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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 06/09/2014 | A | 104 (2) | (3) | (3) | Common Stock | 104 | $ 0 | 48,574 (4) | D | ||||
Restricted Stock Units | (1) | 09/02/2014 | A | 103 (2) | (3) | (3) | Common Stock | 103 | $ 0 | 48,677 (4) | D | ||||
Restricted Stock Units | (1) | 12/01/2014 | A | 110 (2) | (3) | (3) | Common Stock | 110 | $ 0 | 48,787 (4) | D | ||||
Restricted Stock Units | (1) | 03/06/2015 | A | 107 (2) | (3) | (3) | Common Stock | 107 | $ 0 | 48,894 (4) | D | ||||
Restricted Stock Units | (1) | 05/29/2015 | A | 127 (5) | (3) | (3) | Common Stock | 127 | $ 0 | 49,021 (4) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CRAWFORD EDWARD F 6065 PARKLAND BLVD. CLEVELAND, OH 44124 |
X | X | CEO, COB |
Linda Kold, Attorney-In-Fact for Edward F. Crawford | 06/02/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each Restricted Stock Unit ("RSU") represents a right to receive one share of Park-Ohio Holdings Corp. common stock ("Share"). |
(2) | Reflects additional RSUs pursuant to dividend equivalent sections of the Restricted Stock Units Agreement between the Issuer and the Reporting Person. These dividend equivalent RSUs were inadvertantly omitted from earlier filings. |
(3) | RSUs are fully vested and will be settled in Shares and delivered to the Reporting Person after separation of service. |
(4) | Includes 48,470 RSUs that were initially reported as non-derivative securities on Table 1 of a Form 4 filed by the Reporting Person on September 15, 2008. The RSUs fully vested on September 12, 2008 and will be settled in Shares and delivered to the Reporting Person after his separation from service. |
(5) | Reflects additional RSUs granted on May 29, 2015 pursuant to dividend equivalent sections of the Restricted Stock Units Agreement between the Issuer and the Reporting Person. |