3) |
Performance Units were granted on February 22, 2017, subject to achievement of performance period criteria for a three-year period, ending upon the close of the Company's 2019 fiscal year. The number of units reported assume the Company meets target performance criteria at the end of 2019; actual units earned will be adjusted based on actual performance against the performance criteria. Any earned units will vest on February 22, 2020, at which time each earned and vested unit will convert to one share of the Company's common stock. |
(4) |
Performance Units were granted on February 17, 2015, subject to achievement of performance period criteria for a three-year period, ending upon the close of the Company's 2017 fiscal year. The number of units reported assume the Company meets target performance criteria at the end of 2017; actual units earned will be adjusted based on actual performance against the performance criteria. Any earned units will vest on February 17, 2018, at which time each earned and vested unit will convert to one share of the Company's common stock. |
(5) |
Award vests in three equal installments on February 17, 2016, 2017 and 2018 |
(6) |
Awarded 2,250 stock options, 750 sold, 750 held, 750 not vested |
(7) |
Awarded 2,300 stock options, 1,533 sold and 767 held |