UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Amtech Systems, Inc. Employee Stock Option | Â (1) | 08/06/2020 | Amtech Systems, Inc. $.01 par value common stock | 1,000 | $ 10.64 | D | Â |
Amtech Systems, Inc. Employee Stock Option | Â (2) | 11/12/2020 | Amtech Systems, Inc. $.01 par value common stock | 1,000 | $ 17.12 | D | Â |
Amtech Systems, Inc. Employee Stock Option | Â (3) | 12/12/2023 | Amtech Systems, Inc. $.01 par value common stock | 5,000 | $ 7.01 | D | Â |
Amtech Systems, Inc. Employee Stock Option | Â (4) | 11/19/2024 | Amtech Systems, Inc. $.01 par value common stock | 5,000 | $ 9.98 | D | Â |
Amtech Systems, Inc. Employee Stock Option | Â (5) | 10/04/2026 | Amtech Systems, Inc. $.01 par value common stock | 7,500 | $ 4.87 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WHANG MICHAEL C/O AMTECH SYSTEMS, INC. 131 S CLARK DRIVE TEMPE, AZ 85281 |
 |  |  Vice President of Operations |  |
/s/ Michael Whang | 01/12/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | One-half of the stock option granted vested on each of the first two anniversaries of the 08/06/2010 grant date. |
(2) | One-half of the stock option granted vested on each of the first two anniversaries of the 11/12/2010 grant date. |
(3) | One-half of the stock option granted vested on each of the first two anniversaries of the 12/12/2013 grant date. |
(4) | One-half of the stock option granted vested on each of the first two anniversaries of the 11/19/2014 grant date. |
(5) | One-half of the stock option granted vests on each of the first two anniversaries of the 10/04/2016 grant date. |