fp0011058_npx.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number   811-02363              
 
Cornerstone Total Return Fund, Inc.

(Exact name of registrant as specified in charter)
  
7 Dawson Street     Huntington Station, NY
11746
(Address of principal executive offices)
(Zip code)
  
Frank J. Maresca

AST Fund Solutions, LLC, 7 Dawson Street, Huntington Station, NY 11746

(Name and address of agent for service)
  
Registrant's telephone number, including area code: (866)  668-6558             

Date of fiscal year end:   December 31                               
 
Date of reporting period:   July 1, 2013 - June 30, 2014         
 
 
 

 
 
ITEM 1. PROXY VOTING RECORD.
 
Company Name
Ticker
CUSIP
Meeting Date
Proposal Number
Proposal Description
Proponent
Mgmt Recommendation
Vote Cast
For/ Against Mgmt
Abbott Laboratories
ABT
002824100
4/25/2014
1.1
Elect Robert J. Alpern
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/25/2014
1.2
Elect Roxanne S. Austin
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/25/2014
1.3
Elect Sally E. Blount
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/25/2014
1.4
Elect W. James Farrell
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/25/2014
1.5
Elect Edward M. Liddy
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/25/2014
1.6
Elect Nancy McKinstry
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/25/2014
1.7
Elect Phebe N. Novakovic
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/25/2014
1.8
Elect William A. Osborn
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/25/2014
1.9
Elect Samuel C. Scott III
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/25/2014
1.10
Elect Glenn F. Tilton
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/25/2014
1.11
Elect Miles D. White
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/25/2014
2
Ratification of Auditor
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/25/2014
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/25/2014
4
Shareholder Proposal Regarding Labeling of Genetically Modified Organisms
ShrHldr
Against
Against
For
Abbott Laboratories
ABT
002824100
4/25/2014
5
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
Against
For
Abbott Laboratories
ABT
002824100
4/25/2014
6
Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation
ShrHldr
Against
Abstain
Against
AbbVie Inc.
ABBV
00287Y109
5/9/2014
1.1
Elect Robert J. Alpern
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/9/2014
1.2
Elect Edward M. Liddy
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/9/2014
1.3
Elect Frederick H. Waddell
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/9/2014
2
Ratification of Auditor
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/9/2014
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
The Adams Express Company
ADX
006212104
4/10/2014
1.1
Elect Enrique R. Arzac
Mgmt
For
For 94%
Withhold 6%
For
The Adams Express Company
ADX
006212104
4/10/2014
1.2
Elect Phyllis O. Bonanno
Mgmt
For
For 94%
Withhold 6%
For
The Adams Express Company
ADX
006212104
4/10/2014
1.3
Elect Kenneth J. Dale
Mgmt
For
For 94%
Withhold 6%
For
The Adams Express Company
ADX
006212104
4/10/2014
1.4
Elect Frederic A. Escherich
Mgmt
For
For 94%
Withhold 6%
For
The Adams Express Company
ADX
006212104
4/10/2014
1.5
Elect Roger W. Gale
Mgmt
For
For 94%
Withhold 6%
For
The Adams Express Company
ADX
006212104
4/10/2014
1.6
Elect Kathleen T. McGahran
Mgmt
For
For 94%
Withhold 6%
For
The Adams Express Company
ADX
006212104
4/10/2014
1.7
Elect Craig R. Smith
Mgmt
For
For 94%
Withhold 6%
For
The Adams Express Company
ADX
006212104
4/10/2014
1.8
Elect Mark E. Stoeckle
Mgmt
For
For 94%
Withhold 6%
For
The Adams Express Company
ADX
006212104
4/10/2014
2
Ratification of Auditor
Mgmt
For
For 98%
Against 1%
Abstain 1%
For
Advent-Claymore Enhanced Growth & Income Fund
LCM
00765E104
10/16/2013
1
Elect Gerald L. Seizert
Mgmt
For
For 96%
Against 1.5%
Abstain 2.5%
For
Advent-Claymore Enhanced Growth & Income Fund
LCM
00765E104
10/16/2013
2
Elect Derek Medina
Mgmt
For
For 96%
Against 1.5%
Abstain 2.5%
For
Advent-Claymore Enhanced Growth & Income Fund
LCM
00765E104
10/16/2013
3
Elect Randall C. Barnes
Mgmt
For
For 96%
Against 1.5%
Abstain 2.5%
For
AES Corporation
AES
00130H105
4/17/2014
1
Elect Andrés R. Gluski
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/17/2014
2
Elect Guo Bao Zhang
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/17/2014
3
Elect Charles Harrington
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/17/2014
4
Elect Kristina M. Johnson
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/17/2014
5
Elect Tarun Khanna
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/17/2014
6
Elect Philip Lader
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/17/2014
7
Elect James H. Miller
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/17/2014
8
Elect Sandra O. Moose
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/17/2014
9
Elect John B. Morse, Jr.
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/17/2014
10
Elect Moisés Naim
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/17/2014
11
Elect Charles O. Rossotti
Mgmt
For
Against
Against
AES Corporation
AES
00130H105
4/17/2014
12
Elect Sven Sandstrom
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/17/2014
13
Ratification of Auditor
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/17/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/30/2014
1
Elect Fernando Aguirre
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/30/2014
2
Elect Mark T. Bertolini
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/30/2014
3
Elect Frank M. Clark, Jr.
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/30/2014
4
Elect Betsy Z. Cohen
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/30/2014
5
Elect Molly J. Coye
Mgmt
For
Against
Against
Aetna Inc.
AET
00817Y108
5/30/2014
6
Elect Roger N. Farah
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/30/2014
7
Elect Barbara H. Franklin
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/30/2014
8
Elect Jeffrey E. Garten
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/30/2014
9
Elect Ellen M. Hancock
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/30/2014
10
Elect Richard J. Harrington
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/30/2014
11
Elect Edward J. Ludwig
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/30/2014
12
Elect Joseph P. Newhouse
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/30/2014
13
Ratification of Auditor
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/30/2014
14
Elimination of Supermajority Requirements
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/30/2014
15
Right to Call a Special Meeting
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/30/2014
16
Amendment to the 2010 Stock Incentive Plan
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/30/2014
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/30/2014
18
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
Aetna Inc.
AET
00817Y108
5/30/2014
19
Shareholder Proposal Regarding Board Oversight of Political Spending
ShrHldr
Against
Against
For
Aetna Inc.
AET
00817Y108
5/30/2014
20
Shareholder Proposal Regarding Indirect Political Spending Report
ShrHldr
Against
Against
For
Air Products and Chemicals, Inc.
APD
009158106
1/23/2014
1
Elect Chadwick C. Deaton
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/23/2014
2
Elect Edward L. Monser
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/23/2014
3
Elect Matthew H. Paull
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/23/2014
4
Elect Lawrence S. Smith
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/23/2014
5
Ratification of Auditor
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/23/2014
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/23/2014
7
Repeal of Classified Board
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
5/6/2014
1
Elect David E.I. Pyott
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
5/6/2014
2
Elect Michael R. Gallagher
Mgmt
For
Against
Against
Allergan, Inc.
AGN
018490102
5/6/2014
3
Elect Deborah Dunsire
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
5/6/2014
4
Elect Trevor M. Jones
Mgmt
For
Against
Against
Allergan, Inc.
AGN
018490102
5/6/2014
5
Elect Louis J. Lavigne, Jr.
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
5/6/2014
6
Elect Peter J. McDonnell
Mgmt
For
Against
Against
Allergan, Inc.
AGN
018490102
5/6/2014
7
Elect Timothy D. Proctor
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
5/6/2014
8
Elect Russell T. Ray
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
5/6/2014
9
Elect Henri A. Termeer
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
5/6/2014
10
Ratification of Auditor
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
5/6/2014
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
5/6/2014
12
Amendment to Certificate of Incorporation Allowing Action by Written Consent
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
5/6/2014
13
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
AllianzGI Convertible & Income Fund II
NFJ
01882X108
7/17/2013
1.1
Elect Deborah A. DeCotis
Mgmt
For
For 95%
Withhold 5%
For
AllianzGI Convertible & Income Fund II
NFJ
01882X108
7/17/2013
1.2
Elect Bradford K. Gallagher
Mgmt
For
For 95%
Withhold 5%
For
AllianzGI Convertible & Income Fund II
NFJ
01882X108
7/17/2013
1.3
Elect James A. Jacobson
Mgmt
For
For 95%
Withhold 5%
For
Allstate Corporation
ALL
020002101
5/20/2014
1
Elect F. Duane Ackerman
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/20/2014
2
Elect Robert D. Beyer
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/20/2014
3
Elect Kermit R. Crawford
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/20/2014
4
Elect Jack M. Greenberg
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/20/2014
5
Elect Herbert L. Henkel
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/20/2014
6
Elect Siddarth N. Mehta
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/20/2014
7
Elect Andrea Redmond
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/20/2014
8
Elect John W. Rowe
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/20/2014
9
Elect Judith A. Sprieser
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/20/2014
10
Elect Mary Alice Taylor
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/20/2014
11
Elect Thomas J. Wilson
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/20/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/20/2014
13
Approval of Material Terms of the Annual Incentive Plan
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/20/2014
14
Ratification of Auditor
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/20/2014
15
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHldr
Against
Against
For
Allstate Corporation
ALL
020002101
5/20/2014
16
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
Against
For
Allstate Corporation
ALL
020002101
5/20/2014
17
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHldr
Against
Against
For
Alpine Global Dynamic Dividend Fund
AGD
02082E205
5/28/2014
1.1
Elect Eleanor T Hoagland
Mgmt
For
For 98%
Withhold 2%
For
Alpine Global Dynamic Dividend Fund
AGD
02082E205
5/28/2014
1.2
Elect Jeffrey E. Wacksman
Mgmt
For
For 98%
Withhold 2%
For
Alpine Global Dynamic Dividend Fund
AGD
02082E205
5/28/2014
2
Transaction of Other Business
Mgmt
For
For 75%
Against 24%
Abstain 1%
Against
Alpine Total Dynamic Dividend Fund
AOD
021060207
5/28/2014
1.1
Elect Eleanor T Hoagland
Mgmt
For
For 96%
Withhold 4%
For
Alpine Total Dynamic Dividend Fund
AOD
021060207
5/28/2014
1.2
Elect Jeffrey E. Wacksman
Mgmt
For
For 96%
Withhold 4%
For
Alpine Total Dynamic Dividend Fund
AOD
021060207
5/28/2014
2
Transaction of Other Business
Mgmt
For
For 75%
Against 24%
Abstain 1%
Against
Altria Group, Inc.
MO
02209S103
5/14/2014
1
Elect Gerald L. Baliles
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/14/2014
2
Elect Martin J. Barrington
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/14/2014
3
Elect John T. Casteen III
Mgmt
For
Against
Against
Altria Group, Inc.
MO
02209S103
5/14/2014
4
Elect Dinyar S. Devitre
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/14/2014
5
Elect Thomas F. Farrell II
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/14/2014
6
Elect Thomas W. Jones
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/14/2014
7
Elect Debra J. Kelly-Ennis
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/14/2014
8
Elect W. Leo Kiely III
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/14/2014
9
Elect Kathryn B. McQuade
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/14/2014
10
Elect George Muñoz
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/14/2014
11
Elect Nabil Y. Sakkab
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/14/2014
12
Ratification of Auditor
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/14/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/14/2014
14
Shareholder Proposal Regarding Raising Awareness of Health Effects of Tobacco Use to Low Income Groups
ShrHldr
Against
Against
For
Altria Group, Inc.
MO
02209S103
5/14/2014
15
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
Against
For
American International Group, Inc.
AIG
026874784
5/12/2014
1
Elect Robert H. Benmosche
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/12/2014
2
Elect W. Don Cornwell
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/12/2014
3
Elect Peter R. Fisher
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/12/2014
4
Elect John Fitzpatrick
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/12/2014
5
Elect William G. Jurgensen
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/12/2014
6
Elect Christopher S. Lynch
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/12/2014
7
Elect Arthur C. Martinez
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/12/2014
8
Elect George L. Miles, Jr.
Mgmt
For
Against
Against
American International Group, Inc.
AIG
026874784
5/12/2014
9
Elect Henry S. Miller
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/12/2014
10
Elect Robert S. Miller
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/12/2014
11
Elect Suzanne Nora Johnson
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/12/2014
12
Elect Ronald A. Rittenmeyer
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/12/2014
13
Elect Douglas M. Steenland
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/12/2014
14
Elect Theresa M. Stone
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/12/2014
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/12/2014
16
Restatement of Protective Amendment to the Certificate of Incorporation
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/12/2014
17
Ratification of the Tax Asset Protection Plan
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/12/2014
18
Ratification of Auditor
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/15/2014
1
Elect David Baltimore
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/15/2014
2
Elect Frank J. Biondi, Jr.
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/15/2014
3
Elect Robert A. Bradway
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/15/2014
4
Elect François de Carbonnel
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/15/2014
5
Elect Vance D. Coffman
Mgmt
For
Against
Against
AMGEN Inc.
AMGN
031162100
5/15/2014
6
Elect Robert A. Eckert
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/15/2014
7
Elect Greg C. Garland
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/15/2014
8
Elect Rebecca M. Henderson
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/15/2014
9
Elect Frank C. Herringer
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/15/2014
10
Elect Tyler Jacks
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/15/2014
11
Elect Judith C. Pelham
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/15/2014
12
Elect Ronald D. Sugar
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/15/2014
13
Ratification of Auditor
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/15/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/15/2014
15
Shareholder Proposal Regarding Counting Abstentions
ShrHldr
Against
Against
For
Anadarko Petroleum Corporation
APC
032511107
5/13/2014
1
Elect Anthony R. Chase
Mgmt
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/13/2014
2
Elect Kevin P. Chilton
Mgmt
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/13/2014
3
Elect H. Paulett Eberhart
Mgmt
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/13/2014
4
Elect Peter J. Fluor
Mgmt
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/13/2014
5
Elect Richard L. George
Mgmt
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/13/2014
6
Elect Charles W. Goodyear
Mgmt
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/13/2014
7
Elect John R. Gordon
Mgmt
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/13/2014
8
Elect Eric D. Mullins
Mgmt
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/13/2014
9
Elect R. A. Walker
Mgmt
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/13/2014
10
Ratification of Auditor
Mgmt
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/13/2014
11
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Anadarko Petroleum Corporation
APC
032511107
5/13/2014
12
Shareholder Proposal Regarding Report on Political Spending
ShrHldr
Against
Against
For
Anadarko Petroleum Corporation
APC
032511107
5/13/2014
13
Shareholder Proposal Regarding Carbon Asset Risk Report
ShrHldr
Against
Against
For
Aon plc
AON
G0408V102
6/24/2014
1
Elect Lester B. Knight
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2014
2
Elect Gregory C. Case
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2014
3
Elect Fulvio Conti
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2014
4
Elect Cheryl A. Francis
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2014
5
Elect Edgar D. Jannotta
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2014
6
Elect James W. Leng
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2014
7
Elect J. Michael Losh
Mgmt
For
Against
Against
Aon plc
AON
G0408V102
6/24/2014
8
Elect Robert S. Morrison
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2014
9
Elect Richard B. Myers
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2014
10
Elect Richard C. Notebaert
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2014
11
Elect Gloria Santona
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2014
12
Elect Carolyn Y. Woo
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2014
13
Accounts and Reports
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2014
14
Ratification of Auditor
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2014
15
Ratification of Statutory Auditor
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2014
16
Authority to Set Auditor's Fees
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2014
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2014
18
Remuneration Report (Binding)
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2014
19
Remuneration Report (Advisory)
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2014
20
Amendment to the 2011 Incentive Compensation Plan
Mgmt
For
Against
Against
Aon plc
AON
G0408V102
6/24/2014
21
Approval of Share Repurchase Contract and Repurchase Counterparties
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/28/2014
1.6
Elect Andrea Jung
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/28/2014
1.7
Elect Arthur D. Levinson
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/28/2014
1.8
Elect Ronald D. Sugar
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/28/2014
2
Technical Amendment to Articles
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/28/2014
3
Eliminate Blank Check Authority to Issue Preferred Stock
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/28/2014
4
Establish a Par Value for the Company's Common Stock of $0.00001 Per Share
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/28/2014
5
Ratification of Auditor
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/28/2014
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/28/2014
7
2014 Employee Stock Plan
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/28/2014
8
Shareholder Proposal Regarding Formation of Human Rights Committee
ShrHldr
Against
Against
For
Apple Inc.
AAPL
037833100
2/28/2014
9
Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships
ShrHldr
Against
Against
For
Apple Inc.
AAPL
037833100
2/28/2014
10
Shareholder Proposal Regarding Share Buybacks
ShrHldr
Do Not Vote
Abstain
Against
Apple Inc.
AAPL
037833100
2/28/2014
11
Shareholder Proposal Regarding Proxy Access
ShrHldr
Against
Against
For
Apple Inc.
AAPL
037833100
2/28/2014
1.1
Elect William V. Campbell
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/28/2014
1.2
Elect Timothy D. Cook
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/28/2014
1.3
Elect Millard S. Drexler
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/28/2014
1.4
Elect Albert A. Gore, Jr.
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/28/2014
1.5
Elect Robert A. Iger
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/1/2014
1
Elect Alan L. Boeckmann
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/1/2014
2
Elect Mollie Hale Carter
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/1/2014
3
Elect Terrell K. Crews
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/1/2014
4
Elect Pierre Dufour
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/1/2014
5
Elect Donald E. Felsinger
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/1/2014
6
Elect Antonio dos Santos Maciel Neto
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/1/2014
7
Elect Patrick J. Moore
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/1/2014
8
Elect Thomas F. O'Neill
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/1/2014
9
Elect Francisco Sanchez
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/1/2014
10
Elect Daniel Shih
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/1/2014
11
Elect Kelvin R. Westbrook
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/1/2014
12
Elect Patricia A. Woertz
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/1/2014
13
Ratification of Auditor
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/1/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/1/2014
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
AT&T Inc.
T
00206R102
4/25/2014
1
Elect Randall L. Stephenson
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/25/2014
2
Elect Reuben V. Anderson
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/25/2014
3
Elect Jaime Chico Pardo
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/25/2014
4
Elect Scott T. Ford
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/25/2014
5
Elect James P. Kelly
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/25/2014
6
Elect Jon C. Madonna
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/25/2014
7
Elect Michael B. McCallister
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/25/2014
8
Elect John B. McCoy
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/25/2014
9
Elect Beth E. Mooney
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/25/2014
10
Elect Joyce M. Roché
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/25/2014
11
Elect Matthew K. Rose
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/25/2014
12
Elect Cynthia B. Taylor
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/25/2014
13
Elect Laura D'Andrea Tyson
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/25/2014
14
Ratification of Auditor
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/25/2014
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/25/2014
16
Approval of AT&T Severance Policy
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/25/2014
17
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHldr
Against
Against
For
AT&T Inc.
T
00206R102
4/25/2014
18
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
Against
For
AT&T Inc.
T
00206R102
4/25/2014
19
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHldr
Against
For
Against
Bank of America Corporation
BAC
060505104
5/7/2014
1
Elect Sharon L. Allen
Mgmt
For
Against
Against
Bank of America Corporation
BAC
060505104
5/7/2014
2
Elect Susan S. Bies
Mgmt
For
Against
Against
Bank of America Corporation
BAC
060505104
5/7/2014
3
Elect Jack O. Bovender, Jr.
Mgmt
For
For
For
Bank of America Corporation
BAC
060505104
5/7/2014
4
Elect Frank P. Bramble, Sr.
Mgmt
For
For
For
Bank of America Corporation
BAC
060505104
5/7/2014
5
Elect Pierre J. P. de Weck
Mgmt
For
For
For
Bank of America Corporation
BAC
060505104
5/7/2014
6
Elect Arnold W. Donald
Mgmt
For
For
For
Bank of America Corporation
BAC
060505104
5/7/2014
7
Elect Charles K. Gifford
Mgmt
For
For
For
Bank of America Corporation
BAC
060505104
5/7/2014
8
Elect Charles O. Holliday, Jr.
Mgmt
For
For
For
Bank of America Corporation
BAC
060505104
5/7/2014
9
Elect Linda P. Hudson
Mgmt
For
For
For
Bank of America Corporation
BAC
060505104
5/7/2014
10
Elect Monica C. Lozano
Mgmt
For
For
For
Bank of America Corporation
BAC
060505104
5/7/2014
11
Elect Thomas J. May
Mgmt
For
For
For
Bank of America Corporation
BAC
060505104
5/7/2014
12
Elect Brian T. Moynihan
Mgmt
For
For
For
Bank of America Corporation
BAC
060505104
5/7/2014
13
Elect Lionel L. Nowell, III
Mgmt
For
For
For
Bank of America Corporation
BAC
060505104
5/7/2014
14
Elect Clayton S. Rose
Mgmt
For
For
For
Bank of America Corporation
BAC
060505104
5/7/2014
15
Elect R. David Yost
Mgmt
For
For
For
Bank of America Corporation
BAC
060505104
5/7/2014
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Bank of America Corporation
BAC
060505104
5/7/2014
17
Ratification of Auditor
Mgmt
For
Against
Against
Bank of America Corporation
BAC
060505104
5/7/2014
18
Amendment to Series T Preferred Stock
Mgmt
For
For
For
Bank of America Corporation
BAC
060505104
5/7/2014
19
Shareholder Proposal Regarding Cumulative Voting
ShrHldr
Against
Against
For
Bank of America Corporation
BAC
060505104
5/7/2014
20
Shareholder Proposal Regarding Proxy Access
ShrHldr
Against
Against
For
Bank of America Corporation
BAC
060505104
5/7/2014
21
Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk
ShrHldr
Against
Against
For
Bank of America Corporation
BAC
060505104
5/7/2014
22
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
For
Against
Bank of New York Mellon Corporation
BK
064058100
4/8/2014
1
Elect Ruth E. Bruch
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/8/2014
2
Elect Nicholas M. Donofrio
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/8/2014
3
Elect Jeffrey A. Goldstein
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/8/2014
4
Elect Gerald L. Hassell
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/8/2014
5
Elect Edmund F. Kelly
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/8/2014
6
Elect Richard J. Kogan
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/8/2014
7
Elect Michael J. Kowalski
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/8/2014
8
Elect John A. Luke, Jr.
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/8/2014
9
Elect Mark A. Nordenberg
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/8/2014
10
Elect Catherine A. Rein
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/8/2014
11
Elect William C. Richardson
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/8/2014
12
Elect Samuel C. Scott III
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/8/2014
13
Elect Wesley W. von Schack
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/8/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/8/2014
15
Ratification of Auditor
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/8/2014
16
Amendments to the Long-Term Incentive Plan
Mgmt
For
For
For
Bank of New York Mellon Corporation
BK
064058100
4/8/2014
17
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
Baxter International Inc.
BAX
071813109
5/6/2014
1
Elect Wayne T. Hockmeyer
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/6/2014
2
Elect Robert L. Parkinson, Jr.
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/6/2014
3
Elect Thomas T. Stallkamp
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/6/2014
4
Elect Albert P.L. Stroucken
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/6/2014
5
Ratification of Auditor
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/6/2014
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/6/2014
7
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHldr
Against
For
Against
Baxter International Inc.
BAX
071813109
5/6/2014
8
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHldr
Against
Against
For
BB&T Corporation
BBT
054937107
4/29/2014
1.1
Elect Jennifer S. Banner
Mgmt
For
For
For
BB&T Corporation
BBT
054937107
4/29/2014
1.2
Elect K. David Boyer, Jr.
Mgmt
For
For
For
BB&T Corporation
BBT
054937107
4/29/2014
1.3
Elect Anna R. Cablik
Mgmt
For
Withhold
Against
BB&T Corporation
BBT
054937107
4/29/2014
1.4
Elect Ronald E. Deal
Mgmt
For
Withhold
Against
BB&T Corporation
BBT
054937107
4/29/2014
1.5
Elect James A. Faulkner
Mgmt
For
For
For
BB&T Corporation
BBT
054937107
4/29/2014
1.6
Elect I. Patricia Henry
Mgmt
For
For
For
BB&T Corporation
BBT
054937107
4/29/2014
1.7
Elect John P. Howe, III
Mgmt
For
For
For
BB&T Corporation
BBT
054937107
4/29/2014
1.8
Elect Eric C. Kendrick
Mgmt
For
For
For
BB&T Corporation
BBT
054937107
4/29/2014
1.9
Elect Kelly S. King
Mgmt
For
For
For
BB&T Corporation
BBT
054937107
4/29/2014
1.10
Elect Louis B. Lynn
Mgmt
For
For
For
BB&T Corporation
BBT
054937107
4/29/2014
1.11
Elect Edward C. Milligan
Mgmt
For
For
For
BB&T Corporation
BBT
054937107
4/29/2014
1.12
Elect Charles A. Patton
Mgmt
For
For
For
BB&T Corporation
BBT
054937107
4/29/2014
1.13
Elect Nido R. Qubein
Mgmt
For
Withhold
Against
BB&T Corporation
BBT
054937107
4/29/2014
1.14
Elect Tollie W. Rich, Jr.
Mgmt
For
For
For
BB&T Corporation
BBT
054937107
4/29/2014
1.15
Elect Thomas E. Skains
Mgmt
For
For
For
BB&T Corporation
BBT
054937107
4/29/2014
1.16
Elect Thomas N. Thompson
Mgmt
For
For
For
BB&T Corporation
BBT
054937107
4/29/2014
1.17
Elect Edwin H. Welch
Mgmt
For
For
For
BB&T Corporation
BBT
054937107
4/29/2014
1.18
Elect Stephen T. Williams
Mgmt
For
Withhold
Against
BB&T Corporation
BBT
054937107
4/29/2014
2
Ratification of Auditor
Mgmt
For
For
For
BB&T Corporation
BBT
054937107
4/29/2014
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
BB&T Corporation
BBT
054937107
4/29/2014
4
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
BB&T Corporation
BBT
054937107
4/29/2014
5
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHldr
Against
For
Against
BB&T Corporation
BBT
054937107
4/29/2014
6
Shareholder Proposal Regarding Recoupment of Unearned Bonuses
ShrHldr
Against
Against
For
Berkshire Hathaway Inc.
BRKA
084670702
5/3/2014
1.1
Elect Warren E. Buffett
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/3/2014
1.2
Elect Charles T. Munger
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/3/2014
1.3
Elect Howard G. Buffett
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/3/2014
1.4
Elect Stephen B. Burke
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/3/2014
1.5
Elect Susan L. Decker
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/3/2014
1.6
Elect William H. Gates III
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/3/2014
1.7
Elect David S. Gottesman
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/3/2014
1.8
Elect Charlotte Guyman
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/3/2014
1.9
Elect Donald R. Keough
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/3/2014
1.10
Elect Thomas S. Murphy
Mgmt
For
Withhold
Against
Berkshire Hathaway Inc.
BRKA
084670702
5/3/2014
1.11
Elect Ronald L. Olson
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/3/2014
1.12
Elect Walter Scott, Jr.
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/3/2014
1.13
Elect Meryl B. Witmer
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/3/2014
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRKA
084670702
5/3/2014
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
1 Year
Against
Berkshire Hathaway Inc.
BRKA
084670702
5/3/2014
4
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHldr
Against
Against
For
Berkshire Hathaway Inc.
BRKA
084670702
5/3/2014
5
Shareholder Proposal Regarding Dividends
ShrHldr
Against
Against
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2013
1.1
Elect Richard E. Cavanagh
Mgmt
For
For 97%
Withhold 3%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2013
1.2
Elect Kathleen F. Feldstein
Mgmt
For
For 97%
Withhold 3%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2013
1.3
Elect Henry Gabbay
Mgmt
For
For 97%
Withhold 3%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2013
1.4
Elect Jerrold B. Harris
Mgmt
For
For 97%
Withhold 3%
For
Blackrock Energy & Resources Trust
BGR
09250U101
7/30/2013
1.1
Elect Richard E. Cavanagh
Mgmt
For
For 97%
Withhold 3%
For
Blackrock Energy & Resources Trust
BGR
09250U101
7/30/2013
1.2
Elect Kathleen F. Feldstein
Mgmt
For
For 97%
Withhold 3%
For
Blackrock Energy & Resources Trust
BGR
09250U101
7/30/2013
1.3
Elect Henry Gabbay
Mgmt
For
For 97%
Withhold 3%
For
Blackrock Energy & Resources Trust
BGR
09250U101
7/30/2013
1.4
Elect Jerrold B. Harris
Mgmt
For
For 97%
Withhold 3%
For
BlackRock Enhanced Equity Dividend Trust
BDJ
09251A104
7/30/2013
1.1
Elect Richard E. Cavanagh
Mgmt
For
For 96%
Withhold 4%
For
BlackRock Enhanced Equity Dividend Trust
BDJ
09251A104
7/30/2013
1.2
Elect Kathleen F. Feldstein
Mgmt
For
For 96%
Withhold 4%
For
BlackRock Enhanced Equity Dividend Trust
BDJ
09251A104
7/30/2013
1.3
Elect Henry Gabbay
Mgmt
For
For 96%
Withhold 4%
For
BlackRock Enhanced Equity Dividend Trust
BDJ
09251A104
7/30/2013
1.4
Elect Jerrold B. Harris
Mgmt
For
For 96%
Withhold 4%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/30/2013
1.1
Elect Richard E. Cavanagh
Mgmt
For
For 97%
Withhold 3%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/30/2013
1.2
Elect Kathleen F. Feldstein
Mgmt
For
For 97%
Withhold 3%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/30/2013
1.3
Elect Henry Gabbay
Mgmt
For
For 97%
Withhold 3%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/30/2013
1.4
Elect Jerrold B. Harris
Mgmt
For
For 97%
Withhold 3%
For
BlackRock International Growth and Income Trust
BGY
092524107
7/30/2013
1.1
Elect Richard E. Cavanagh
Mgmt
For
For 96%
Withhold 4%
For
BlackRock International Growth and Income Trust
BGY
092524107
7/30/2013
1.2
Elect Kathleen F. Feldstein
Mgmt
For
For 96%
Withhold 4%
For
BlackRock International Growth and Income Trust
BGY
092524107
7/30/2013
1.3
Elect Henry Gabbay
Mgmt
For
For 96%
Withhold 4%
For
BlackRock International Growth and Income Trust
BGY
092524107
7/30/2013
1.4
Elect Jerrold B. Harris
Mgmt
For
For 96%
Withhold 4%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2013
1.1
Elect Richard E. Cavanagh
Mgmt
For
For 97%
Withhold 3%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2013
1.2
Elect Kathleen F. Feldstein
Mgmt
For
For 97%
Withhold 3%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2013
1.3
Elect Henry Gabbay
Mgmt
For
For 97%
Withhold 3%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2013
1.4
Elect Jerrold B. Harris
Mgmt
For
For 97%
Withhold 3%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2013
1.1
Elect Richard E. Cavanagh
Mgmt
For
For 98%
Withhold 2%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2013
1.2
Elect Kathleen F. Feldstein
Mgmt
For
For 98%
Withhold 2%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2013
1.3
Elect Henry Gabbay
Mgmt
For
For 98%
Withhold 2%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2013
1.4
Elect Jerrold B. Harris
Mgmt
For
For 98%
Withhold 2%
For
Boeing Company
BA
097023105
4/28/2014
1
Elect David L. Calhoun
Mgmt
For
For
For
Boeing Company
BA
097023105
4/28/2014
2
Elect Arthur D. Collins, Jr.
Mgmt
For
For
For
Boeing Company
BA
097023105
4/28/2014
3
Elect Linda Z. Cook
Mgmt
For
For
For
Boeing Company
BA
097023105
4/28/2014
4
Elect Kenneth M. Duberstein
Mgmt
For
For
For
Boeing Company
BA
097023105
4/28/2014
5
Elect Edmund P. Giambastiani, Jr.
Mgmt
For
For
For
Boeing Company
BA
097023105
4/28/2014
6
Elect Lawrence W. Kellner
Mgmt
For
For
For
Boeing Company
BA
097023105
4/28/2014
7
Elect Edward M. Liddy
Mgmt
For
For
For
Boeing Company
BA
097023105
4/28/2014
8
Elect W. James McNerney, Jr.
Mgmt
For
For
For
Boeing Company
BA
097023105
4/28/2014
9
Elect Susan C. Schwab
Mgmt
For
For
For
Boeing Company
BA
097023105
4/28/2014
10
Elect Ronald A. Williams
Mgmt
For
For
For
Boeing Company
BA
097023105
4/28/2014
11
Elect Mike S. Zafirovski
Mgmt
For
For
For
Boeing Company
BA
097023105
4/28/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Boeing Company
BA
097023105
4/28/2014
13
Amendment to the 2003 Incentive Stock Plan
Mgmt
For
For
For
Boeing Company
BA
097023105
4/28/2014
14
Ratification of Auditor
Mgmt
For
For
For
Boeing Company
BA
097023105
4/28/2014
15
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
Against
For
Boeing Company
BA
097023105
4/28/2014
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHldr
Against
For
Against
Boeing Company
BA
097023105
4/28/2014
17
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
Capital One Financial Corporation
COF
14040H105
5/1/2014
16
Elimination of Supermajority Requirement for Certain
 
Business Combinations
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
5/1/2014
17
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
Capital One Financial Corporation
COF
14040H105
5/1/2014
1
Elect Richard D. Fairbank
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
5/1/2014
2
Elect Patrick W. Gross
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
5/1/2014
3
Elect Ann F. Hackett
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
5/1/2014
4
Elect Lewis Hay, III
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
5/1/2014
5
Elect Benjamin P. Jenkins, III
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
5/1/2014
6
Elect Pierre E. Leroy
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
5/1/2014
7
Elect Peter E. Raskind
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
5/1/2014
8
Elect Mayo A. Shattuck III
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
5/1/2014
9
Elect Bradford H. Warner
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
5/1/2014
10
Elect Catherine G. West
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
5/1/2014
11
Ratification of Auditor
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
5/1/2014
12
Amendment to the 2004 Stock Incentive Plan
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
5/1/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
5/1/2014
14
Elimination of Supermajority Requirement for Future
 
Amendments to the Bylaws and the Certificate
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
5/1/2014
15
Elimination of Supermajority Requirement for the
 
Removal of Directors
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/11/2014
1
Elect David L. Calhoun
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/11/2014
2
Elect Daniel M. Dickinson
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/11/2014
3
Elect Juan Gallardo
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/11/2014
4
Elect Jesse J. Greene, Jr.
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/11/2014
5
Elect Jon M. Huntsman, Jr.
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/11/2014
6
Elect Peter A. Magowan
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/11/2014
7
Elect Dennis A. Muilenburg
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/11/2014
8
Elect Douglas R. Oberhelman
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/11/2014
9
Elect William A. Osborn
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/11/2014
10
Elect Edward B. Rust, Jr.
Mgmt
For
Against
Against
Caterpillar Inc.
CAT
149123101
6/11/2014
11
Elect Susan C. Schwab
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/11/2014
12
Elect Miles D. White
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/11/2014
13
Ratification of Auditor
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/11/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/11/2014
15
Approval of the 2014 Long-Term Incentive Plan
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/11/2014
16
Approval of the Executive Short-Term Incentive Plan
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/11/2014
17
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHldr
Against
Against
For
Caterpillar Inc.
CAT
149123101
6/11/2014
18
Shareholder Proposal Regarding Sales to the Government of Sudan
ShrHldr
Against
Against
For
Caterpillar Inc.
CAT
149123101
6/11/2014
19
Shareholder Proposal Regarding Cumulative Voting
ShrHldr
Against
Against
For
Chesapeake Energy Corporation
CHK
165167107
6/13/2014
1
Elect Vincent J. Intrieri
Mgmt
For
For
For
Chesapeake Energy Corporation
CHK
165167107
6/13/2014
2
Elect Robert D. Lawler
Mgmt
For
For
For
Chesapeake Energy Corporation
CHK
165167107
6/13/2014
3
Elect John J. Lipinski
Mgmt
For
For
For
Chesapeake Energy Corporation
CHK
165167107
6/13/2014
4
Elect Frederic M. Poses
Mgmt
For
For
For
Chesapeake Energy Corporation
CHK
165167107
6/13/2014
5
Elect Archie W. Dunham
Mgmt
For
For
For
Chesapeake Energy Corporation
CHK
165167107
6/13/2014
6
Elect R. Brad Martin
Mgmt
For
For
For
Chesapeake Energy Corporation
CHK
165167107
6/13/2014
7
Elect Louis A. Raspino
Mgmt
For
For
For
Chesapeake Energy Corporation
CHK
165167107
6/13/2014
8
Elect Merrill A. Miller, Jr.
Mgmt
For
For
For
Chesapeake Energy Corporation
CHK
165167107
6/13/2014
9
Elect Thomas L. Ryan
Mgmt
For
For
For
Chesapeake Energy Corporation
CHK
165167107
6/13/2014
10
Repeal of Classified Board
Mgmt
For
For
For
Chesapeake Energy Corporation
CHK
165167107
6/13/2014
11
Change in Board Size
Mgmt
For
For
For
Chesapeake Energy Corporation
CHK
165167107
6/13/2014
12
Proxy Access
Mgmt
For
For
For
Chesapeake Energy Corporation
CHK
165167107
6/13/2014
13
Elimination of Supermajority Requirement
Mgmt
For
For
For
Chesapeake Energy Corporation
CHK
165167107
6/13/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Chesapeake Energy Corporation
CHK
165167107
6/13/2014
15
2014 Long Term Incentive Plan
Mgmt
For
For
For
Chesapeake Energy Corporation
CHK
165167107
6/13/2014
16
Ratification of Auditor
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/23/2014
1
Elect Eric J. Foss
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/23/2014
2
Elect Roman Martinez IV
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/23/2014
3
Elect William D. Zollars
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/23/2014
4
Ratification of Auditor
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/23/2014
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2013
1
Elect Carol A. Bartz
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2013
2
Elect Marc Benioff
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2013
3
Elect Gregory Q. Brown
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2013
4
Elect M. Michele Burns
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2013
5
Elect Michael D. Capellas
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2013
6
Elect John T. Chambers
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2013
7
Elect Brian L. Halla
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2013
8
Elect John L. Hennessy
Mgmt
For
Against
Against
Cisco Systems, Inc.
CSCO
17275R102
11/19/2013
9
Elect Kristina M. Johnson
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2013
10
Elect Roderick C. McGeary
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2013
11
Elect Arun Sarin
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2013
12
Elect Steven M. West
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2013
13
Amendment to the 2005 Stock Incentive Plan
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2013
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2013
15
Ratification of Auditor
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2013
16
Shareholder Proposal Regarding Proxy Advice Contest
ShrHldr
Against
Against
For
Citigroup Inc.
C
172967424
4/22/2014
1
Elect Michael L. Corbat
Mgmt
For
For
For
Citigroup Inc.
C
172967424
4/22/2014
2
Elect Duncan P. Hennes
Mgmt
For
For
For
Citigroup Inc.
C
172967424
4/22/2014
3
Elect Franz B. Humer
Mgmt
For
For
For
Citigroup Inc.
C
172967424
4/22/2014
4
Elect Eugene M. McQuade
Mgmt
For
For
For
Citigroup Inc.
C
172967424
4/22/2014
5
Elect Michael E. O'Neill
Mgmt
For
For
For
Citigroup Inc.
C
172967424
4/22/2014
6
Elect Gary M. Reiner
Mgmt
For
For
For
Citigroup Inc.
C
172967424
4/22/2014
7
Elect Judith Rodin
Mgmt
For
Against
Against
Citigroup Inc.
C
172967424
4/22/2014
8
Elect Robert L. Ryan
Mgmt
For
For
For
Citigroup Inc.
C
172967424
4/22/2014
9
Elect Anthony M. Santomero
Mgmt
For
For
For
Citigroup Inc.
C
172967424
4/22/2014
10
Elect Joan E. Spero
Mgmt
For
For
For
Citigroup Inc.
C
172967424
4/22/2014
11
Elect Diana L. Taylor
Mgmt
For
For
For
Citigroup Inc.
C
172967424
4/22/2014
12
Elect William S. Thompson, Jr.
Mgmt
For
For
For
Citigroup Inc.
C
172967424
4/22/2014
13
Elect James S. Turley
Mgmt
For
For
For
Citigroup Inc.
C
172967424
4/22/2014
14
Elect Ernesto Zedillo Ponce de Leon
Mgmt
For
For
For
Citigroup Inc.
C
172967424
4/22/2014
15
Ratification of Auditor
Mgmt
For
For
For
Citigroup Inc.
C
172967424
4/22/2014
16
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Citigroup Inc.
C
172967424
4/22/2014
17
Approval of the 2014 Stock Incentive Plan
Mgmt
For
For
For
Citigroup Inc.
C
172967424
4/22/2014
18
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHldr
Against
Against
For
Citigroup Inc.
C
172967424
4/22/2014
19
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
Against
For
Citigroup Inc.
C
172967424
4/22/2014
20
Shareholder Proposal Regarding Director Indemnification
ShrHldr
Against
Against
For
Citigroup Inc.
C
172967424
4/22/2014
21
Shareholder Proposal Regarding Proxy Access
ShrHldr
Against
Against
For
Clough Global Allocation Fund
GLV
18913Y103
7/15/2013
1.1
Elect Edmund J. Burke
Mgmt
For
For 95.5%
Withhold 4.5%
For
Clough Global Allocation Fund
GLV
18913Y103
7/15/2013
1.2
Elect John F. Mee
Mgmt
For
For 95.5%
Withhold 4.5%
For
Clough Global Allocation Fund
GLV
18913Y103
7/15/2013
1.3
Elect Vincent W. Versaci
Mgmt
For
For 95.5%
Withhold 4.5%
For
Coca-Cola Company
KO
191216100
4/23/2014
1
Elect Herbert A. Allen
Mgmt
For
For
For
Coca-Cola Company
KO
191216100
4/23/2014
2
Elect Ronald W. Allen
Mgmt
For
For
For
Coca-Cola Company
KO
191216100
4/23/2014
3
Elect Ana Botín
Mgmt
For
For
For
Coca-Cola Company
KO
191216100
4/23/2014
4
Elect Howard G. Buffett
Mgmt
For
For
For
Coca-Cola Company
KO
191216100
4/23/2014
5
Elect Richard M. Daley
Mgmt
For
For
For
Coca-Cola Company
KO
191216100
4/23/2014
6
Elect Barry Diller
Mgmt
For
Against
Against
Coca-Cola Company
KO
191216100
4/23/2014
7
Elect Helene D. Gayle
Mgmt
For
For
For
Coca-Cola Company
KO
191216100
4/23/2014
8
Elect Evan G. Greenberg
Mgmt
For
For
For
Coca-Cola Company
KO
191216100
4/23/2014
9
Elect Alexis M. Herman
Mgmt
For
For
For
Coca-Cola Company
KO
191216100
4/23/2014
10
Elect Muhtar Kent
Mgmt
For
For
For
Coca-Cola Company
KO
191216100
4/23/2014
11
Elect Robert A. Kotick
Mgmt
For
For
For
Coca-Cola Company
KO
191216100
4/23/2014
12
Elect Maria Elena Lagomasino
Mgmt
For
For
For
Coca-Cola Company
KO
191216100
4/23/2014
13
Elect Sam Nunn
Mgmt
For
For
For
Coca-Cola Company
KO
191216100
4/23/2014
14
Elect James D. Robinson III
Mgmt
For
For
For
Coca-Cola Company
KO
191216100
4/23/2014
15
Elect Peter V. Ueberroth
Mgmt
For
For
For
Coca-Cola Company
KO
191216100
4/23/2014
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Coca-Cola Company
KO
191216100
4/23/2014
17
2014 Equity Plan
Mgmt
For
For
For
Coca-Cola Company
KO
191216100
4/23/2014
18
Ratification of Auditor
Mgmt
For
For
For
Coca-Cola Company
KO
191216100
4/23/2014
19
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
Cognizant Technology Solutions Corporation
CTSH
192446102
6/3/2014
1
Elect Michael Patsalos-Fox
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/3/2014
2
Elect Robert E. Weissman
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/3/2014
3
Amendment to the 2009 Incentive Compensation Plan
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/3/2014
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/3/2014
5
Ratification of Auditor
Mgmt
For
For
For
Cohen & Steers Quality Income Realty Fund, Inc.
RQI
19247L106
4/24/2014
1.1
Elect Bonnie Cohen
Mgmt
For
For 97.5%
Withhold 2.5%
For
Cohen & Steers Quality Income Realty Fund, Inc.
RQI
19247L106
4/24/2014
1.2
Elect Michael Clark
Mgmt
For
For 97.5%
Withhold 2.5%
For
Cohen & Steers Quality Income Realty Fund, Inc.
RQI
19247L106
4/24/2014
1.3
Elect Richard E. Kroon
Mgmt
For
For 97.5%
Withhold 2.5%
For
Comcast Corporation
CMCSA
20030N200
5/21/2014
1.1
Elect Kenneth J. Bacon
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N200
5/21/2014
1.2
Elect Sheldon M. Bonovitz
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N200
5/21/2014
1.3
Elect Edward D. Breen
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N200
5/21/2014
1.4
Elect Joseph J. Collins
Mgmt
For
Withhold
Against
Comcast Corporation
CMCSA
20030N200
5/21/2014
1.5
Elect J. Michael Cook
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N200
5/21/2014
1.6
Elect Gerald L. Hassell
Mgmt
For
Withhold
Against
Comcast Corporation
CMCSA
20030N200
5/21/2014
1.7
Elect Jeffrey A. Honickman
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N200
5/21/2014
1.8
Elect Eduardo G. Mestre
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N200
5/21/2014
1.9
Elect Brian L. Roberts
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N200
5/21/2014
1.10
Elect Ralph J. Roberts
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N200
5/21/2014
1.11
Elect Johnathan A. Rodgers
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N200
5/21/2014
1.12
Elect Judith Rodin
Mgmt
For
Withhold
Against
Comcast Corporation
CMCSA
20030N200
5/21/2014
2
Ratification of Auditor
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N200
5/21/2014
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Comcast Corporation
CMCSA
20030N200
5/21/2014
4
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
Against
For
Comcast Corporation
CMCSA
20030N200
5/21/2014
5
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHldr
Against
For
Against
ConocoPhillips
COP
20825C104
5/13/2014
1
Elect Richard L. Armitage
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/13/2014
2
Elect Richard H. Auchinleck
Mgmt
For
Against
Against
ConocoPhillips
COP
20825C104
5/13/2014
3
Elect Charles E. Bunch
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/13/2014
4
Elect James E. Copeland, Jr.
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/13/2014
5
Elect Jody L Freeman
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/13/2014
6
Elect Gay Huey Evans
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/13/2014
7
Elect Ryan M. Lance
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/13/2014
8
Elect Robert A. Niblock
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/13/2014
9
Elect Harald J. Norvik
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/13/2014
10
Elect William E. Wade, Jr.
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/13/2014
11
Ratification of Auditor
Mgmt
For
Against
Against
ConocoPhillips
COP
20825C104
5/13/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/13/2014
13
2014 Omnibus Stock and Performance Incentive Plan
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/13/2014
14
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
Against
For
ConocoPhillips
COP
20825C104
5/13/2014
15
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHldr
Against
Against
For
Consolidated Edison, Inc.
ED
209115104
5/19/2014
1
Elect Kevin Burke
Mgmt
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/19/2014
2
Elect Vincent A. Calarco
Mgmt
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/19/2014
3
Elect George Campbell, Jr.
Mgmt
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/19/2014
4
Elect Michael J. Del Giudice
Mgmt
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/19/2014
5
Elect Ellen V. Futter
Mgmt
For
Against
Against
Consolidated Edison, Inc.
ED
209115104
5/19/2014
6
Elect John F. Hennessy III
Mgmt
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/19/2014
7
Elect John F. Killian
Mgmt
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/19/2014
8
Elect John McAvoy
Mgmt
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/19/2014
9
Elect Armando J. Olivera
Mgmt
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/19/2014
10
Elect Sally H. Piñero
Mgmt
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/19/2014
11
Elect Michael W. Ranger
Mgmt
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/19/2014
12
Elect L. Frederick Sutherland
Mgmt
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/19/2014
13
Ratification of Auditor
Mgmt
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/19/2014
14
Employee Stock Purchase Plan
Mgmt
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/19/2014
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/29/2014
1
Elect Stephanie A. Burns
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/29/2014
2
Elect John A. Canning Jr.
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/29/2014
3
Elect Richard T. Clark
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/29/2014
4
Elect Robert F. Cummings, Jr.
Mgmt
For
Against
Against
Corning Incorporated
GLW
219350105
4/29/2014
5
Elect James B. Flaws
Mgmt
For
Against
Against
Corning Incorporated
GLW
219350105
4/29/2014
6
Elect Deborah A. Henretta
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/29/2014
7
Elect Kurt M. Landgraf
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/29/2014
8
Elect Kevin J. Martin
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/29/2014
9
Elect Deborah D. Rieman
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/29/2014
10
Elect Hansel E. Tookes II
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/29/2014
11
Elect Wendell P. Weeks
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/29/2014
12
Elect Mark S. Wrighton
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/29/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/29/2014
14
2014 Variable Compensation Plan
Mgmt
For
For
For
Corning Incorporated
GLW
219350105
4/29/2014
15
Ratification of Auditor
Mgmt
For
For
For
Costco Wholesale Corporation
COST
22160K105
1/30/2014
1.1
Elect Susan L. Decker
Mgmt
For
For
For
Costco Wholesale Corporation
COST
22160K105
1/30/2014
1.2
Elect Richard M. Libenson
Mgmt
For
Withhold
Against
Costco Wholesale Corporation
COST
22160K105
1/30/2014
1.3
Elect John W. Meisenbach
Mgmt
For
Withhold
Against
Costco Wholesale Corporation
COST
22160K105
1/30/2014
1.4
Elect Charles T. Munger
Mgmt
For
For
For
Costco Wholesale Corporation
COST
22160K105
1/30/2014
2
Ratification of Auditor
Mgmt
For
For
For
Costco Wholesale Corporation
COST
22160K105
1/30/2014
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Costco Wholesale Corporation
COST
22160K105
1/30/2014
4
Shareholder Proposal Regarding Simple Majority Vote
ShrHldr
Against
For
Against
Costco Wholesale Corporation
COST
22160K105
1/30/2014
5
Repeal of Classified Board
Mgmt
Abstain
For
Against
CST Brands Inc
CST
12646R105
6/4/2014
1
Elect Roger G. Burton
Mgmt
For
For
For
CST Brands Inc
CST
12646R105
6/4/2014
2
Elect Stephen A. Smith
Mgmt
For
For
For
CST Brands Inc
CST
12646R105
6/4/2014
3
Ratification of Auditor
Mgmt
For
For
For
CST Brands Inc
CST
12646R105
6/4/2014
4
Amendment to the 2013 Omnibus Stock and Incentive Plan
Mgmt
For
For
For
CST Brands Inc
CST
12646R105
6/4/2014
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
CST Brands Inc
CST
12646R105
6/4/2014
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
CSX Corporation
CSX
126408103
5/7/2014
1
Elect Donna M. Alvarado
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/7/2014
2
Elect John B. Breaux
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/7/2014
3
Elect Pamela L. Carter
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/7/2014
4
Elect Steven T. Halverson
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/7/2014
5
Elect Edward J. Kelly, III
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/7/2014
6
Elect Gilbert H. Lamphere
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/7/2014
7
Elect John D. McPherson
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/7/2014
8
Elect Timothy T. O'Toole
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/7/2014
9
Elect David M. Ratcliffe
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/7/2014
10
Elect Donald J. Shepard
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/7/2014
11
Elect Michael J. Ward
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/7/2014
12
Elect J.C. Watts, Jr.
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/7/2014
13
Elect J. Steven Whisler
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/7/2014
14
Ratification of Auditor
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/7/2014
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/7/2014
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHldr
Against
For
Against
CVS Caremark Corporation
CVS
126650100
5/8/2014
2
Elect Nancy-Ann M. Deparle
Mgmt
For
For
For
CVS Caremark Corporation
CVS
126650100
5/8/2014
3
Elect David W. Dorman
Mgmt
For
For
For
CVS Caremark Corporation
CVS
126650100
5/8/2014
4
Elect Anne M. Finucane
Mgmt
For
For
For
CVS Caremark Corporation
CVS
126650100
5/8/2014
5
Elect Larry J. Merlo
Mgmt
For
For
For
CVS Caremark Corporation
CVS
126650100
5/8/2014
6
Elect Jean-Pierre Millon
Mgmt
For
For
For
CVS Caremark Corporation
CVS
126650100
5/8/2014
7
Elect Richard J. Swift
Mgmt
For
For
For
CVS Caremark Corporation
CVS
126650100
5/8/2014
8
Elect William C. Weldon
Mgmt
For
For
For
CVS Caremark Corporation
CVS
126650100
5/8/2014
9
Elect Tony L. White
Mgmt
For
For
For
CVS Caremark Corporation
CVS
126650100
5/8/2014
10
Ratification of Auditor
Mgmt
For
For
For
CVS Caremark Corporation
CVS
126650100
5/8/2014
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
CVS Caremark Corporation
CVS
126650100
5/8/2014
1
Elect C. David Brown II
Mgmt
For
For
For
D.R. Horton, Inc.
DHI
23331A109
1/23/2014
1
Elect Donald R. Horton
Mgmt
For
For
For
D.R. Horton, Inc.
DHI
23331A109
1/23/2014
2
Elect Barbara K. Allen
Mgmt
For
For
For
D.R. Horton, Inc.
DHI
23331A109
1/23/2014
3
Elect Bradley S. Anderson
Mgmt
For
For
For
D.R. Horton, Inc.
DHI
23331A109
1/23/2014
4
Elect Michael R. Buchanan
Mgmt
For
For
For
D.R. Horton, Inc.
DHI
23331A109
1/23/2014
5
Elect Michael W. Hewatt
Mgmt
For
For
For
D.R. Horton, Inc.
DHI
23331A109
1/23/2014
6
Elect Donald J. Tomnitz
Mgmt
For
For
For
D.R. Horton, Inc.
DHI
23331A109
1/23/2014
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
D.R. Horton, Inc.
DHI
23331A109
1/23/2014
8
Ratification of Auditor
Mgmt
For
For
For
Deere & Company
DE
244199105
2/26/2014
1
Elect Samuel R. Allen
Mgmt
For
For
For
Deere & Company
DE
244199105
2/26/2014
2
Elect Crandall C. Bowles
Mgmt
For
For
For
Deere & Company
DE
244199105
2/26/2014
3
Elect Vance D. Coffman
Mgmt
For
For
For
Deere & Company
DE
244199105
2/26/2014
4
Elect Charles O. Holliday, Jr.
Mgmt
For
For
For
Deere & Company
DE
244199105
2/26/2014
5
Elect Dipak C. Jain
Mgmt
For
For
For
Deere & Company
DE
244199105
2/26/2014
6
Elect Clayton M. Jones
Mgmt
For
For
For
Deere & Company
DE
244199105
2/26/2014
7
Elect Joachim Milberg
Mgmt
For
For
For
Deere & Company
DE
244199105
2/26/2014
8
Elect Richard B. Myers
Mgmt
For
For
For
Deere & Company
DE
244199105
2/26/2014
9
Elect Gregory R. Page
Mgmt
For
For
For
Deere & Company
DE
244199105
2/26/2014
10
Elect Thomas H. Patrick
Mgmt
For
For
For
Deere & Company
DE
244199105
2/26/2014
11
Elect Sherry M. Smith
Mgmt
For
For
For
Deere & Company
DE
244199105
2/26/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Deere & Company
DE
244199105
2/26/2014
13
Ratification of Auditor
Mgmt
For
For
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/21/2013
1.1
Elect Thomas L. Bennett
Mgmt
For
For 97%
Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/21/2013
1.2
Elect Joseph W. Chow
Mgmt
For
For 97%
Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/21/2013
1.3
Elect Patrick P. Coyne
Mgmt
For
For 97%
Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/21/2013
1.4
Elect John A. Fry
Mgmt
For
For 97%
Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/21/2013
1.5
Elect Anthony D. Knerr
Mgmt
For
For 97%
Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/21/2013
1.6
Elect Lucinda S. Landreth
Mgmt
For
For 97%
Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/21/2013
1.7
Elect Frances A. Sevilla-Sacasa
Mgmt
For
For 97%
Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/21/2013
1.8
Elect Thomas K. Whitford
Mgmt
For
For 97%
Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/21/2013
1.9
Elect Janet L. Yeomans
Mgmt
For
For 97%
Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/21/2013
1.10
Elect J. Richard Zecher
Mgmt
For
For 97%
Withhold 3%
For
Devon Energy Corporation
DVN
25179M103
6/4/2014
1.1
Elect Barbara M. Baumann
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/4/2014
1.2
Elect John E. Bethancourt
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/4/2014
1.3
Elect Robert H. Henry
Mgmt
For
Withhold
Against
Devon Energy Corporation
DVN
25179M103
6/4/2014
1.4
Elect John A. Hill
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/4/2014
1.5
Elect Michael M. Kanovsky
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/4/2014
1.6
Elect Robert A. Mosbacher, Jr.
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/4/2014
1.7
Elect J. Larry Nichols
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/4/2014
1.8
Elect Duane C. Radtke
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/4/2014
1.9
Elect Mary P. Ricciardello
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/4/2014
1.10
Elect John Richels
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/4/2014
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/4/2014
3
Ratification of Auditor
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/4/2014
4
Shareholder Proposal Regarding Carbon Asset Risk Report
ShrHldr
Against
Against
For
Devon Energy Corporation
DVN
25179M103
6/4/2014
5
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
For
Against
Devon Energy Corporation
DVN
25179M103
6/4/2014
6
Shareholder Proposal Regarding Report on Lobbying Activities Related to Energy Policy and Climate Change
ShrHldr
Against
Against
For
DIRECTV
DTV
25490A309
4/29/2014
1
Elect Neil R. Austrian
Mgmt
For
For
For
DIRECTV
DTV
25490A309
4/29/2014
2
Elect Ralph F. Boyd, Jr.
Mgmt
For
For
For
DIRECTV
DTV
25490A309
4/29/2014
3
Elect Abelardo E. Bru
Mgmt
For
For
For
DIRECTV
DTV
25490A309
4/29/2014
4
Elect David B. Dillon
Mgmt
For
For
For
DIRECTV
DTV
25490A309
4/29/2014
5
Elect Samuel A. DiPiazza, Jr.
Mgmt
For
For
For
DIRECTV
DTV
25490A309
4/29/2014
6
Elect Dixon R. Doll
Mgmt
For
For
For
DIRECTV
DTV
25490A309
4/29/2014
7
Elect Charles R. Lee
Mgmt
For
For
For
DIRECTV
DTV
25490A309
4/29/2014
8
Elect Peter A. Lund
Mgmt
For
For
For
DIRECTV
DTV
25490A309
4/29/2014
9
Elect Nancy S. Newcomb
Mgmt
For
For
For
DIRECTV
DTV
25490A309
4/29/2014
10
Elect Lorrie M. Norrington
Mgmt
For
For
For
DIRECTV
DTV
25490A309
4/29/2014
11
Elect Anthony J. Vinciquerra
Mgmt
For
For
For
DIRECTV
DTV
25490A309
4/29/2014
12
Elect Michael D. White
Mgmt
For
For
For
DIRECTV
DTV
25490A309
4/29/2014
13
Ratification of Auditor
Mgmt
For
For
For
DIRECTV
DTV
25490A309
4/29/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
DIRECTV
DTV
25490A309
4/29/2014
15
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHldr
Against
Against
For
DIRECTV
DTV
25490A309
4/29/2014
16
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHldr
Against
Against
For
Walt Disney Co.
DIS
254687106
3/18/2014
1
Elect Susan E. Arnold
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/18/2014
2
Elect John S. Chen
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/18/2014
3
Elect Jack Dorsey
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/18/2014
4
Elect Robert A. Iger
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/18/2014
5
Elect Fred H. Langhammer
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/18/2014
6
Elect Aylwin B. Lewis
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/18/2014
7
Elect Monica C. Lozano
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/18/2014
8
Elect Robert W. Matschullat
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/18/2014
9
Elect Sheryl Sandberg
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/18/2014
10
Elect Orin C. Smith
Mgmt
For
Against
Against
Walt Disney Co.
DIS
254687106
3/18/2014
11
Ratification of Auditor
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/18/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Walt Disney Co.
DIS
254687106
3/18/2014
13
Right to Call a Special Meeting
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/18/2014
14
Shareholder Proposal Regarding Proxy Access
ShrHldr
Against
For
Against
Walt Disney Co.
DIS
254687106
3/18/2014
15
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHldr
Against
Against
For
Dow Chemical Company
DOW
260543103
5/15/2014
1
Elect Arnold A. Allemang
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/15/2014
2
Elect Ajay S. Banga
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/15/2014
3
Elect Jacqueline K. Barton
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/15/2014
4
Elect James A. Bell
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/15/2014
5
Elect Jeff M. Fettig
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/15/2014
6
Elect Andrew N. Liveris
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/15/2014
7
Elect Paul Polman
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/15/2014
8
Elect Dennis H. Reilley
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/15/2014
9
Elect James M. Ringler
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/15/2014
10
Elect Ruth G. Shaw
Mgmt
For
Against
Against
Dow Chemical Company
DOW
260543103
5/15/2014
11
Ratification of Auditor
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/15/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/15/2014
13
Amendment to the 2012 Stock Incentive Plan
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/15/2014
14
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHldr
Against
For
Against
Dow Chemical Company
DOW
260543103
5/15/2014
15
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHldr
Against
Against
For
Eaton Vance Senior Income Trust
EOI
278274105
7/19/2013
1.1
Elect Helen Frame Peters
Mgmt
For
For 91%
Withhold 9%
For
Eaton Vance Senior Income Trust
EOI
278274105
7/19/2013
1.2
Elect Lynn A. Stout
Mgmt
For
For 91%
Withhold 9%
For
Eaton Vance Senior Income Trust
EOI
278274105
7/19/2013
1.3
Elect Ralph F. Verni
Mgmt
For
For 91%
Withhold 9%
For
EBay Inc.
EBAY
278642103
5/13/2014
1.1
Elect Fred D. Anderson
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/13/2014
1.2
Elect Edward W. Barnholt
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/13/2014
1.3
Elect Scott D. Cook
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/13/2014
1.4
Elect John J. Donahoe
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/13/2014
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/13/2014
3
Amendment to 2008 Equity Incentive Plan
Mgmt
For
Against
Against
EBay Inc.
EBAY
278642103
5/13/2014
4
Ratification of Auditor
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/13/2014
5
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHldr
Against
For
Against
EBay Inc.
EBAY
278642103
5/13/2014
6
Shareholder Proposal Regarding PayPal Spin-Off
ShrHldr
Against
Abstain
Against
Ecolab Inc.
ECL
278865100
5/8/2014
1
Elect Douglas M. Baker, Jr.
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/8/2014
2
Elect Barbara J. Beck
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/8/2014
3
Elect Leslie S. Biller
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/8/2014
4
Elect Carl M. Casale
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/8/2014
5
Elect Stephen I. Chazen
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/8/2014
6
Elect Jerry A. Grundhofer
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/8/2014
7
Elect Arthur J. Higgins
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/8/2014
8
Elect Joel W. Johnson
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/8/2014
9
Elect Michael Larson
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/8/2014
10
Elect Jerry W. Levin
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/8/2014
11
Elect Robert L. Lumpkins
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/8/2014
12
Elect Victoria J. Reich
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/8/2014
13
Elect Suzanne M. Vautrinot
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/8/2014
14
Elect John J. Zillmer
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/8/2014
15
Ratification of Auditor
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/8/2014
16
Reapproval of the Management Performance Incentive Plan
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/8/2014
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/8/2014
18
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
EMC Corporation
EMC
268648102
4/30/2014
1
Elect Michael W. Brown
Mgmt
For
For
For
EMC Corporation
EMC
268648102
4/30/2014
2
Elect Randolph L. Cowen
Mgmt
For
For
For
EMC Corporation
EMC
268648102
4/30/2014
3
Elect Gail Deegan
Mgmt
For
For
For
EMC Corporation
EMC
268648102
4/30/2014
4
Elect James S. DiStasio
Mgmt
For
For
For
EMC Corporation
EMC
268648102
4/30/2014
5
Elect John R. Egan
Mgmt
For
For
For
EMC Corporation
EMC
268648102
4/30/2014
6
Elect William D. Green
Mgmt
For
For
For
EMC Corporation
EMC
268648102
4/30/2014
7
Elect Edmund F. Kelly
Mgmt
For
For
For
EMC Corporation
EMC
268648102
4/30/2014
8
Elect Jami Miscik
Mgmt
For
For
For
EMC Corporation
EMC
268648102
4/30/2014
9
Elect Paul Sagan
Mgmt
For
For
For
EMC Corporation
EMC
268648102
4/30/2014
10
Elect David N. Strohm
Mgmt
For
For
For
EMC Corporation
EMC
268648102
4/30/2014
11
Elect Joseph M. Tucci
Mgmt
For
For
For
EMC Corporation
EMC
268648102
4/30/2014
12
Ratification of Auditor
Mgmt
For
For
For
EMC Corporation
EMC
268648102
4/30/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
EMC Corporation
EMC
268648102
4/30/2014
14
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
EMC Corporation
EMC
268648102
4/30/2014
15
Shareholder Proposal Regarding Incorporation of Values in Political Spending
ShrHldr
Against
Against
For
EOG Resources, Inc.
EOG
26875P101
5/1/2014
1
Elect Janet F. Clark
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
5/1/2014
2
Elect Charles R. Crisp
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
5/1/2014
3
Elect James C. Day
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
5/1/2014
4
Elect Mark G. Papa
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
5/1/2014
5
Elect H. Leighton Steward
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
5/1/2014
6
Elect Donald F. Textor
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
5/1/2014
7
Elect William R. Thomas
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
5/1/2014
8
Elect Frank G. Wisner
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
5/1/2014
9
Ratification of Auditor
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
5/1/2014
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
5/1/2014
11
Shareholder Proposal Regarding Hydraulic Fracturing
ShrHldr
Against
Against
For
EOG Resources, Inc.
EOG
26875P101
5/1/2014
12
Shareholder Proposal Regarding Methane Reduction Targets
ShrHldr
Against
Against
For
Exelon Corporation
EXC
30161N101
5/6/2014
1
Elect Anthony K. Anderson
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
5/6/2014
2
Elect Ann C. Berzin
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
5/6/2014
3
Elect John A. Canning Jr.
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
5/6/2014
4
Elect Christopher M. Crane
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
5/6/2014
5
Elect Yves C. de Balmann
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
5/6/2014
6
Elect Nicholas DeBenedictis
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
5/6/2014
7
Elect Nelson A. Diaz
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
5/6/2014
8
Elect Sue Ling Gin
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
5/6/2014
9
Elect Paul L. Joskow
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
5/6/2014
10
Elect Robert J. Lawless
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
5/6/2014
11
Elect Richard W. Mies
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
5/6/2014
12
Elect William C. Richardson
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
5/6/2014
13
Elect John W. Rogers, Jr.
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
5/6/2014
14
Elect Mayo A. Shattuck III
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
5/6/2014
15
Elect Stephen D. Steinour
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
5/6/2014
16
Ratification of Auditor
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
5/6/2014
17
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Exelon Corporation
EXC
30161N101
5/6/2014
18
Renewal of the Annual Incentive Plan for Senior Executives
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
5/6/2014
19
Shareholder Proposal Regarding Pay Ratio
ShrHldr
Against
Against
For
Express Scripts Holding Company
ESRX
30219G108
5/7/2014
1
Elect Gary G. Benanav
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/7/2014
2
Election of Directors
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/7/2014
3
Elect William J. DeLaney
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/7/2014
4
Elect Nicholas J. LaHowchic
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/7/2014
5
Elect Thomas P. Mac Mahon
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/7/2014
6
Elect Frank Mergenthaler
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/7/2014
7
Elect Woodrow A. Myers, Jr.
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/7/2014
8
Elect John O. Parker, Jr.
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/7/2014
9
Elect George Paz
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/7/2014
10
Elect William L. Roper
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/7/2014
11
Elect Seymour Sternberg
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/7/2014
12
Ratification of Auditor
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/7/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/28/2014
1.12
Elect William C. Weldon
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/28/2014
2
Ratification of Auditor
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/28/2014
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/28/2014
4
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHldr
Against
For
Against
Exxon Mobil Corporation
XOM
30231G102
5/28/2014
5
Shareholder Proposal Regarding Multiple Board Service
ShrHldr
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/28/2014
6
Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy
ShrHldr
Against
For
Against
Exxon Mobil Corporation
XOM
30231G102
5/28/2014
7
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/28/2014
8
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHldr
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/28/2014
1.1
Elect Michael J. Boskin
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/28/2014
1.2
Elect Peter Brabeck-Letmathe
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/28/2014
1.3
Elect Ursula M. Burns
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/28/2014
1.4
Elect Larry R. Faulkner
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/28/2014
1.5
Elect Jay S. Fishman
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/28/2014
1.6
Elect Henrietta H. Fore
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/28/2014
1.7
Elect Kenneth C. Frazier
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/28/2014
1.8
Elect William W. George
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/28/2014
1.9
Elect Samuel J. Palmisano
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/28/2014
1.10
Elect Steven S. Reinemund
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/28/2014
1.11
Elect Rex W. Tillerson
Mgmt
For
For
For
Facebook Inc.
FB
30303M102
5/22/2014
1.1
Elect Marc L. Andreessen
Mgmt
For
Withhold
Against
Facebook Inc.
FB
30303M102
5/22/2014
1.2
Elect Erskine B. Bowles
Mgmt
For
For
For
Facebook Inc.
FB
30303M102
5/22/2014
1.3
Elect Susan D. Desmond-Hellmann
Mgmt
For
For
For
Facebook Inc.
FB
30303M102
5/22/2014
1.4
Elect Donald E. Graham
Mgmt
For
For
For
Facebook Inc.
FB
30303M102
5/22/2014
1.5
Elect Reed Hastings
Mgmt
For
For
For
Facebook Inc.
FB
30303M102
5/22/2014
1.6
Elect Sheryl K. Sandberg
Mgmt
For
For
For
Facebook Inc.
FB
30303M102
5/22/2014
1.7
Elect Peter A. Thiel
Mgmt
For
For
For
Facebook Inc.
FB
30303M102
5/22/2014
1.8
Elect Mark Zuckerberg
Mgmt
For
For
For
Facebook Inc.
FB
30303M102
5/22/2014
2
Ratification of Auditor
Mgmt
For
For
For
Facebook Inc.
FB
30303M102
5/22/2014
3
Shareholder Proposal Regarding Recapitalization
ShrHldr
Against
For
Against
Facebook Inc.
FB
30303M102
5/22/2014
4
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
For
Against
Facebook Inc.
FB
30303M102
5/22/2014
5
Shareholder Proposal Regarding Incorporation of Values in Political Spending
ShrHldr
Against
Against
For
Facebook Inc.
FB
30303M102
5/22/2014
6
Shareholder Proposal Regarding Report on Childhood Obesity Risks
ShrHldr
Against
Against
For
Facebook Inc.
FB
30303M102
5/22/2014
7
Shareholder Proposal Regarding Sustainability Report
ShrHldr
Against
Against
For
Federated Enhanced Treasury Income Fund
FTT
314162108
9/13/2013
1.1
Elect Thomas M. O'Neill
Mgmt
For
For 78%
Withhold 22%
For
Federated Enhanced Treasury Income Fund
FTT
314162108
9/13/2013
1.2
Elect John S. Walsh
Mgmt
For
For 78%
Withhold 22%
For
Fifth Third Bancorp
FITB
316773100
4/15/2014
1
Elect Nicholas K. Akins
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/15/2014
2
Elect B. Evan Bayh III
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/15/2014
3
Elect Ulysses L. Bridgeman, Jr.
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/15/2014
4
Elect Emerson L. Brumback
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/15/2014
5
Elect James P. Hackett
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/15/2014
6
Elect Gary R. Heminger
Mgmt
For
Against
Against
Fifth Third Bancorp
FITB
316773100
4/15/2014
7
Elect Jewell D. Hoover
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/15/2014
8
Elect Kevin T. Kabat
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/15/2014
9
Elect Mitchel D. Livingston
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/15/2014
10
Elect Michael B. McCallister
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/15/2014
11
Elect Hendrick G. Meijer
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/15/2014
12
Elect Marsha C. Williams
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/15/2014
13
Ratification of Auditor
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/15/2014
14
2014 Incentive Compensation Plan
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/15/2014
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/15/2014
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
First Trust Mortgage Income Fund
FMY
33734E103
4/23/2014
1.1
Elect Robert F. Keith
Mgmt
For
For 99%
Withhold 1%
For
Firstenergy Corp.
FE
337932107
5/20/2014
1.1
Elect Paul T. Addison
Mgmt
For
For
For
Firstenergy Corp.
FE
337932107
5/20/2014
1.2
Elect Anthony J. Alexander
Mgmt
For
For
For
Firstenergy Corp.
FE
337932107
5/20/2014
1.3
Elect Michael J. Anderson
Mgmt
For
For
For
Firstenergy Corp.
FE
337932107
5/20/2014
1.4
Elect William T. Cottle
Mgmt
For
For
For
Firstenergy Corp.
FE
337932107
5/20/2014
1.5
Elect Robert B. Heisler, Jr.
Mgmt
For
For
For
Firstenergy Corp.
FE
337932107
5/20/2014
1.6
Elect Julia L. Johnson
Mgmt
For
For
For
Firstenergy Corp.
FE
337932107
5/20/2014
1.7
Elect Ted J. Kleisner
Mgmt
For
For
For
Firstenergy Corp.
FE
337932107
5/20/2014
1.8
Elect Donald T. Misheff
Mgmt
For
For
For
Firstenergy Corp.
FE
337932107
5/20/2014
1.9
Elect Ernest J. Novak, Jr.
Mgmt
For
For
For
Firstenergy Corp.
FE
337932107
5/20/2014
1.10
Elect Christopher D. Pappas
Mgmt
For
For
For
Firstenergy Corp.
FE
337932107
5/20/2014
1.11
Elect Catherine A. Rein
Mgmt
For
For
For
Firstenergy Corp.
FE
337932107
5/20/2014
1.12
Elect Luis A. Reyes
Mgmt
For
For
For
Firstenergy Corp.
FE
337932107
5/20/2014
1.13
Elect George M. Smart
Mgmt
For
For
For
Firstenergy Corp.
FE
337932107
5/20/2014
1.14
Elect Wesley M. Taylor
Mgmt
For
For
For
Firstenergy Corp.
FE
337932107
5/20/2014
2
Ratification of Auditor
Mgmt
For
For
For
Firstenergy Corp.
FE
337932107
5/20/2014
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Firstenergy Corp.
FE
337932107
5/20/2014
4
Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans
ShrHldr
Against
Against
For
Firstenergy Corp.
FE
337932107
5/20/2014
5
Shareholder Proposal Regarding Supplemental Executive Retirement Benefits
ShrHldr
Against
Against
For
Firstenergy Corp.
FE
337932107
5/20/2014
6
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHldr
Against
Against
For
Firstenergy Corp.
FE
337932107
5/20/2014
7
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHldr
Against
For
Against
Ford Motor Company
FDMTP
345370860
5/8/2014
1
Elect Stephen G. Butler
Mgmt
For
For
For
Ford Motor Company
FDMTP
345370860
5/8/2014
2
Elect Kimberly A. Casiano
Mgmt
For
For
For
Ford Motor Company
FDMTP
345370860
5/8/2014
3
Elect Anthony F. Earley, Jr.
Mgmt
For
Against
Against
Ford Motor Company
FDMTP
345370860
5/8/2014
4
Elect Edsel B. Ford II
Mgmt
For
Against
Against
Ford Motor Company
FDMTP
345370860
5/8/2014
5
Elect William C. Ford, Jr.
Mgmt
For
For
For
Ford Motor Company
FDMTP
345370860
5/8/2014
6
Elect Richard A. Gephardt
Mgmt
For
For
For
Ford Motor Company
FDMTP
345370860
5/8/2014
7
Elect James P. Hackett
Mgmt
For
For
For
Ford Motor Company
FDMTP
345370860
5/8/2014
8
Elect James H. Hance, Jr.
Mgmt
For
For
For
Ford Motor Company
FDMTP
345370860
5/8/2014
9
Elect William W. Helman IV
Mgmt
For
For
For
Ford Motor Company
FDMTP
345370860
5/8/2014
10
Elect Jon M. Huntsman, Jr.
Mgmt
For
Against
Against
Ford Motor Company
FDMTP
345370860
5/8/2014
11
Elect John C. Lechleiter
Mgmt
For
For
For
Ford Motor Company
FDMTP
345370860
5/8/2014
12
Elect Ellen R. Marram
Mgmt
For
Against
Against
Ford Motor Company
FDMTP
345370860
5/8/2014
13
Elect Alan Mulally
Mgmt
For
For
For
Ford Motor Company
FDMTP
345370860
5/8/2014
14
Elect Homer A. Neal
Mgmt
For
For
For
Ford Motor Company
FDMTP
345370860
5/8/2014
15
Elect Gerald L. Shaheen
Mgmt
For
For
For
Ford Motor Company
FDMTP
345370860
5/8/2014
16
Elect John L. Thornton
Mgmt
For
Against
Against
Ford Motor Company
FDMTP
345370860
5/8/2014
17
Ratification of Auditor
Mgmt
For
For
For
Ford Motor Company
FDMTP
345370860
5/8/2014
18
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Ford Motor Company
FDMTP
345370860
5/8/2014
19
2014 Stock Plan for Non-Employee Directors
Mgmt
For
For
For
Ford Motor Company
FDMTP
345370860
5/8/2014
20
Shareholder Proposal Regarding Recapitalization
ShrHldr
Against
For
Against
Ford Motor Company
FDMTP
345370860
5/8/2014
21
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHldr
Against
For
Against
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
1.1
Elect Richard C. Adkerson
Mgmt
For
For
For
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
1.2
Elect Robert J. Allison, Jr.
Mgmt
For
For
For
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
1.3
Elect Alan R. Buckwalter, III
Mgmt
For
For
For
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
1.4
Elect Robert A. Day
Mgmt
For
For
For
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
1.5
Elect James C. Flores
Mgmt
For
For
For
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
1.6
Elect Gerald J. Ford
Mgmt
For
For
For
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
1.7
Elect Thomas A. Fry III
Mgmt
For
For
For
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
1.8
Elect H. Devon Graham, Jr.
Mgmt
For
For
For
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
1.9
Elect Lydia H. Kennard
Mgmt
For
For
For
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
1.10
Elect Charles C. Krulak
Mgmt
For
For
For
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
1.11
Elect Bobby Lee Lackey
Mgmt
For
For
For
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
1.12
Elect Jon C. Madonna
Mgmt
For
For
For
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
1.13
Elect Dustan E. McCoy
Mgmt
For
For
For
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
1.14
Elect James R. Moffett
Mgmt
For
For
For
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
1.15
Elect Stephen H. Siegele
Mgmt
For
For
For
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
1.16
Elect Frances Fragos Townsend
Mgmt
For
For
For
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
3
Ratification of Auditor
Mgmt
For
For
For
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
4
Annual Incentive Plan
Mgmt
For
For
For
Freeport-McMoran Copper & Gold Inc.
FCXPRA
35671D857
6/17/2014
5
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHldr
Against
Against
For
Gap Inc.
GPS
364760108
5/20/2014
1
Elect Domenico De Sole
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/20/2014
2
Elect Robert J. Fisher
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/20/2014
3
Elect William S. Fisher
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/20/2014
4
Elect Isabella D. Goren
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/20/2014
5
Elect Bob L. Martin
Mgmt
For
Against
Against
Gap Inc.
GPS
364760108
5/20/2014
6
Elect Jorge P. Montoya
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/20/2014
7
Elect Glenn K. Murphy
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/20/2014
8
Elect Mayo A. Shattuck III
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/20/2014
9
Elect Katherine Tsang
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/20/2014
10
Elect Padmasree Warrior
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/20/2014
11
Ratification of Auditor
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/20/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
General American Investors Company, Inc.
GAM
368802104
4/16/2014
1.1
Elect Rodney B. Berens
Mgmt
For
For 96.5%
Withhold 3.5%
Against
General American Investors Company, Inc.
GAM
368802104
4/16/2014
1.2
Elect Lewis B. Cullman
Mgmt
For
For 96.5%
Withhold 3.5%
For
General American Investors Company, Inc.
GAM
368802104
4/16/2014
1.3
Elect Spencer Davidson
Mgmt
For
For 96.5%
Withhold 3.5%
For
General American Investors Company, Inc.
GAM
368802104
4/16/2014
1.4
Elect Gerald M. Edelman
Mgmt
For
For 96.5%
Withhold 3.5%
For
General American Investors Company, Inc.
GAM
368802104
4/16/2014
1.5
Elect John D. Gordan, III
Mgmt
For
For 96.5%
Withhold 3.5%
For
General American Investors Company, Inc.
GAM
368802104
4/16/2014
1.6
Elect Betsy F. Gotbaum
Mgmt
For
For 96.5%
Withhold 3.5%
For
General American Investors Company, Inc.
GAM
368802104
4/16/2014
1.7
Elect Sidney R. Knafel
Mgmt
For
For 96.5%
Withhold 3.5%
For
General American Investors Company, Inc.
GAM
368802104
4/16/2014
1.8
Elect Daniel M. Neidich
Mgmt
For
For 96.5%
Withhold 3.5%
Against
General American Investors Company, Inc.
GAM
368802104
4/16/2014
1.9
Elect Jeffrey W. Priest
Mgmt
For
For 96.5%
Withhold 3.5%
For
General American Investors Company, Inc.
GAM
368802104
4/16/2014
2
Ratification of Auditor
Mgmt
For
For 96%
Against 3.5%
Abstain 0.5%
For
General Dynamics Corporation
GD
369550108
5/7/2014
1
Elect Mary T. Barra
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/7/2014
2
Elect Nicholas D. Chabraja
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/7/2014
3
Elect James S. Crown
Mgmt
For
Against
Against
General Dynamics Corporation
GD
369550108
5/7/2014
4
Elect William P. Fricks
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/7/2014
5
Elect Paul G. Kaminski
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/7/2014
6
Elect John M. Keane
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/7/2014
7
Elect Lester L. Lyles
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/7/2014
8
Elect James N. Mattis
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/7/2014
9
Elect Phebe N. Novakovic
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/7/2014
10
Elect William A. Osborn
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/7/2014
11
Elect Laura J Schumacher
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/7/2014
12
Elect Sir Robert Walmsley
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/7/2014
13
Ratification of Auditor
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/7/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
General Dynamics Corporation
GD
369550108
5/7/2014
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
General Dynamics Corporation
GD
369550108
5/7/2014
16
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
Against
For
General Electric Company
GE
369604103
4/23/2014
1
Elect W. Geoffrey Beattie
Mgmt
For
For
For
General Electric Company
GE
369604103
4/23/2014
2
Elect John J. Brennan
Mgmt
For
For
For
General Electric Company
GE
369604103
4/23/2014
3
Elect James I. Cash, Jr.
Mgmt
For
For
For
General Electric Company
GE
369604103
4/23/2014
4
Elect Francisco D'Souza
Mgmt
For
For
For
General Electric Company
GE
369604103
4/23/2014
5
Elect Marijn E. Dekkers
Mgmt
For
For
For
General Electric Company
GE
369604103
4/23/2014
6
Elect Ann M. Fudge
Mgmt
For
For
For
General Electric Company
GE
369604103
4/23/2014
7
Elect Susan Hockfield
Mgmt
For
For
For
General Electric Company
GE
369604103
4/23/2014
8
Elect Jeffrey R. Immelt
Mgmt
For
For
For
General Electric Company
GE
369604103
4/23/2014
9
Elect Andrea Jung
Mgmt
For
For
For
General Electric Company
GE
369604103
4/23/2014
10
Elect Robert W. Lane
Mgmt
For
For
For
General Electric Company
GE
369604103
4/23/2014
11
Elect Rochelle B. Lazarus
Mgmt
For
For
For
General Electric Company
GE
369604103
4/23/2014
12
Elect James J. Mulva
Mgmt
For
For
For
General Electric Company
GE
369604103
4/23/2014
13
Elect James E. Rohr
Mgmt
For
For
For
General Electric Company
GE
369604103
4/23/2014
14
Elect Mary L. Schapiro
Mgmt
For
For
For
General Electric Company
GE
369604103
4/23/2014
15
Elect Robert J. Swieringa
Mgmt
For
For
For
General Electric Company
GE
369604103
4/23/2014
16
Elect James S. Tisch
Mgmt
For
For
For
General Electric Company
GE
369604103
4/23/2014
17
Elect Douglas A. Warner III
Mgmt
For
For
For
General Electric Company
GE
369604103
4/23/2014
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
General Electric Company
GE
369604103
4/23/2014
19
Ratification of Auditor
Mgmt
For
For
For
General Electric Company
GE
369604103
4/23/2014
20
Shareholder Proposal Regarding Cumulative Voting
ShrHldr
Against
Against
For
General Electric Company
GE
369604103
4/23/2014
21
Shareholder Proposal Regarding Retention of Shares
ShrHldr
Against
Against
For
General Electric Company
GE
369604103
4/23/2014
22
Shareholder Proposal Regarding Double Board Nominees
ShrHldr
Against
Against
For
General Electric Company
GE
369604103
4/23/2014
23
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHldr
Against
For
Against
General Electric Company
GE
369604103
4/23/2014
24
Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses
ShrHldr
Against
Against
For
General Electric Company
GE
369604103
4/23/2014
25
Shareholder Proposal Regarding Sale of Company
ShrHldr
Against
Against
For
General Mills, Inc.
GIS
370334104
9/24/2013
1
Elect Bradbury H. Anderson
Mgmt
For
For
For
General Mills, Inc.
GIS
370334104
9/24/2013
2
Elect R. Kerry Clark
Mgmt
For
For
For
General Mills, Inc.
GIS
370334104
9/24/2013
3
Elect Paul Danos
Mgmt
For
For
For
General Mills, Inc.
GIS
370334104
9/24/2013
4
Elect William T. Esrey
Mgmt
For
For
For
General Mills, Inc.
GIS
370334104
9/24/2013
5
Elect Raymond V. Gilmartin
Mgmt
For
For
For
General Mills, Inc.
GIS
370334104
9/24/2013
6
Elect Judith Richards Hope
Mgmt
For
For
For
General Mills, Inc.
GIS
370334104
9/24/2013
7
Elect Heidi G. Miller
Mgmt
For
For
For
General Mills, Inc.
GIS
370334104
9/24/2013
8
Elect Hilda Ochoa-Brillembourg
Mgmt
For
For
For
General Mills, Inc.
GIS
370334104
9/24/2013
9
Elect Steve Odland
Mgmt
For
For
For
General Mills, Inc.
GIS
370334104
9/24/2013
10
Elect Kendall J. Powell
Mgmt
For
For
For
General Mills, Inc.
GIS
370334104
9/24/2013
11
Elect Michael D. Rose
Mgmt
For
For
For
General Mills, Inc.
GIS
370334104
9/24/2013
12
Elect Robert L. Ryan
Mgmt
For
For
For
General Mills, Inc.
GIS
370334104
9/24/2013
13
Elect Dorothy A. Terrell
Mgmt
For
For
For
General Mills, Inc.
GIS
370334104
9/24/2013
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
General Mills, Inc.
GIS
370334104
9/24/2013
15
Ratification of Auditor
Mgmt
For
For
For
General Mills, Inc.
GIS
370334104
9/24/2013
16
Shareholder Proposal Regarding Post-Consumer Product Packaging
ShrHldr
Against
Against
For
Goldman Sachs Group Inc.
GS
38141G104
5/16/2014
1
Elect Lloyd C. Blankfein
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/16/2014
2
Elect M. Michele Burns
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/16/2014
3
Elect Gary D. Cohn
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/16/2014
4
Elect Claes Dahlbäck
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/16/2014
5
Elect William W. George
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/16/2014
6
Elect James A. Johnson
Mgmt
For
Against
Against
Goldman Sachs Group Inc.
GS
38141G104
5/16/2014
7
Elect Lakshmi N. Mittal
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/16/2014
8
Elect Adebayo O. Ogunlesi
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/16/2014
9
Elect Peter Oppenheimer
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/16/2014
10
Elect James J. Schiro
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/16/2014
11
Elect Debora L. Spar
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/16/2014
12
Elect Mark E. Tucker
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/16/2014
13
Elect David A. Viniar
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/16/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Goldman Sachs Group Inc.
GS
38141G104
5/16/2014
15
Ratification of Auditor
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/16/2014
16
Shareholder Proposal Regarding Proxy Access
ShrHldr
Against
Against
For
Google Inc.
GOOG
38259P508
5/14/2014
1.2
Elect Sergey Brin
Mgmt
For
For
For
Google Inc.
GOOG
38259P508
5/14/2014
1.3
Elect Eric E. Schmidt
Mgmt
For
For
For
Google Inc.
GOOG
38259P508
5/14/2014
1.4
Elect L. John Doerr
Mgmt
For
Withhold
Against
Google Inc.
GOOG
38259P508
5/14/2014
1.5
Elect Diane B. Greene
Mgmt
For
For
For
Google Inc.
GOOG
38259P508
5/14/2014
1.6
Elect John L. Hennessy
Mgmt
For
Withhold
Against
Google Inc.
GOOG
38259P508
5/14/2014
1.7
Elect Ann Mather
Mgmt
For
For
For
Google Inc.
GOOG
38259P508
5/14/2014
1.8
Elect Paul S. Otellini
Mgmt
For
For
For
Google Inc.
GOOG
38259P508
5/14/2014
1.9
Elect K. Ram Shriram
Mgmt
For
For
For
Google Inc.
GOOG
38259P508
5/14/2014
1.10
Elect Shirley M. Tilghman
Mgmt
For
For
For
Google Inc.
GOOG
38259P508
5/14/2014
2
Ratification of Auditor
Mgmt
For
For
For
Google Inc.
GOOG
38259P508
5/14/2014
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Google Inc.
GOOG
38259P508
5/14/2014
4
Shareholder Proposal Regarding Recapitalization
ShrHldr
Against
For
Against
Google Inc.
GOOG
38259P508
5/14/2014
5
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
For
Against
Google Inc.
GOOG
38259P508
5/14/2014
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHldr
Against
For
Against
Google Inc.
GOOG
38259P508
5/14/2014
7
Shareholder Proposal Regarding Tax Policy Principles
ShrHldr
Against
Against
For
Google Inc.
GOOG
38259P508
5/14/2014
8
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
Google Inc.
GOOG
38259P508
5/14/2014
1.1
Elect Larry Page
Mgmt
For
For
For
Guggenheim Equal Weight Enhanced Equity Income Fund
GEQ
40167M106
4/3/2014
1
Amendment of Agreement and Declaration of Trust Regarding Board Size
Mgmt
For
For 95%
Against 2%
Abstain 3%
For
Guggenheim Equal Weight Enhanced Equity Income Fund
GEQ
40167M106
4/3/2014
2
Elect Randall C. Barnes
Mgmt
For
For 96.5%
Against 2%
Abstain 1.5%
For
Guggenheim Equal Weight Enhanced Equity Income Fund
GEQ
40167M106
4/3/2014
3
Elect Donald C. Cacciapaglia
Mgmt
For
For 96.5%
Against 2%
Abstain 1.5%
For
Guggenheim Equal Weight Enhanced Equity Income Fund
GEQ
40167M106
4/3/2014
4
Elect Donald A. Chubb Jr.
Mgmt
For
For 96.5%
Against 2%
Abstain 1.5%
For
Guggenheim Equal Weight Enhanced Equity Income Fund
GEQ
40167M106
4/3/2014
5
Elect Jerry B. Farley
Mgmt
For
For 96%
Against 2.5%
Abstain 1.5%
For
Guggenheim Equal Weight Enhanced Equity Income Fund
GEQ
40167M106
4/3/2014
6
Elect Maynard F. Oliverius
Mgmt
For
For 96%
Against 2.5%
Abstain 1.5%
For
Hartford Financial Services Group, Inc.
HIG
416515104
5/21/2014
1
Elect Robert B. Allardice III
Mgmt
For
For
For
Hartford Financial Services Group, Inc.
HIG
416515104
5/21/2014
2
Elect Trevor Fetter
Mgmt
For
For
For
Hartford Financial Services Group, Inc.
HIG
416515104
5/21/2014
3
Elect Liam E. McGee
Mgmt
For
For
For
Hartford Financial Services Group, Inc.
HIG
416515104
5/21/2014
4
Elect Kathryn A. Mikells
Mgmt
For
For
For
Hartford Financial Services Group, Inc.
HIG
416515104
5/21/2014
5
Elect Michael G. Morris
Mgmt
For
For
For
Hartford Financial Services Group, Inc.
HIG
416515104
5/21/2014
6
Elect Thomas A. Renyi
Mgmt
For
For
For
Hartford Financial Services Group, Inc.
HIG
416515104
5/21/2014
7
Elect Julie G. Richardson
Mgmt
For
For
For
Hartford Financial Services Group, Inc.
HIG
416515104
5/21/2014
8
Elect Virginia P. Ruesterholz
Mgmt
For
For
For
Hartford Financial Services Group, Inc.
HIG
416515104
5/21/2014
9
Elect Charles B. Strauss
Mgmt
For
For
For
Hartford Financial Services Group, Inc.
HIG
416515104
5/21/2014
10
Elect H. Patrick Swygert
Mgmt
For
For
For
Hartford Financial Services Group, Inc.
HIG
416515104
5/21/2014
11
Ratification of Auditor
Mgmt
For
For
For
Hartford Financial Services Group, Inc.
HIG
416515104
5/21/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Hartford Financial Services Group, Inc.
HIG
416515104
5/21/2014
13
2014 Incentive Stock  Plan
Mgmt
For
For
For
Hartford Financial Services Group, Inc.
HIG
416515104
5/21/2014
14
Executive Bonus Program
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/19/2014
1
Elect Marc L. Andreessen
Mgmt
For
Against
Against
Hewlett-Packard Company
HPQ
428236103
3/19/2014
2
Elect Shumeet Banerji
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/19/2014
3
Elect Robert R. Bennett
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/19/2014
4
Elect Rajiv L. Gupta
Mgmt
For
Against
Against
Hewlett-Packard Company
HPQ
428236103
3/19/2014
5
Elect Raymond J. Lane
Mgmt
For
Against
Against
Hewlett-Packard Company
HPQ
428236103
3/19/2014
6
Elect Ann M. Livermore
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/19/2014
7
Elect Raymond E. Ozzie
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/19/2014
8
Elect Gary M Reiner
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/19/2014
9
Elect Patricia F. Russo
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/19/2014
10
Elect James A. Skinner
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/19/2014
11
Elect Margaret C. Whitman
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/19/2014
12
Elect Ralph V. Whitworth
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/19/2014
13
Ratification of Auditor
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/19/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/19/2014
15
Shareholder Proposal Regarding Formation of a Human Rights Committee
ShrHldr
Against
Against
For
Home Depot, Inc.
HD
437076102
5/22/2014
1
Elect F. Duane Ackerman
Mgmt
For
For
For
Home Depot, Inc.
HD
437076102
5/22/2014
2
Elect Francis S. Blake
Mgmt
For
For
For
Home Depot, Inc.
HD
437076102
5/22/2014
3
Elect Ari Bousbib
Mgmt
For
For
For
Home Depot, Inc.
HD
437076102
5/22/2014
4
Elect Gregory D. Brenneman
Mgmt
For
For
For
Home Depot, Inc.
HD
437076102
5/22/2014
5
Elect J. Frank Brown
Mgmt
For
For
For
Home Depot, Inc.
HD
437076102
5/22/2014
6
Elect Albert P. Carey
Mgmt
For
For
For
Home Depot, Inc.
HD
437076102
5/22/2014
7
Elect Armando M. Codina
Mgmt
For
Against
Against
Home Depot, Inc.
HD
437076102
5/22/2014
8
Elect Helena B. Foulkes
Mgmt
For
For
For
Home Depot, Inc.
HD
437076102
5/22/2014
9
Elect Wayne M. Hewett
Mgmt
For
For
For
Home Depot, Inc.
HD
437076102
5/22/2014
10
Elect Karen Katen
Mgmt
For
For
For
Home Depot, Inc.
HD
437076102
5/22/2014
11
Elect Mark Vadon
Mgmt
For
For
For
Home Depot, Inc.
HD
437076102
5/22/2014
12
Ratification of Auditor
Mgmt
For
For
For
Home Depot, Inc.
HD
437076102
5/22/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Home Depot, Inc.
HD
437076102
5/22/2014
14
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHldr
Against
For
Against
Home Depot, Inc.
HD
437076102
5/22/2014
15
Shareholder Proposal Regarding Employment Diversity Report
ShrHldr
Against
Against
For
Honeywell International Inc.
HON
438516106
4/28/2014
1
Elect Gordon M. Bethune
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/28/2014
2
Elect Kevin Burke
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/28/2014
3
Elect Jaime Chico Pardo
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/28/2014
4
Elect David M. Cote
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/28/2014
5
Elect D. Scott Davis
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/28/2014
6
Elect Linnet F. Deily
Mgmt
For
Against
Against
Honeywell International Inc.
HON
438516106
4/28/2014
7
Elect Judd Gregg
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/28/2014
8
Elect Clive Hollick
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/28/2014
9
Elect Grace D. Lieblein
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/28/2014
10
Elect George Paz
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/28/2014
11
Elect Bradley T. Sheares
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/28/2014
12
Elect Robin L. Washington
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/28/2014
13
Ratification of Auditor
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/28/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/28/2014
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
Honeywell International Inc.
HON
438516106
4/28/2014
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHldr
Against
For
Against
Honeywell International Inc.
HON
438516106
4/28/2014
17
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHldr
Against
Against
For
Honeywell International Inc.
HON
438516106
4/28/2014
18
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
For
Against
The India Fund, Inc.
IFN
454089103
2/3/2014
1
Elimination of Fundamental Policy Governing Semi-Annual Repurchase Offers
Mgmt
For
For 80%
Against 18.5%
Abstain 1.5%
For
Intel Corporation
INTC
458140100
5/22/2014
1
Elect Charlene Barshefsky
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/22/2014
2
Elect Andy D. Bryant
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/22/2014
3
Elect Susan L. Decker
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/22/2014
4
Elect John J. Donahoe
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/22/2014
5
Elect Reed E. Hundt
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/22/2014
6
Elect Brian M. Krzanich
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/22/2014
7
Elect James D. Plummer
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/22/2014
8
Elect David S. Pottruck
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/22/2014
9
Elect Frank D. Yeary
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/22/2014
10
Elect David B. Yoffie
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/22/2014
11
Ratification of Auditor
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/22/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/29/2014
1
Elect Alain J. P. Belda
Mgmt
For
Against
Against
International Business Machines Corporation
IBM
459200101
4/29/2014
2
Elect William R. Brody
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/29/2014
3
Elect Kenneth I. Chenault
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/29/2014
4
Elect Michael L. Eskew
Mgmt
For
Against
Against
International Business Machines Corporation
IBM
459200101
4/29/2014
5
Elect David N. Farr
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/29/2014
6
Elect Shirley A. Jackson
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/29/2014
7
Elect Andrew N. Liveris
Mgmt
For
Against
Against
International Business Machines Corporation
IBM
459200101
4/29/2014
8
Elect W. James McNerney, Jr.
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/29/2014
9
Elect James W. Owens
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/29/2014
10
Elect Virginia M. Rometty
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/29/2014
11
Elect Joan E. Spero
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/29/2014
12
Elect Sidney Taurel
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/29/2014
13
Elect Lorenzo H. Zambrano Treviño
Mgmt
For
Against
Against
International Business Machines Corporation
IBM
459200101
4/29/2014
14
Ratification of Auditor
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/29/2014
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/29/2014
16
Re-approve Performance Goals of the Company's Long-Term Incentive Awards
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/29/2014
17
2014 Employees Stock Purchase Plan
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/29/2014
18
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
Against
For
International Business Machines Corporation
IBM
459200101
4/29/2014
19
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHldr
Against
For
Against
International Business Machines Corporation
IBM
459200101
4/29/2014
20
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHldr
Against
Against
For
International Paper Company
IP
460146103
5/12/2014
1
Elect David J. Bronczek
Mgmt
For
For
For
International Paper Company
IP
460146103
5/12/2014
2
Elect Ahmet C. Dördüncü
Mgmt
For
For
For
International Paper Company
IP
460146103
5/12/2014
3
Elect John V. Faraci
Mgmt
For
For
For
International Paper Company
IP
460146103
5/12/2014
4
Elect Ilene S. Gordon
Mgmt
For
For
For
International Paper Company
IP
460146103
5/12/2014
5
Elect Jay L. Johnson
Mgmt
For
For
For
International Paper Company
IP
460146103
5/12/2014
6
Elect Stacey J. Mobley
Mgmt
For
For
For
International Paper Company
IP
460146103
5/12/2014
7
Elect Joan E. Spero
Mgmt
For
For
For
International Paper Company
IP
460146103
5/12/2014
8
Elect John L. Townsend, III
Mgmt
For
For
For
International Paper Company
IP
460146103
5/12/2014
9
Elect John F. Turner
Mgmt
For
For
For
International Paper Company
IP
460146103
5/12/2014
10
Elect William G. Walter
Mgmt
For
For
For
International Paper Company
IP
460146103
5/12/2014
11
Elect J. Steven Whisler
Mgmt
For
For
For
International Paper Company
IP
460146103
5/12/2014
12
Ratification of Auditor
Mgmt
For
For
For
International Paper Company
IP
460146103
5/12/2014
13
Approval of Material Terms of Performance Goals Under the 2009 Incentive Compensation Plan
Mgmt
For
For
For
International Paper Company
IP
460146103
5/12/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
International Paper Company
IP
460146103
5/12/2014
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
Invesco
VLT
46132L107
8/2/2013
1
Elect R. Craig Kennedy
Mgmt
For
For 98%
Against 1%
Abstain 1%
For
Invesco
VLT
46132L107
8/2/2013
2
Elect Colin D. Meadows
Mgmt
For
For 98%
Against 1%
Abstain 1%
For
Invesco
VLT
46132L107
8/2/2013
3
Elect Hugo F. Sonnenschein
Mgmt
For
For 98%
Against 1%
Abstain 1%
For
Invesco Mun Income Opportunities Trust II
IIM
46132P108
8/8/2013
1.1
Elect Albert R. Dowden
Mgmt
For
For 95%
Withhold 5%
For
Invesco Mun Income Opportunities Trust II
IIM
46132P108
8/8/2013
1.2
Elect Hugo F. Sonnenschein
Mgmt
For
For 95%
Withhold 5%
For
Invesco Mun Income Opportunities Trust II
IIM
46132P108
8/8/2013
1.3
Elect Raymond Stickel, Jr.
Mgmt
For
For 95%
Withhold 5%
For
John Hancock Premium Dividend Fund
PDT
41013T105
2/18/2014
1.1
Elect James R. Boyle
Mgmt
For
For 97%
Withhold 3%
For
John Hancock Premium Dividend Fund
PDT
41013T105
2/18/2014
1.2
Elect William H. Cunningham
Mgmt
For
For 97%
Withhold 3%
For
John Hancock Premium Dividend Fund
PDT
41013T105
2/18/2014
1.3
Elect Grace K. Fey
Mgmt
For
For 97%
Withhold 3%
For
John Hancock Premium Dividend Fund
PDT
41013T105
2/18/2014
1.4
Elect Hassell H. McClellan
Mgmt
For
For 97%
Withhold 3%
For
John Hancock Premium Dividend Fund
PDT
41013T105
2/18/2014
1.5
Elect Gregory A. Russo
Mgmt
For
For 97%
Withhold 3%
For
Johnson & Johnson
JNJ
478160104
4/24/2014
1
Elect Mary Sue Coleman
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/24/2014
2
Elect James G. Cullen
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/24/2014
3
Elect Ian E.L. Davis
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/24/2014
4
Elect Alex Gorsky
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/24/2014
5
Elect Susan L. Lindquist
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/24/2014
6
Elect Mark B. McClellan
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/24/2014
7
Elect Anne M. Mulcahy
Mgmt
For
Against
Against
Johnson & Johnson
JNJ
478160104
4/24/2014
8
Elect Leo F. Mullin
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/24/2014
9
Elect William D. Perez
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/24/2014
10
Elect Charles Prince
Mgmt
For
Against
Against
Johnson & Johnson
JNJ
478160104
4/24/2014
11
Elect A. Eugene Washington
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/24/2014
12
Elect Ronald A. Williams
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/24/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/24/2014
14
Ratification of Auditor
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/24/2014
15
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHldr
Against
Against
For
Johnson Controls, Inc.
JCI
478366107
1/29/2014
1.1
Elect Natalie A. Black
Mgmt
For
Withhold
Against
Johnson Controls, Inc.
JCI
478366107
1/29/2014
1.2
Elect Raymond L. Conner
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/29/2014
1.3
Elect William H. Lacy
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/29/2014
1.4
Elect Alex A. Molinaroli
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/29/2014
2
Ratification of Auditor
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/29/2014
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/20/2014
1
Elect Linda B. Bammann
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/20/2014
2
Elect James A. Bell
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/20/2014
3
Elect Crandall C. Bowles
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/20/2014
4
Elect Stephen B. Burke
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/20/2014
5
Elect James S. Crown
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/20/2014
6
Elect James Dimon
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/20/2014
7
Elect Timothy P. Flynn
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/20/2014
8
Elect Laban P. Jackson, Jr.
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/20/2014
9
Elect Michael A. Neal
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/20/2014
10
Elect Lee R. Raymond
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/20/2014
11
Elect William C. Weldon
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/20/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
JPMorgan Chase & Co.
JPM
46625H100
5/20/2014
13
Ratification of Auditor
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/20/2014
14
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
Against
For
JPMorgan Chase & Co.
JPM
46625H100
5/20/2014
15
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHldr
Against
Against
For
JPMorgan Chase & Co.
JPM
46625H100
5/20/2014
16
Shareholder Proposal Regarding Cumulative Voting
ShrHldr
Against
Against
For
Kellogg Company
K
487836108
4/25/2014
1.1
Elect John Bryant
Mgmt
For
For
For
Kellogg Company
K
487836108
4/25/2014
1.2
Elect Stephanie A. Burns
Mgmt
For
For
For
Kellogg Company
K
487836108
4/25/2014
1.3
Elect June Montgomery Tabron
Mgmt
For
For
For
Kellogg Company
K
487836108
4/25/2014
1.4
Elect Rogelio Rebolledo
Mgmt
For
For
For
Kellogg Company
K
487836108
4/25/2014
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Kellogg Company
K
487836108
4/25/2014
3
Repeal of Classified Board
Mgmt
For
For
For
Kellogg Company
K
487836108
4/25/2014
4
Ratification of Auditor
Mgmt
For
For
For
Kellogg Company
K
487836108
4/25/2014
5
Shareholder Proposal Regarding Human Rights Report
ShrHldr
Against
Against
For
Kellogg Company
K
487836108
4/25/2014
6
Shareholder Proposal Regarding Simple Majority Vote
ShrHldr
Against
For
Against
Kraft Foods Group Inc.
KRFT
50076Q106
5/6/2014
7
Shareholder Proposal Regarding Prohibition of Political Spending
ShrHldr
Against
Against
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/6/2014
8
Shareholder Proposal Regarding Incorporation of Values in Political Spending
ShrHldr
Against
Against
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/6/2014
9
Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging
ShrHldr
Against
Against
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/6/2014
10
Shareholder Proposal Regarding Sustainable Forestry Report
ShrHldr
Against
Against
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/6/2014
11
Shareholder Proposal Regarding Cow Dehorning
ShrHldr
Against
Against
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/6/2014
12
Shareholder Proposal Regarding Gestation Crates
ShrHldr
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/6/2014
1
Elect L. Kevin Cox
Mgmt
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/6/2014
2
Elect Myra M. Hart
Mgmt
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/6/2014
3
Elect Peter B. Henry
Mgmt
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/6/2014
4
Elect Terry J. Lundgren
Mgmt
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/6/2014
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/6/2014
6
Ratification of Auditor
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/26/2014
1
Elect Reuben V. Anderson
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/26/2014
2
Elect Robert D. Beyer
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/26/2014
3
Elect David B. Dillon
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/26/2014
4
Elect Susan J. Kropf
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/26/2014
5
Elect David B. Lewis
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/26/2014
6
Elect W. Rodney McMullen
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/26/2014
7
Elect Jorge P. Montoya
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/26/2014
8
Elect Clyde R. Moore
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/26/2014
9
Elect Susan M. Phillips
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/26/2014
10
Elect Steven R. Rogel
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/26/2014
11
Elect James A. Runde
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/26/2014
12
Elect Ronald L. Sargent
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/26/2014
13
Elect Bobby S. Shackouls
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/26/2014
14
2014 Long-Term Incentive and Cash Bonus Plan
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/26/2014
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/26/2014
16
Ratification of Auditor
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/26/2014
17
Shareholder Proposal Regarding Human Rights Report
ShrHldr
Against
Against
For
Kroger Co.
KR
501044101
6/26/2014
18
Shareholder Proposal Regarding Extended Producer Responsibility
ShrHldr
Against
Against
For
Eli Lilly and Company
LLY
532457108
5/5/2014
1
Elect Michael L. Eskew
Mgmt
For
For
For
Eli Lilly and Company
LLY
532457108
5/5/2014
2
Elect Karen N. Horn
Mgmt
For
Against
Against
Eli Lilly and Company
LLY
532457108
5/5/2014
3
Elect William Kaelin
Mgmt
For
For
For
Eli Lilly and Company
LLY
532457108
5/5/2014
4
Elect John C. Lechleiter
Mgmt
For
For
For
Eli Lilly and Company
LLY
532457108
5/5/2014
5
Elect Marschall S. Runge
Mgmt
For
For
For
Eli Lilly and Company
LLY
532457108
5/5/2014
6
Ratification of Auditor
Mgmt
For
For
For
Eli Lilly and Company
LLY
532457108
5/5/2014
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/24/2014
1
Elect Daniel F. Akerson
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/24/2014
2
Elect Nolan D. Archibald
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/24/2014
3
Elect Rosalind G. Brewer
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/24/2014
4
Elect David B. Burritt
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/24/2014
5
Elect James O. Ellis, Jr.
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/24/2014
6
Elect Thomas J. Falk
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/24/2014
7
Elect Marillyn A. Hewson
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/24/2014
8
Elect Gwendolyn S. King
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/24/2014
9
Elect James M. Loy
Mgmt
For
Against
Against
Lockheed Martin Corporation
LMT
539830109
4/24/2014
10
Elect Douglas H. McCorkindale
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/24/2014
11
Elect Joseph W. Ralston
Mgmt
For
Against
Against
Lockheed Martin Corporation
LMT
539830109
4/24/2014
12
Elect Anne L. Stevens
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/24/2014
13
Ratification of Auditor
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/24/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/24/2014
15
Amendment to the 2011 Incentive Performance Award Plan
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/24/2014
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHldr
Against
For
Against
Lockheed Martin Corporation
LMT
539830109
4/24/2014
17
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHldr
Against
Against
For
Lockheed Martin Corporation
LMT
539830109
4/24/2014
18
Shareholder Proposal Regarding Recoupment of Unearned Bonuses
ShrHldr
Against
Against
For
Loews Corporation
L
540424108
5/13/2014
1
Elect Lawrence S. Bacow
Mgmt
For
For
For
Loews Corporation
L
540424108
5/13/2014
2
Elect Ann E. Berman
Mgmt
For
For
For
Loews Corporation
L
540424108
5/13/2014
3
Elect Joseph L. Bower
Mgmt
For
For
For
Loews Corporation
L
540424108
5/13/2014
4
Elect Charles M. Diker
Mgmt
For
For
For
Loews Corporation
L
540424108
5/13/2014
5
Elect Jacob A. Frenkel
Mgmt
For
For
For
Loews Corporation
L
540424108
5/13/2014
6
Elect Paul J. Fribourg
Mgmt
For
For
For
Loews Corporation
L
540424108
5/13/2014
7
Elect Walter L. Harris
Mgmt
For
For
For
Loews Corporation
L
540424108
5/13/2014
8
Elect Philip A. Laskawy
Mgmt
For
For
For
Loews Corporation
L
540424108
5/13/2014
9
Elect Ken Miller
Mgmt
For
For
For
Loews Corporation
L
540424108
5/13/2014
10
Elect Andrew H. Tisch
Mgmt
For
For
For
Loews Corporation
L
540424108
5/13/2014
11
Elect James S. Tisch
Mgmt
For
For
For
Loews Corporation
L
540424108
5/13/2014
12
Elect Jonathan M. Tisch
Mgmt
For
For
For
Loews Corporation
L
540424108
5/13/2014
13
Elect Anthony Welters
Mgmt
For
For
For
Loews Corporation
L
540424108
5/13/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Loews Corporation
L
540424108
5/13/2014
15
Ratification of Auditor
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/16/2014
1
Elect Stephen F. Bollenbach
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/16/2014
2
Elect Deirdre P. Connelly
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/16/2014
3
Elect Meyer Feldberg
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/16/2014
4
Elect Sara L. Levinson
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/16/2014
5
Elect Terry J. Lundgren
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/16/2014
6
Elect Joseph Neubauer
Mgmt
For
Against
Against
Macy's Inc.
M
55616P104
5/16/2014
7
Elect Joyce M. Roché
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/16/2014
8
Elect Paul C. Varga
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/16/2014
9
Elect Craig E. Weatherup
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/16/2014
10
Elect Marna C. Whittington
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/16/2014
11
Ratification of Auditor
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/16/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/16/2014
13
Amendment to the Omnibus Incentive Compensation Plan
Mgmt
For
For
For
Mallinckrodt PLC
MNK
G5785G107
3/20/2014
1
Elect Melvin D. Booth
Mgmt
For
For
For
Mallinckrodt PLC
MNK
G5785G107
3/20/2014
2
Elect David R. Carlucci
Mgmt
For
For
For
Mallinckrodt PLC
MNK
G5785G107
3/20/2014
3
Elect J. Martin Carroll
Mgmt
For
For
For
Mallinckrodt PLC
MNK
G5785G107
3/20/2014
4
Elect Diane H. Gulyas
Mgmt
For
For
For
Mallinckrodt PLC
MNK
G5785G107
3/20/2014
5
Elect Nancy S. Lurker
Mgmt
For
For
For
Mallinckrodt PLC
MNK
G5785G107
3/20/2014
6
Elect JoAnn A. Reed
Mgmt
For
For
For
Mallinckrodt PLC
MNK
G5785G107
3/20/2014
7
Elect Mark C. Trudeau
Mgmt
For
For
For
Mallinckrodt PLC
MNK
G5785G107
3/20/2014
8
Elect Kneeland C. Youngblood
Mgmt
For
For
For
Mallinckrodt PLC
MNK
G5785G107
3/20/2014
9
Elect Joseph A. Zaccagnino
Mgmt
For
For
For
Mallinckrodt PLC
MNK
G5785G107
3/20/2014
10
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
Mallinckrodt PLC
MNK
G5785G107
3/20/2014
11
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Mallinckrodt PLC
MNK
G5785G107
3/20/2014
12
Authority to Repurchase Shares
Mgmt
For
For
For
Mallinckrodt PLC
MNK
G5785G107
3/20/2014
13
Issuance of Treasury Shares
Mgmt
For
For
For
Mallinckrodt PLC
MNK
G5785G107
3/20/2014
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
Marathon Oil Corporation
MRO
565849106
4/30/2014
1
Elect Gregory H. Boyce
Mgmt
For
For
For
Marathon Oil Corporation
MRO
565849106
4/30/2014
2
Elect Pierre R. Brondeau
Mgmt
For
Against
Against
Marathon Oil Corporation
MRO
565849106
4/30/2014
3
Elect Linda Z. Cook
Mgmt
For
For
For
Marathon Oil Corporation
MRO
565849106
4/30/2014
4
Elect Chadwick C. Deaton
Mgmt
For
Against
Against
Marathon Oil Corporation
MRO
565849106
4/30/2014
5
Elect Shirley A. Jackson
Mgmt
For
For
For
Marathon Oil Corporation
MRO
565849106
4/30/2014
6
Elect Philip Lader
Mgmt
For
For
For
Marathon Oil Corporation
MRO
565849106
4/30/2014
7
Elect Michael E.J. Phelps
Mgmt
For
For
For
Marathon Oil Corporation
MRO
565849106
4/30/2014
8
Elect Dennis H. Reilley
Mgmt
For
For
For
Marathon Oil Corporation
MRO
565849106
4/30/2014
9
Elect Lee M. Tillman
Mgmt
For
For
For
Marathon Oil Corporation
MRO
565849106
4/30/2014
10
Ratification of Auditor
Mgmt
For
For
For
Marathon Oil Corporation
MRO
565849106
4/30/2014
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Marathon Oil Corporation
MRO
565849106
4/30/2014
12
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
For
Against
Marathon Oil Corporation
MRO
565849106
4/30/2014
13
Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets
ShrHldr
Against
Against
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/15/2014
1
Elect Óscar Fanjul Martín
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/15/2014
2
Elect Daniel S. Glaser
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/15/2014
3
Elect H. Edward Hanway
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/15/2014
4
Elect Ian Lang
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/15/2014
5
Elect Elaine La Roche
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/15/2014
6
Elect Steven A. Mills
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/15/2014
7
Elect Bruce P. Nolop
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/15/2014
8
Elect Marc D. Oken
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/15/2014
9
Elect Morton O. Schapiro
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/15/2014
10
Elect Adele S. Simmons
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/15/2014
11
Elect Lloyd M. Yates
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/15/2014
12
Elect R. David Yost
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/15/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/15/2014
14
Ratification of Auditor
Mgmt
For
For
For
McDonald's Corporation
MCD
580135101
5/22/2014
1
Elect Susan E. Arnold
Mgmt
For
For
For
McDonald's Corporation
MCD
580135101
5/22/2014
2
Elect Richard H. Lenny
Mgmt
For
For
For
McDonald's Corporation
MCD
580135101
5/22/2014
3
Elect Walter E. Massey
Mgmt
For
For
For
McDonald's Corporation
MCD
580135101
5/22/2014
4
Elect Cary D. McMillan
Mgmt
For
For
For
McDonald's Corporation
MCD
580135101
5/22/2014
5
Elect Sheila A. Penrose
Mgmt
For
For
For
McDonald's Corporation
MCD
580135101
5/22/2014
6
Elect John W. Rogers, Jr.
Mgmt
For
For
For
McDonald's Corporation
MCD
580135101
5/22/2014
7
Elect Roger W. Stone
Mgmt
For
For
For
McDonald's Corporation
MCD
580135101
5/22/2014
8
Elect Miles D. White
Mgmt
For
For
For
McDonald's Corporation
MCD
580135101
5/22/2014
9
Advisory Vote on Executive Compensation
Mgmt
For
For
For
McDonald's Corporation
MCD
580135101
5/22/2014
10
Reapproval of Material Terms Under the 2009 Cash Incentive Plan
Mgmt
For
For
For
McDonald's Corporation
MCD
580135101
5/22/2014
11
Ratification of Auditor
Mgmt
For
For
For
McDonald's Corporation
MCD
580135101
5/22/2014
12
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHldr
Against
For
Against
Mckesson Corporation
MCK
58155Q103
7/31/2013
1
Elect Andy D. Bryant
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/31/2013
2
Elect Wayne A. Budd
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/31/2013
3
Elect John H. Hammergren
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/31/2013
4
Elect Alton F. Irby III
Mgmt
For
Against
Against
Mckesson Corporation
MCK
58155Q103
7/31/2013
5
Elect M. Christine Jacobs
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/31/2013
6
Elect Marie L. Knowles
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/31/2013
7
Elect David M. Lawrence
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/31/2013
8
Elect Edward A. Mueller
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/31/2013
9
Elect Jane E. Shaw
Mgmt
For
Against
Against
Mckesson Corporation
MCK
58155Q103
7/31/2013
10
Ratification of Auditor
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/31/2013
11
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Mckesson Corporation
MCK
58155Q103
7/31/2013
12
2013 Stock Plan
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/31/2013
13
Amendment to the 2000 Employee Stock Purchase Plan
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/31/2013
14
Restoration of Right to Call a Special Meeting
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/31/2013
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHldr
Against
For
Against
Mckesson Corporation
MCK
58155Q103
7/31/2013
16
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHldr
Against
For
Against
Mckesson Corporation
MCK
58155Q103
7/31/2013
17
Shareholder Proposal Regarding Retention of Shares
ShrHldr
Against
Against
For
Mckesson Corporation
MCK
58155Q103
7/31/2013
18
Shareholder Proposal Regarding Recoupment Report
ShrHldr
Against
For
Against
Merck & Co., Inc.
MRK
58933Y105
5/27/2014
1
Elect Leslie A. Brun
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/27/2014
2
Elect Thomas R. Cech
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/27/2014
3
Elect Kenneth C. Frazier
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/27/2014
4
Elect Thomas H. Glocer
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/27/2014
5
Elect William B. Harrison, Jr.
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/27/2014
6
Elect C. Robert Kidder
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/27/2014
7
Elect Rochelle B. Lazarus
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/27/2014
8
Elect Carlos E. Represas
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/27/2014
9
Elect Patricia F. Russo
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/27/2014
10
Elect Craig B. Thompson
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/27/2014
11
Elect Wendell P. Weeks
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/27/2014
12
Elect Peter C. Wendell
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/27/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/27/2014
14
Ratification of Auditor
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/27/2014
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHldr
Against
For
Against
Merck & Co., Inc.
MRK
58933Y105
5/27/2014
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHldr
Against
Against
For
MetLife, Inc.
MET
59156R108
4/22/2014
1
Elect Cheryl W. Grisé
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/22/2014
2
Elect Carlos M. Gutierrez
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/22/2014
3
Elect R. Glenn Hubbard
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/22/2014
4
Elect Steven A. Kandarian
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/22/2014
5
Elect John M. Keane
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/22/2014
6
Elect Alfred F. Kelly, Jr.
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/22/2014
7
Elect William E. Kennard
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/22/2014
8
Elect James M. Kilts
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/22/2014
9
Elect Catherine R. Kinney
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/22/2014
10
Elect Denise M. Morrison
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/22/2014
11
Elect Kenton J. Sicchitano
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/22/2014
12
Elect Lulu C. Wang
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/22/2014
13
Ratification of Auditor
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/22/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/22/2014
15
2015 Stock and Incentive Compensation Plan
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/22/2014
16
Non-Management Director Stock Compensation Plan
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
11/19/2013
1
Elect Steven A. Ballmer
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
11/19/2013
2
Elect Dina Dublon
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
11/19/2013
3
Elect William H. Gates III
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
11/19/2013
4
Elect Maria Klawe
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
11/19/2013
5
Elect Stephen J. Luczo
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
11/19/2013
6
Elect David F. Marquardt
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
11/19/2013
7
Elect Charles H. Noski
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
11/19/2013
8
Elect Helmut G. W. Panke
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
11/19/2013
9
Elect John W. Thompson
Mgmt
For
Against
Against
Microsoft Corporation
MSFT
594918104
11/19/2013
10
Approval of the Material Terms of the Executive Officer Incentive Plan
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
11/19/2013
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
11/19/2013
12
Ratification of Auditor
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
50075N104
5/21/2014
9
Elect Patrick T. Siewert
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
50075N104
5/21/2014
10
Elect Ruth J. Simmons
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
50075N104
5/21/2014
11
Elect Ratan N. Tata
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
50075N104
5/21/2014
12
Elect Jean-Francois M. L. van Boxmeer
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
50075N104
5/21/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
50075N104
5/21/2014
14
Amendment to the 2005 Performance Incentive Plan
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
50075N104
5/21/2014
15
Ratification of Auditor
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
50075N104
5/21/2014
16
Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging
ShrHldr
Against
Against
For
Mondelez International Inc.
MDLZ
50075N104
5/21/2014
1
Elect Stephen F. Bollenbach
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
50075N104
5/21/2014
2
Elect Lewis W.K. Booth
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
50075N104
5/21/2014
3
Elect Lois D. Juliber
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
50075N104
5/21/2014
4
Elect Mark D. Ketchum
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
50075N104
5/21/2014
5
Elect Jorge S. Mesquita
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
50075N104
5/21/2014
6
Elect Nelson Peltz
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
50075N104
5/21/2014
7
Elect Fredric G. Reynolds
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
50075N104
5/21/2014
8
Elect Irene B. Rosenfeld
Mgmt
For
For
For
Morgan Stanley
MPQ
617446448
5/13/2014
1
Elect Erskine B. Bowles
Mgmt
For
For
For
Morgan Stanley
MPQ
617446448
5/13/2014
2
Elect Howard J. Davies
Mgmt
For
For
For
Morgan Stanley
MPQ
617446448
5/13/2014
3
Elect Thomas H. Glocer
Mgmt
For
For
For
Morgan Stanley
MPQ
617446448
5/13/2014
4
Elect James P. Gorman
Mgmt
For
For
For
Morgan Stanley
MPQ
617446448
5/13/2014
5
Elect Robert H. Herz
Mgmt
For
For
For
Morgan Stanley
MPQ
617446448
5/13/2014
6
Elect C. Robert Kidder
Mgmt
For
For
For
Morgan Stanley
MPQ
617446448
5/13/2014
7
Elect Klaus Kleinfield
Mgmt
For
For
For
Morgan Stanley
MPQ
617446448
5/13/2014
8
Elect Donald T. Nicolaisen
Mgmt
For
For
For
Morgan Stanley
MPQ
617446448
5/13/2014
9
Elect Hutham S. Olayan
Mgmt
For
For
For
Morgan Stanley
MPQ
617446448
5/13/2014
10
Elect James W. Owens
Mgmt
For
Against
Against
Morgan Stanley
MPQ
617446448
5/13/2014
11
Elect O. Griffith Sexton
Mgmt
For
For
For
Morgan Stanley
MPQ
617446448
5/13/2014
12
Elect Ryosuke Tamakoshi
Mgmt
For
For
For
Morgan Stanley
MPQ
617446448
5/13/2014
13
Elect Masaaki Tanaka
Mgmt
For
For
For
Morgan Stanley
MPQ
617446448
5/13/2014
14
Elect Laura D'Andrea Tyson
Mgmt
For
For
For
Morgan Stanley
MPQ
617446448
5/13/2014
15
Elect Rayford Wilkins, Jr.
Mgmt
For
For
For
Morgan Stanley
MPQ
617446448
5/13/2014
16
Ratification of Auditor
Mgmt
For
For
For
Morgan Stanley
MPQ
617446448
5/13/2014
17
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Morgan Stanley
MPQ
617446448
5/13/2014
18
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
Against
For
Neuberger Berman Real Estate Securities Income Fund Inc
NRO
64190A103
8/22/2013
1.1
Elect Jack L. Rivkin
Mgmt
For
For 97.5%
Withhold 2.5%
Against
Neuberger Berman Real Estate Securities Income Fund Inc
NRO
64190A103
8/22/2013
1.2
Elect Tom D. Seip
Mgmt
For
For 97.5%
Withhold 2.5%
For
Newmont Mining Corporation
NEM
651639106
4/23/2014
1
Elect Bruce R. Brook
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/23/2014
2
Elect J. Kofi Bucknor
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/23/2014
3
Elect Vincent A. Calarco
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/23/2014
4
Elect Joseph A. Carrabba
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/23/2014
5
Elect Noreen Doyle
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/23/2014
6
Elect Gary J. Goldberg
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/23/2014
7
Elect Veronica M. Hagen
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/23/2014
8
Elect Jane Nelson
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/23/2014
9
Elect Donald C. Roth
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/23/2014
10
Ratification of Auditor
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/23/2014
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/23/2014
12
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHldr
Against
Against
For
Nike Inc.
NKE
654106103
9/19/2013
1.1
Elect Alan B. Graf, Jr.
Mgmt
For
For
For
Nike Inc.
NKE
654106103
9/19/2013
1.2
Elect John C. Lechleiter
Mgmt
For
For
For
Nike Inc.
NKE
654106103
9/19/2013
1.3
Elect Phyllis M. Wise
Mgmt
For
For
For
Nike Inc.
NKE
654106103
9/19/2013
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Nike Inc.
NKE
654106103
9/19/2013
3
Ratification of Auditor
Mgmt
For
For
For
Nike Inc.
NKE
654106103
9/19/2013
4
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHldr
Against
Against
For
Norfolk Southern Corporation
NSC
655844108
5/8/2014
1
Elect Thomas D. Bell, Jr.
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/8/2014
2
Elect Erskine B. Bowles
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/8/2014
3
Elect Robert A. Bradway
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/8/2014
4
Elect Wesley G. Bush
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/8/2014
5
Elect Daniel A. Carp
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/8/2014
6
Elect Karen N. Horn
Mgmt
For
Against
Against
Norfolk Southern Corporation
NSC
655844108
5/8/2014
7
Elect Steven F. Leer
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/8/2014
8
Elect Michael D. Lockhart
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/8/2014
9
Elect Amy E. Miles
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/8/2014
10
Elect Charles W. Moorman, IV
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/8/2014
11
Elect Martin H. Nesbitt
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/8/2014
12
Elect James A Squires
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/8/2014
13
Elect John R. Thompson
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/8/2014
14
Ratification of Auditor
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/8/2014
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/8/2014
16
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
Northrop Grumman Corporation
NOC
666807102
5/21/2014
1
Elect Wesley G. Bush
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/21/2014
2
Elect Victor H. Fazio
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/21/2014
3
Elect Donald E. Felsinger
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/21/2014
4
Elect Bruce S. Gordon
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/21/2014
5
Elect William H. Hernandez
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/21/2014
6
Elect Madeleine A. Kleiner
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/21/2014
7
Elect Karl J. Krapek
Mgmt
For
Against
Against
Northrop Grumman Corporation
NOC
666807102
5/21/2014
8
Elect Richard B. Myers
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/21/2014
9
Elect Gary Roughead
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/21/2014
10
Elect Thomas M. Schoewe
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/21/2014
11
Elect Kevin W. Sharer
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/21/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/21/2014
13
Ratification of Auditor
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/21/2014
14
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
Nuveen Dividend Advantage Municipal Fund
NXZ
67070F100
8/7/2013
1.1
Elect Judith M. Stockdale
Mgmt
For
For 96%
Withhold 4%
For
Nuveen Dividend Advantage Municipal Fund
NXZ
67070F100
8/7/2013
1.2
Elect Carole E. Stone
Mgmt
For
For 96%
Withhold 4%
For
Nuveen Dividend Advantage Municipal Fund
NXZ
67070F100
8/7/2013
1.3
Elect Virginia L. Stringer
Mgmt
For
For 96%
Withhold 4%
For
Nuveen Quality Preferred Income Fund
JPS
67072C105
4/11/2014
1.1
Elect William Adams, IV
Mgmt
For
For 97%
Withhold 3%
For
Nuveen Quality Preferred Income Fund
JPS
67072C105
4/11/2014
1.2
Elect David J. Kundert
Mgmt
For
For 97%
Withhold 3%
For
Nuveen Quality Preferred Income Fund
JPS
67072C105
4/11/2014
1.3
Elect John K. Nelson
Mgmt
For
For 97%
Withhold 3%
For
Nuveen Quality Preferred Income Fund
JPS
67072C105
4/11/2014
1.4
Elect Terence J. Toth
Mgmt
For
For 97%
Withhold 3%
For
Nuveen Quality Preferred Income Fund 3
JHP
67072W101
4/11/2014
1.1
Elect William Adams, IV
Mgmt
For
For 96%
Withhold 4%
For
Nuveen Quality Preferred Income Fund 3
JHP
67072W101
4/11/2014
1.2
Elect David J. Kundert
Mgmt
For
For 96%
Withhold 4%
For
Nuveen Quality Preferred Income Fund 3
JHP
67072W101
4/11/2014
1.3
Elect John K. Nelson
Mgmt
For
For 96%
Withhold 4%
For
Nuveen Quality Preferred Income Fund 3
JHP
67072W101
4/11/2014
1.4
Elect Terence J. Toth
Mgmt
For
For 96%
Withhold 4%
For
Nuveen Tax-Advantaged Dividend Growth Fund
NBD
67074Q102
8/7/2013
1.1
Elect William C. Hunter
Mgmt
For
For 98.5%
Withhold 1.5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
NBD
67074Q102
8/7/2013
1.2
Elect Judith M. Stockdale
Mgmt
For
For 98.5%
Withhold 1.5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
NBD
67074Q102
8/7/2013
1.3
Elect Carole E. Stone
Mgmt
For
For 98.5%
Withhold 1.5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
NBD
67074Q102
8/7/2013
1.4
Elect Virginia L. Stringer
Mgmt
For
For 98.5%
Withhold 1.5%
For
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
1
Elect Spencer Abraham
Mgmt
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
2
Elect Howard I. Atkins
Mgmt
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
3
Elect Eugene L. Batchelder
Mgmt
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
4
Elect Stephen I. Chazen
Mgmt
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
5
Elect Edward P. Djerejian
Mgmt
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
6
Elect John E. Feick
Mgmt
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
7
Elect Margaret M. Foran
Mgmt
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
8
Elect Carlos M. Gutierrez
Mgmt
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
9
Elect William R. Klesse
Mgmt
For
Against
Against
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
10
Elect Avedick B. Poladian
Mgmt
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
11
Elect Elisse B. Walter
Mgmt
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
12
Waive Director Age Restriction Policy for Edward P. Djerejian
Mgmt
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
14
Amend Certificate to Permit Action by Written Consent
Mgmt
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
15
Amend Bylaws to Separate Chairman and CEO Roles
Mgmt
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
16
Ratification of Auditor
Mgmt
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
17
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHldr
Against
Against
For
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
18
Shareholder Proposal Regarding Report on Membership in Lobbying Organizations
ShrHldr
Against
Against
For
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
19
Shareholder Proposal Regarding Hydraulic Fracturing
ShrHldr
Against
Against
For
Occidental Petroleum Corporation
OXY
674599105
5/2/2014
20
Shareholder Proposal Regarding Methane Emissions and Flaring Reporting and Reduction Targets
ShrHldr
Against
Against
For
Omnicom Group Inc.
OMC
681919106
5/20/2014
1
Elect John D. Wren
Mgmt
For
For
For
Omnicom Group Inc.
OMC
681919106
5/20/2014
2
Elect Bruce Crawford
Mgmt
For
For
For
Omnicom Group Inc.
OMC
681919106
5/20/2014
3
Elect Alan R. Batkin
Mgmt
For
For
For
Omnicom Group Inc.
OMC
681919106
5/20/2014
4
Elect Mary C. Choksi
Mgmt
For
For
For
Omnicom Group Inc.
OMC
681919106
5/20/2014
5
Elect Robert C. Clark
Mgmt
For
For
For
Omnicom Group Inc.
OMC
681919106
5/20/2014
6
Elect Leonard S. Coleman, Jr.
Mgmt
For
For
For
Omnicom Group Inc.
OMC
681919106
5/20/2014
7
Elect Errol M. Cook
Mgmt
For
For
For
Omnicom Group Inc.
OMC
681919106
5/20/2014
8
Elect Susan S. Denison
Mgmt
For
For
For
Omnicom Group Inc.
OMC
681919106
5/20/2014
9
Elect Michael A. Henning
Mgmt
For
For
For
Omnicom Group Inc.
OMC
681919106
5/20/2014
10
Elect John R. Murphy
Mgmt
For
For
For
Omnicom Group Inc.
OMC
681919106
5/20/2014
11
Elect John R. Purcell
Mgmt
For
For
For
Omnicom Group Inc.
OMC
681919106
5/20/2014
12
Elect Linda Johnson Rice
Mgmt
For
For
For
Omnicom Group Inc.
OMC
681919106
5/20/2014
13
Elect Gary L. Roubos
Mgmt
For
For
For
Omnicom Group Inc.
OMC
681919106
5/20/2014
14
Ratification of Auditor
Mgmt
For
For
For
Omnicom Group Inc.
OMC
681919106
5/20/2014
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
10/31/2013
1.1
Elect Jeffrey S. Berg
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
10/31/2013
1.2
Elect Raymond Bingham
Mgmt
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
10/31/2013
1.3
Elect Michael J. Boskin
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
10/31/2013
1.4
Elect Safra A. Catz
Mgmt
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
10/31/2013
1.5
Elect Bruce R. Chizen
Mgmt
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
10/31/2013
1.6
Elect George H. Conrades
Mgmt
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
10/31/2013
1.7
Elect Lawrence J. Ellison
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
10/31/2013
1.8
Elect Hector Garcia-Molina
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
10/31/2013
1.9
Elect Jeffrey O. Henley
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
10/31/2013
1.10
Elect Mark V. Hurd
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
10/31/2013
1.11
Elect Naomi O. Seligman
Mgmt
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
10/31/2013
2
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Oracle Corporation
ORCL
68389X105
10/31/2013
3
Amendment to the 2000 Long-Term Incentive Plan
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
10/31/2013
4
Ratification of Auditor
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
10/31/2013
5
Shareholder Proposal Regarding Human Rights Committee
ShrHldr
Against
Against
For
Oracle Corporation
ORCL
68389X105
10/31/2013
6
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
Oracle Corporation
ORCL
68389X105
10/31/2013
7
Shareholder Proposal Regarding Counting Abstentions
ShrHldr
Against
Against
For
Oracle Corporation
ORCL
68389X105
10/31/2013
8
Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures
ShrHldr
Against
For
Against
Oracle Corporation
ORCL
68389X105
10/31/2013
9
Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans
ShrHldr
Against
Against
For
PepsiCo, Inc.
PEP
713448108
5/7/2014
1
Elect Shona L. Brown
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/7/2014
2
Elect George W. Buckley
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/7/2014
3
Elect Ian M. Cook
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/7/2014
4
Elect Dina Dublon
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/7/2014
5
Elect Rona A. Fairhead
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/7/2014
6
Elect Ray L. Hunt
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/7/2014
7
Elect Alberto Ibargüen
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/7/2014
8
Elect Indra K. Nooyi
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/7/2014
9
Elect Sharon Percy Rockefeller
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/7/2014
10
Elect James J. Schiro
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/7/2014
11
Elect Lloyd G. Trotter
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/7/2014
12
Elect Daniel Vasella
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/7/2014
13
Elect Alberto Weisser
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/7/2014
14
Ratification of Auditor
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/7/2014
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/7/2014
16
Approval of Executive Incentive Compensation Plan
Mgmt
For
For
For
PepsiCo, Inc.
PEP
713448108
5/7/2014
17
Shareholder Proposal Regarding Approval of Political Contributions Policy
ShrHldr
Against
Against
For
PepsiCo, Inc.
PEP
713448108
5/7/2014
18
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHldr
Against
Against
For
Petroleum & Resources Corporation
PEO
716549100
4/10/2014
1.1
Elect Enrique R. Arzac
Mgmt
For
For 94.5%
Withhold 5.5%
For
Petroleum & Resources Corporation
PEO
716549100
4/10/2014
1.2
Elect Phyllis O. Bonanno
Mgmt
For
For 94.5%
Withhold 5.5%
For
Petroleum & Resources Corporation
PEO
716549100
4/10/2014
1.3
Elect Kenneth J. Dale
Mgmt
For
For 94.5%
Withhold 5.5%
For
Petroleum & Resources Corporation
PEO
716549100
4/10/2014
1.4
Elect Frederic A. Escherich
Mgmt
For
For 94.5%
Withhold 5.5%
For
Petroleum & Resources Corporation
PEO
716549100
4/10/2014
1.5
Elect Roger W. Gale
Mgmt
For
For 94.5%
Withhold 5.5%
For
Petroleum & Resources Corporation
PEO
716549100
4/10/2014
1.6
Elect Kathleen T. McGahran
Mgmt
For
For 94.5%
Withhold 5.5%
For
Petroleum & Resources Corporation
PEO
716549100
4/10/2014
1.7
Elect Craig R. Smith
Mgmt
For
For 94.5%
Withhold 5.5%
For
Petroleum & Resources Corporation
PEO
716549100
4/10/2014
1.8
Elect Mark E. Stoeckle
Mgmt
For
For 94.5%
Withhold 5.5%
For
Petroleum & Resources Corporation
PEO
716549100
4/10/2014
2
Ratification of Auditor
Mgmt
For
For 98%
Against 1%
Abstain 1%
For
Pfizer Inc.
PFE
717081103
4/24/2014
1
Elect Dennis A. Ausiello
Mgmt
For
For
For
Pfizer Inc.
PFE
717081103
4/24/2014
2
Elect W. Don Cornwell
Mgmt
For
For
For
Pfizer Inc.
PFE
717081103
4/24/2014
3
Elect Frances D. Fergusson
Mgmt
For
For
For
Pfizer Inc.
PFE
717081103
4/24/2014
4
Elect Helen H. Hobbs
Mgmt
For
For
For
Pfizer Inc.
PFE
717081103
4/24/2014
5
Elect Constance J. Horner
Mgmt
For
For
For
Pfizer Inc.
PFE
717081103
4/24/2014
6
Elect James M. Kilts
Mgmt
For
For
For
Pfizer Inc.
PFE
717081103
4/24/2014
7
Elect George A. Lorch
Mgmt
For
For
For
Pfizer Inc.
PFE
717081103
4/24/2014
8
Elect Shantanu Narayen
Mgmt
For
For
For
Pfizer Inc.
PFE
717081103
4/24/2014
9
Elect Suzanne Nora Johnson
Mgmt
For
For
For
Pfizer Inc.
PFE
717081103
4/24/2014
10
Elect Ian C. Read
Mgmt
For
For
For
Pfizer Inc.
PFE
717081103
4/24/2014
11
Elect Stephen W. Sanger
Mgmt
For
For
For
Pfizer Inc.
PFE
717081103
4/24/2014
12
Elect Marc Tessier-Lavigne
Mgmt
For
For
For
Pfizer Inc.
PFE
717081103
4/24/2014
13
Ratification of Auditor
Mgmt
For
For
For
Pfizer Inc.
PFE
717081103
4/24/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Pfizer Inc.
PFE
717081103
4/24/2014
15
2014 Stock Plan
Mgmt
For
For
For
Pfizer Inc.
PFE
717081103
4/24/2014
16
Shareholder Proposal Regarding Approval of Political Contributions
ShrHldr
Against
Against
For
Pfizer Inc.
PFE
717081103
4/24/2014
17
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
Against
For
Pfizer Inc.
PFE
717081103
4/24/2014
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHldr
Against
For
Against
Philip Morris International Inc.
PM
718172109
5/7/2014
5
Elect Sergio Marchionne
Mgmt
For
For
For
Philip Morris International Inc.
PM
718172109
5/7/2014
6
Elect Kalpana Morparia
Mgmt
For
For
For
Philip Morris International Inc.
PM
718172109
5/7/2014
7
Elect Lucio A. Noto
Mgmt
For
For
For
Philip Morris International Inc.
PM
718172109
5/7/2014
8
Elect Robert B. Polet
Mgmt
For
For
For
Philip Morris International Inc.
PM
718172109
5/7/2014
9
Elect Carlos Slim Helú
Mgmt
For
For
For
Philip Morris International Inc.
PM
718172109
5/7/2014
10
Elect Stephen M. Wolf
Mgmt
For
For
For
Philip Morris International Inc.
PM
718172109
5/7/2014
11
Ratification of Auditor
Mgmt
For
For
For
Philip Morris International Inc.
PM
718172109
5/7/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Philip Morris International Inc.
PM
718172109
5/7/2014
13
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
For
Against
Philip Morris International Inc.
PM
718172109
5/7/2014
14
Shareholder Proposal Regarding Animal Welfare
ShrHldr
Against
Against
For
Philip Morris International Inc.
PM
718172109
5/7/2014
1
Elect Harold Brown
Mgmt
For
For
For
Philip Morris International Inc.
PM
718172109
5/7/2014
2
Elect Andre Calantzopoulos
Mgmt
For
For
For
Philip Morris International Inc.
PM
718172109
5/7/2014
3
Elect Louis C. Camilleri
Mgmt
For
For
For
Philip Morris International Inc.
PM
718172109
5/7/2014
4
Elect Jennifer Li
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/7/2014
1
Elect William R. Loomis, Jr.
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/7/2014
2
Elect Glenn F. Tilton
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/7/2014
3
Elect Marna C. Whittington
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/7/2014
4
Ratification of Auditor
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/7/2014
5
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Phillips 66
PSX
718546104
5/7/2014
6
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHldr
Against
Against
For
PNC Financial Services Group Inc.
PNC
693475105
4/22/2014
1
Elect Richard O. Berndt
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/22/2014
2
Elect Charles E. Bunch
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/22/2014
3
Elect Paul W. Chellgren
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/22/2014
4
Elect William S. Demchak
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/22/2014
5
Elect Andrew T. Feldstein
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/22/2014
6
Elect Kay Coles James
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/22/2014
7
Elect Richard B. Kelson
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/22/2014
8
Elect Anthony A. Massaro
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/22/2014
9
Elect Jane G. Pepper
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/22/2014
10
Elect Donald J. Shepard
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/22/2014
11
Elect Lorene K. Steffes
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/22/2014
12
Elect Dennis F. Strigl
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/22/2014
13
Elect Thomas J. Usher
Mgmt
For
Against
Against
PNC Financial Services Group Inc.
PNC
693475105
4/22/2014
14
Elect George H. Walls, Jr.
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/22/2014
15
Elect Helge H. Wehmeier
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/22/2014
16
Ratification of Auditor
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/22/2014
17
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
PNC Financial Services Group Inc.
PNC
693475105
4/22/2014
18
Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk
ShrHldr
Against
Against
For
PPG Industries, Inc.
PPG
693506107
4/17/2014
1.1
Elect Stephen F. Angel
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/17/2014
1.2
Elect Hugh Grant
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/17/2014
1.3
Elect Michele J. Hooper
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/17/2014
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/17/2014
3
Elimination of Supermajority Requirement
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/17/2014
4
Ratification of Auditor
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/17/2014
5
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
PPL Corporation
PPL
69351T106
5/21/2014
1
Elect Frederick M. Bernthal
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/21/2014
2
Elect John W. Conway
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/21/2014
3
Elect Philip G. Cox
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/21/2014
4
Elect Steven G. Elliott
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/21/2014
5
Elect Louise K. Goeser
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/21/2014
6
Elect Stuart E. Graham
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/21/2014
7
Elect Stuart Heydt
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/21/2014
8
Elect Raja Rajamannar
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/21/2014
9
Elect Craig A. Rogerson
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/21/2014
10
Elect William H. Spence
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/21/2014
11
Elect Natica von Althann
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/21/2014
12
Elect Keith H. Williamson
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/21/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/21/2014
14
Ratification of Auditor
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/21/2014
15
Shareholder Proposal Regarding Report on Political Spending
ShrHldr
Against
For
Against
PPL Corporation
PPL
69351T106
5/21/2014
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHldr
Against
For
Against
Praxair, Inc.
PX
74005P104
4/22/2014
1
Elect Stephen F. Angel
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/22/2014
2
Elect Oscar de Paula Bernardes Neto
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/22/2014
3
Elect Nance K. Dicciani
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/22/2014
4
Elect Edward G. Galante
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/22/2014
5
Elect Claire W. Gargalli
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/22/2014
6
Elect Ira D. Hall
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/22/2014
7
Elect Raymond W. LeBoeuf
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/22/2014
8
Elect Larry D. McVay
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/22/2014
9
Elect Denise L. Ramos
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/22/2014
10
Elect Wayne T. Smith
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/22/2014
11
Elect Robert L. Wood
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/22/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/22/2014
13
Amendment and Restatement of the 2009 Long Term Incentive Plan
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/22/2014
14
Ratification of Auditor
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/13/2013
1.1
Elect Mark Donegan
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/13/2013
1.2
Elect Daniel J. Murphy
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/13/2013
1.3
Elect Vernon E. Oechsle
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/13/2013
1.4
Elect Rick Schmidt
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/13/2013
1.5
Elect Richard L. Wambold
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/13/2013
2
Ratification of Auditor
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/13/2013
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/13/2013
4
Amendment to the 2001 Stock Incentive Plan
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/13/2013
5
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/24/2014
1
Elect Mark S. Bartlett
Mgmt
For
For
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/24/2014
2
Elect Edward C. Bernard
Mgmt
For
For
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/24/2014
3
Elect Mary K. Bush
Mgmt
For
For
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/24/2014
4
Elect Donald B. Hebb, Jr.
Mgmt
For
For
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/24/2014
5
Elect Freeman A. Hrabowski, III
Mgmt
For
For
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/24/2014
6
Elect James A.C. Kennedy
Mgmt
For
For
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/24/2014
7
Elect Robert F. MacLellan
Mgmt
For
For
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/24/2014
8
Elect Brian C. Rogers
Mgmt
For
For
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/24/2014
9
Elect Olympia J. Snowe
Mgmt
For
For
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/24/2014
10
Elect Alfred Sommer
Mgmt
For
For
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/24/2014
11
Elect Dwight S. Taylor
Mgmt
For
For
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/24/2014
12
Elect Anne Marie Whittemore
Mgmt
For
For
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/24/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
T. Rowe Price Group, Inc.
TROW
74144T108
4/24/2014
14
Ratification of Auditor
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/13/2014
1
Elect Thomas J. Baltimore, Jr.
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/13/2014
2
Elect Gordon M. Bethune
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/13/2014
3
Elect Gilbert F. Casellas
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/13/2014
4
Elect James G. Cullen
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/13/2014
5
Elect Mark B. Grier
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/13/2014
6
Elect Constance J. Horner
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/13/2014
7
Elect Martina Hund-Mejean
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/13/2014
8
Elect Karl J. Krapek
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/13/2014
9
Elect Christine A. Poon
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/13/2014
10
Elect Douglas A. Scovanner
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/13/2014
11
Elect John R. Strangfeld
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/13/2014
12
Elect James A. Unruh
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/13/2014
13
Ratification of Auditor
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/13/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Prudential Financial, Inc.
PRU
744320102
5/13/2014
15
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHldr
Against
Against
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/15/2014
1
Elect Albert R. Gamper, Jr.
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/15/2014
2
Elect William V. Hickey
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/15/2014
3
Elect Ralph Izzo
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/15/2014
4
Elect Shirley A. Jackson
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/15/2014
5
Elect David Lilley
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/15/2014
6
Elect Thomas A. Renyi
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/15/2014
7
Elect Hak Cheol Shin
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/15/2014
8
Elect Richard J. Swift
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/15/2014
9
Elect Susan Tomasky
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/15/2014
10
Elect Alfred W. Zollar
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/15/2014
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/15/2014
12
Elimination of Supermajority Requirements for Business Combinations
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/15/2014
13
Elimination of Supermajority Requirements for Director Removal
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/15/2014
14
Elimination of Supermajority Requirements for Bylaw Amendments
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/15/2014
15
Ratification of Auditor
Mgmt
For
For
For
Putnam High Income Securities Fund
PCF
746779107
2/27/2014
1
Approval of New Management Contract for Fund
Mgmt
For
For 89%
Against 7%
Abstain 4%
For
Putnam High Income Securities Fund
PCF
746779107
4/25/2014
1
Fix the Number of Trustees at 14
Mgmt
For
For 91.5%
Against 5.5%
Abstain 3%
For
Putnam High Income Securities Fund
PCF
746779107
4/25/2014
2.1
Elect Liaquat Ahamed
Mgmt
For
For 92.5%
Withhold 7.5%
For
Putnam High Income Securities Fund
PCF
746779107
4/25/2014
2.2
Elect Ravi Akhoury
Mgmt
For
For 92.5%
Withhold 7.5%
For
Putnam High Income Securities Fund
PCF
746779107
4/25/2014
2.3
Elect Barbara M. Baumann
Mgmt
For
For 92.5%
Withhold 7.5%
For
Putnam High Income Securities Fund
PCF
746779107
4/25/2014
2.4
Elect Jameson A. Baxter
Mgmt
For
For 92.5%
Withhold 7.5%
For
Putnam High Income Securities Fund
PCF
746779107
4/25/2014
2.5
Elect Charles B. Curtis
Mgmt
For
For 92.5%
Withhold 7.5%
For
Putnam High Income Securities Fund
PCF
746779107
4/25/2014
2.6
Elect Robert J. Darretta
Mgmt
For
For 92.5%
Withhold 7.5%
For
Putnam High Income Securities Fund
PCF
746779107
4/25/2014
2.7
Elect Katinka Domotorffy
Mgmt
For
For 92.5%
Withhold 7.5%
For
Putnam High Income Securities Fund
PCF
746779107
4/25/2014
2.8
Elect John A. Hill
Mgmt
For
For 92.5%
Withhold 7.5%
For
Putnam High Income Securities Fund
PCF
746779107
4/25/2014
2.9
Elect Paul L. Joskow
Mgmt
For
For 92.5%
Withhold 7.5%
For
Putnam High Income Securities Fund
PCF
746779107
4/25/2014
2.10
Elect Kenneth R. Leibler
Mgmt
For
For 92.5%
Withhold 7.5%
For
Putnam High Income Securities Fund
PCF
746779107
4/25/2014
2.11
Elect Robert E. Patterson
Mgmt
For
For 92.5%
Withhold 7.5%
For
Putnam High Income Securities Fund
PCF
746779107
4/25/2014
2.12
Elect George Putnam, III
Mgmt
For
For 92.5%
Withhold 7.5%
For
Putnam High Income Securities Fund
PCF
746779107
4/25/2014
2.13
Elect Robert L. Reynolds
Mgmt
For
For 92.5%
Withhold 7.5%
For
Putnam High Income Securities Fund
PCF
746779107
4/25/2014
2.14
Elect W. Thomas Stephens
Mgmt
For
For 92.5%
Withhold 7.5%
For
Putnam High Income Securities Fund
PCF
746779107
4/25/2014
3
Conversion of Fund to Open-End Investment Company
Mgmt
Against
For 20%
Against 76.5%
Abstain 3.5%
For
Putnam High Income Securities Fund
PCF
746779107
4/25/2014
4
Amendment to Quorum Requirement
Mgmt
For
For 76.5%
Against 19%
Abstain 4.5%
Against
Putnam High Income Securities Fund
PCF
746779107
4/25/2014
5
Bundled Amendments to Declaration of Trust
Mgmt
For
For 80.5%
Against 15%
Abstain 4.5%
Against
Putnam High Income Securities Fund
PCF
746779107
4/25/2014
6
Eliminate Certain Mandatory Shareholder Votes
Mgmt
For
For 70%
Against 26%
Abstain 4%
Against
QUALCOMM Incorporated
QCOM
747525103
3/4/2014
1
Elect Barbara T. Alexander
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/4/2014
2
Elect Donald G. Cruickshank
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/4/2014
3
Elect Raymond V. Dittamore
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/4/2014
4
Elect Susan Hockfield
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/4/2014
5
Elect Thomas W. Horton
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/4/2014
6
Elect Paul E. Jacobs
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/4/2014
7
Elect Sherry Lansing
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/4/2014
8
Elect Steven M. Mollenkopf
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/4/2014
9
Elect Duane A. Nelles
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/4/2014
10
Elect Clark T. Randt, Jr.
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/4/2014
11
Elect Francisco Ros
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/4/2014
12
Elect Jonathan J. Rubinstein
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/4/2014
13
Elect Brent Scowcroft
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/4/2014
14
Elect Marc I. Stern
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/4/2014
15
Ratification of Auditor
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/4/2014
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/4/2014
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
Raytheon Company
RTN
755111507
5/29/2014
1
Elect James E. Cartwright
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/29/2014
2
Elect Vernon E. Clark
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/29/2014
3
Elect Stephen J. Hadley
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/29/2014
4
Elect Thomas A. Kennedy
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/29/2014
5
Elect George R. Oliver
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/29/2014
6
Elect Michael C. Ruettgers
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/29/2014
7
Elect Ronald L. Skates
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/29/2014
8
Elect William R. Spivey
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/29/2014
9
Elect Linda G. Stuntz
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/29/2014
10
Elect William H. Swanson
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/29/2014
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/29/2014
12
Ratification of Auditor
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/29/2014
13
Shareholder Ability to Act by Written Consent
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/29/2014
14
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHldr
Against
Against
For
Raytheon Company
RTN
755111507
5/29/2014
15
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
Against
For
Reaves Utility Income Fund
UTG
756158101
5/2/2014
1.1
Elect Mary K. Anstine
Mgmt
For
For 98%
Withhold 2%
Against
Reaves Utility Income Fund
UTG
756158101
5/2/2014
1.2
Elect Michael F. Holland
Mgmt
For
For 98%
Withhold 2%
Against
Republic Services, Inc.
RSG
760759100
5/8/2014
1
Elect James W. Crownover
Mgmt
For
For
For
Republic Services, Inc.
RSG
760759100
5/8/2014
2
Elect Tomago Collins
Mgmt
For
For
For
Republic Services, Inc.
RSG
760759100
5/8/2014
3
Elect Ann E. Dunwoody
Mgmt
For
For
For
Republic Services, Inc.
RSG
760759100
5/8/2014
4
Elect William J. Flynn
Mgmt
For
For
For
Republic Services, Inc.
RSG
760759100
5/8/2014
5
Elect Michael Larson
Mgmt
For
For
For
Republic Services, Inc.
RSG
760759100
5/8/2014
6
Elect W. Lee Nutter
Mgmt
For
For
For
Republic Services, Inc.
RSG
760759100
5/8/2014
7
Elect Ramon A. Rodriguez
Mgmt
For
For
For
Republic Services, Inc.
RSG
760759100
5/8/2014
8
Elect Donald W. Slager
Mgmt
For
For
For
Republic Services, Inc.
RSG
760759100
5/8/2014
9
Elect Allan C. Sorensen
Mgmt
For
For
For
Republic Services, Inc.
RSG
760759100
5/8/2014
10
Elect John M. Trani
Mgmt
For
For
For
Republic Services, Inc.
RSG
760759100
5/8/2014
11
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Republic Services, Inc.
RSG
760759100
5/8/2014
12
Ratification of Auditor
Mgmt
For
For
For
Republic Services, Inc.
RSG
760759100
5/8/2014
13
Amendment to the Executive Incentive Compensation Plan
Mgmt
For
For
For
Republic Services, Inc.
RSG
760759100
5/8/2014
14
Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins)
ShrHldr
Against
For
Against
Republic Services, Inc.
RSG
760759100
5/8/2014
15
Shareholder Proposal Regarding Report on Political Spending
ShrHldr
Against
For
Against
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/9/2014
4
Elect Maureen Kempston Darkes
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/9/2014
5
Elect Paal Kibsgaard
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/9/2014
6
Elect Nikolay Kudryavtsev
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/9/2014
7
Elect Michael E. Marks
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/9/2014
8
Elect Lubna Olayan
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/9/2014
9
Elect Leo Rafael Reif
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/9/2014
10
Elect Tore I. Sandvold
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/9/2014
11
Elect Henri Seydoux
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/9/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/9/2014
13
Approval of Financial Statements/Dividends
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/9/2014
14
Appointment of Auditor
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/9/2014
1
Elect Peter L.S. Currie
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/9/2014
2
Elect Tony Isaac
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/9/2014
3
Elect K.V. Kamath
Mgmt
For
For
For
Southern Company
SO
842587107
5/28/2014
1
Elect Juanita Powell Baranco
Mgmt
For
For
For
Southern Company
SO
842587107
5/28/2014
2
Elect Jon A. Boscia
Mgmt
For
For
For
Southern Company
SO
842587107
5/28/2014
3
Elect Henry A. Clark III
Mgmt
For
For
For
Southern Company
SO
842587107
5/28/2014
4
Elect Thomas A. Fanning
Mgmt
For
For
For
Southern Company
SO
842587107
5/28/2014
5
Elect David J. Grain
Mgmt
For
For
For
Southern Company
SO
842587107
5/28/2014
6
Elect Veronica M. Hagen
Mgmt
For
For
For
Southern Company
SO
842587107
5/28/2014
7
Elect Warren A. Hood, Jr.
Mgmt
For
For
For
Southern Company
SO
842587107
5/28/2014
8
Elect Linda P. Hudson
Mgmt
For
For
For
Southern Company
SO
842587107
5/28/2014
9
Elect Donald M. James
Mgmt
For
Against
Against
Southern Company
SO
842587107
5/28/2014
10
Elect Dale E. Klein
Mgmt
For
For
For
Southern Company
SO
842587107
5/28/2014
11
Elect William G. Smith, Jr.
Mgmt
For
For
For
Southern Company
SO
842587107
5/28/2014
12
Elect Steven R. Specker
Mgmt
For
For
For
Southern Company
SO
842587107
5/28/2014
13
Elect E. Jenner Wood III
Mgmt
For
For
For
Southern Company
SO
842587107
5/28/2014
14
Ratification of Auditor
Mgmt
For
For
For
Southern Company
SO
842587107
5/28/2014
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Southern Company
SO
842587107
5/28/2014
16
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
Southwestern Energy Company
SWN
845467109
5/20/2014
1
Elect John D. Gass
Mgmt
For
For
For
Southwestern Energy Company
SWN
845467109
5/20/2014
2
Elect Catherine A. Kehr
Mgmt
For
For
For
Southwestern Energy Company
SWN
845467109
5/20/2014
3
Elect Greg D. Kerley
Mgmt
For
For
For
Southwestern Energy Company
SWN
845467109
5/20/2014
4
Elect Vello A. Kuuskraa
Mgmt
For
For
For
Southwestern Energy Company
SWN
845467109
5/20/2014
5
Elect Kenneth R. Mourton
Mgmt
For
For
For
Southwestern Energy Company
SWN
845467109
5/20/2014
6
Elect Steven L. Mueller
Mgmt
For
For
For
Southwestern Energy Company
SWN
845467109
5/20/2014
7
Elect Elliott Pew
Mgmt
For
For
For
Southwestern Energy Company
SWN
845467109
5/20/2014
8
Elect Alan H. Stevens
Mgmt
For
For
For
Southwestern Energy Company
SWN
845467109
5/20/2014
9
Ratification of Auditor
Mgmt
For
For
For
Southwestern Energy Company
SWN
845467109
5/20/2014
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Southwestern Energy Company
SWN
845467109
5/20/2014
11
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHldr
Against
Against
For
Southwestern Energy Company
SWN
845467109
5/20/2014
12
Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets
ShrHldr
Against
Against
For
St. Jude Medical, Inc.
STJ
790849103
5/1/2014
1
Elect Richard R. Devenuti
Mgmt
For
For
For
St. Jude Medical, Inc.
STJ
790849103
5/1/2014
2
Elect Stefan K. Widensohler
Mgmt
For
For
For
St. Jude Medical, Inc.
STJ
790849103
5/1/2014
3
Elect Wendy L. Yarno
Mgmt
For
For
For
St. Jude Medical, Inc.
STJ
790849103
5/1/2014
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
St. Jude Medical, Inc.
STJ
790849103
5/1/2014
5
Management Incentive Compensation Plan
Mgmt
For
For
For
St. Jude Medical, Inc.
STJ
790849103
5/1/2014
6
Repeal of Classified Board
Mgmt
For
For
For
St. Jude Medical, Inc.
STJ
790849103
5/1/2014
7
Ratification of Auditor
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/19/2014
1
Elect Howard Schultz
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/19/2014
2
Elect William W. Bradley
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/19/2014
3
Elect Robert M. Gates
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/19/2014
4
Elect Mellody Hobson
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/19/2014
5
Elect Kevin R. Johnson
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/19/2014
6
Elect Olden Lee
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/19/2014
7
Elect Joshua C. Ramo
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/19/2014
8
Elect James G. Shennan, Jr.
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/19/2014
9
Elect Clara Shih
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/19/2014
10
Elect Javier G. Teruel
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/19/2014
11
Elect Myron E. Ullman III
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/19/2014
12
Elect Craig E. Weatherup
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/19/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Starbucks Corporation
SBUX
855244109
3/19/2014
14
Ratification of Auditor
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/19/2014
15
Shareholder Proposal Regarding Prohibition of Political Spending
ShrHldr
Against
Against
For
Starbucks Corporation
SBUX
855244109
3/19/2014
16
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
Stone Harbor Emerging Markets Income Fund
EDF
86164T107
3/6/2014
1.1
Elect Patrick Sheehan
Mgmt
For
For 90%
Withhold 10%
Against
Stryker Corporation
SYK
863667101
4/22/2014
1
Elect Howard E. Cox, Jr.
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/22/2014
2
Elect Srikant Datar
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/22/2014
3
Elect Roch Doliveux
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/22/2014
4
Elect Louis L. Francesconi
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/22/2014
5
Elect Allan C. Golston
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/22/2014
6
Elect Kevin A. Lobo
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/22/2014
7
Elect William U. Parfet
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/22/2014
8
Elect Andrew K Silvernail
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/22/2014
9
Elect Ronda E. Stryker
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/22/2014
10
Ratification of Auditor
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/22/2014
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/22/2014
1
Elect Robert M. Beall II
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/22/2014
2
Elect David H. Hughes
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/22/2014
3
Elect M. Douglas Ivester
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/22/2014
4
Elect Kyle P. Legg
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/22/2014
5
Elect William A. Linnenbringer
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/22/2014
6
Elect Donna S. Morea
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/22/2014
7
Elect David M. Ratcliffe
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/22/2014
8
Elect William H. Rogers, Jr.
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/22/2014
9
Elect Frank W. Scruggs
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/22/2014
10
Elect Thomas R. Watjen
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/22/2014
11
Elect Phail Wynn, Jr.
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/22/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/22/2014
13
Approval of Amendment to the SunTrust Banks, Inc. 2009 Stock Plan
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/22/2014
14
Approval of the Material Terms of the SunTrust Banks Inc. 2009 Stock Plan
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/22/2014
15
Approval of Material Terms of the SunTrust Banks, Inc. Annual Incentive Plan
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/22/2014
16
Ratification of Auditor
Mgmt
For
For
For
Target Corporation
TGT
87612E106
6/11/2014
1
Elect Roxanne S. Austin
Mgmt
For
For
For
Target Corporation
TGT
87612E106
6/11/2014
2
Elect Douglas M. Baker, Jr.
Mgmt
For
For
For
Target Corporation
TGT
87612E106
6/11/2014
3
Elect Calvin Darden
Mgmt
For
For
For
Target Corporation
TGT
87612E106
6/11/2014
4
Elect Henrique de Castro
Mgmt
For
For
For
Target Corporation
TGT
87612E106
6/11/2014
5
Elect James A. Johnson
Mgmt
For
Against
Against
Target Corporation
TGT
87612E106
6/11/2014
6
Elect Mary E. Minnick
Mgmt
For
For
For
Target Corporation
TGT
87612E106
6/11/2014
7
Elect Anne M. Mulcahy
Mgmt
For
Against
Against
Target Corporation
TGT
87612E106
6/11/2014
8
Elect Derica W. Rice
Mgmt
For
For
For
Target Corporation
TGT
87612E106
6/11/2014
9
Elect Kenneth L. Salazar
Mgmt
For
For
For
Target Corporation
TGT
87612E106
6/11/2014
10
Elect John G. Stumpf
Mgmt
For
For
For
Target Corporation
TGT
87612E106
6/11/2014
11
Ratification of Auditor
Mgmt
For
For
For
Target Corporation
TGT
87612E106
6/11/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Target Corporation
TGT
87612E106
6/11/2014
13
Shareholder Proposal Regarding Elimination of Perquisites
ShrHldr
Against
Against
For
Target Corporation
TGT
87612E106
6/11/2014
14
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
Target Corporation
TGT
87612E106
6/11/2014
15
Shareholder Proposal Regarding Prohibiting Discrimination
ShrHldr
Against
Against
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2014
1
Elect Marc N. Casper
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2014
2
Elect Nelson J. Chai
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2014
3
Elect C. Martin Harris
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2014
4
Elect Tyler Jacks
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2014
5
Elect Judy C. Lewent
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2014
6
Elect Thomas J. Lynch
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2014
7
Elect Jim P. Manzi
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2014
8
Elect William G. Parrett
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2014
9
Elect Lars R. Sorenson
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2014
10
Elect Scott M. Sperling
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2014
11
Elect Elaine S. Ullian
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2014
13
Ratification of Auditor
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
6/5/2014
1
Elect Carole Black
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
6/5/2014
2
Elect Glenn A. Britt
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
6/5/2014
3
Elect Thomas H. Castro
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
6/5/2014
4
Elect David C. Chang
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
6/5/2014
5
Elect James E. Copeland, Jr.
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
6/5/2014
6
Elect Peter R. Haje
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
6/5/2014
7
Elect Donna A. James
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
6/5/2014
8
Elect Don Logan
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
6/5/2014
9
Elect Robert D. Marcus
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
6/5/2014
10
Elect N.J. Nicholas, Jr.
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
6/5/2014
11
Elect Wayne H. Pace
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
6/5/2014
12
Elect Edward D. Shirley
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
6/5/2014
13
Elect John E. Sununu
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
6/5/2014
14
Ratification of Auditor
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
6/5/2014
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
6/5/2014
16
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
For
Against
Time Warner Cable, Inc.
TWC
88732J207
6/5/2014
17
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHldr
Against
Against
For
Time Warner Inc.
TWX
887317303
6/13/2014
1
Elect James L. Barksdale
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/13/2014
2
Elect William P. Barr
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/13/2014
3
Elect Jeffrey L. Bewkes
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/13/2014
4
Elect Stephen F. Bollenbach
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/13/2014
5
Elect Robert C. Clark
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/13/2014
6
Elect Mathias Döpfner
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/13/2014
7
Elect Jessica P. Einhorn
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/13/2014
8
Elect Carlos M. Gutierrez
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/13/2014
9
Elect Fred Hassan
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/13/2014
10
Elect Kenneth J. Novack
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/13/2014
11
Elect Paul D. Wachter
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/13/2014
12
Elect Deborah C. Wright
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/13/2014
13
Ratification of Auditor
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/13/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/13/2014
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
TJX Companies, Inc.
TJX
872540109
6/10/2014
1
Elect Zein Abdalla
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/10/2014
2
Elect José B. Alvarez
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/10/2014
3
Elect Alan M. Bennett
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/10/2014
4
Elect Bernard Cammarata
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/10/2014
5
Elect David T. Ching
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/10/2014
6
Elect Michael F. Hines
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/10/2014
7
Elect Amy B. Lane
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/10/2014
8
Elect Carol Meyrowitz
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/10/2014
9
Elect John F. O'Brien
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/10/2014
10
Elect Willow B. Shire
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/10/2014
11
Ratification of Auditor
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/10/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Twenty-First Century Fox Inc.
FOXA
90130A200
10/18/2013
1
Elect K. Rupert Murdoch
Mgmt
For
For
For
Twenty-First Century Fox Inc.
FOXA
90130A200
10/18/2013
2
Elect Delphine Arnault
Mgmt
For
Against
Against
Twenty-First Century Fox Inc.
FOXA
90130A200
10/18/2013
3
Elect James W. Breyer
Mgmt
For
Against
Against
Twenty-First Century Fox Inc.
FOXA
90130A200
10/18/2013
4
Elect Chase Carey
Mgmt
For
For
For
Twenty-First Century Fox Inc.
FOXA
90130A200
10/18/2013
5
Elect David F. DeVoe
Mgmt
For
For
For
Twenty-First Century Fox Inc.
FOXA
90130A200
10/18/2013
6
Elect Viet D. Dinh
Mgmt
For
Against
Against
Twenty-First Century Fox Inc.
FOXA
90130A200
10/18/2013
7
Elect Roderick I. Eddington
Mgmt
For
For
For
Twenty-First Century Fox Inc.
FOXA
90130A200
10/18/2013
8
Elect James Murdoch
Mgmt
For
Against
Against
Twenty-First Century Fox Inc.
FOXA
90130A200
10/18/2013
9
Elect Lachlan K. Murdoch
Mgmt
For
Against
Against
Twenty-First Century Fox Inc.
FOXA
90130A200
10/18/2013
10
Elect Jacques Nasser
Mgmt
For
For
For
Twenty-First Century Fox Inc.
FOXA
90130A200
10/18/2013
11
Elect Robert S. Silberman
Mgmt
For
For
For
Twenty-First Century Fox Inc.
FOXA
90130A200
10/18/2013
12
Elect Alvaro  Uribe
Mgmt
For
For
For
Twenty-First Century Fox Inc.
FOXA
90130A200
10/18/2013
13
Ratification of Auditor
Mgmt
For
For
For
Twenty-First Century Fox Inc.
FOXA
90130A200
10/18/2013
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Twenty-First Century Fox Inc.
FOXA
90130A200
10/18/2013
15
2013 Long-Term Incentive Plan
Mgmt
For
For
For
Twenty-First Century Fox Inc.
FOXA
90130A200
10/18/2013
16
Shareholder Proposal Regarding Independent Chairman
ShrHldr
Against
For
Against
Twenty-First Century Fox Inc.
FOXA
90130A200
10/18/2013
17
Shareholder Proposal Regarding Recapitalization
ShrHldr
Against
For
Against
Twenty-First Century Fox Inc.
FOXA
90130A200
10/18/2013
18
Declaration of Domicile
Mgmt
 
For
NA
Twenty-First Century Fox Inc.
FOXA
90130A200
3/21/2014
1
Delisting from the Australian Securities Exchange
Mgmt
For
Against
Against
Twenty-First Century Fox Inc.
FOXA
90130A200
3/21/2014
2
Citizenship Status--Vote in the Affirmative if Stock Is Beneficially Owned by a U.S. Stockholder
Mgmt
 
For
NA
Union Pacific Corporation
UNP
907818108
5/15/2014
1
Elect Andrew H. Card, Jr.
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/15/2014
2
Elect Erroll B. Davis, Jr.
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/15/2014
3
Elect David B. Dillon
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/15/2014
4
Elect Judith Richards Hope
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/15/2014
5
Elect John J. Koraleski
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/15/2014
6
Elect Charles C. Krulak
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/15/2014
7
Elect Michael R. McCarthy
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/15/2014
8
Elect Michael W. McConnell
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/15/2014
9
Elect Thomas F. McLarty III
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/15/2014
10
Elect Steven R. Rogel
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/15/2014
11
Elect Jose H. Villarreal
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/15/2014
12
Ratification of Auditor
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/15/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/15/2014
14
Increase of Authorized Common Stock
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/15/2014
15
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHldr
Against
Against
For
United Parcel Service, Inc.
UPS
911312106
5/8/2014
1
Elect F. Duane Ackerman
Mgmt
For
Against
Against
United Parcel Service, Inc.
UPS
911312106
5/8/2014
2
Elect Rodney C. Adkins
Mgmt
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/8/2014
3
Elect Michael J. Burns
Mgmt
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/8/2014
4
Elect D. Scott Davis
Mgmt
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/8/2014
5
Elect Stuart E. Eizenstat
Mgmt
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/8/2014
6
Elect Michael L. Eskew
Mgmt
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/8/2014
7
Elect William R. Johnson
Mgmt
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/8/2014
8
Elect Candace Kendle
Mgmt
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/8/2014
9
Elect Ann M. Livermore
Mgmt
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/8/2014
10
Elect Rudy H.P. Markham
Mgmt
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/8/2014
11
Elect Clark T. Randt, Jr.
Mgmt
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/8/2014
12
Elect Carol B. Tomé
Mgmt
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/8/2014
13
Elect Kevin M. Warsh
Mgmt
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/8/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/8/2014
15
Ratification of Auditor
Mgmt
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/8/2014
16
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
Against
For
United Parcel Service, Inc.
UPS
911312106
5/8/2014
17
Shareholder Proposal Regarding Recapitalization
ShrHldr
Against
For
Against
UnitedHealth Group Incorporated
UNH
91324P102
6/2/2014
1
Elect William C. Ballard, Jr.
Mgmt
For
Against
Against
UnitedHealth Group Incorporated
UNH
91324P102
6/2/2014
2
Elect Edson Bueno
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/2/2014
3
Elect Richard T. Burke
Mgmt
For
Against
Against
UnitedHealth Group Incorporated
UNH
91324P102
6/2/2014
4
Elect Robert J. Darretta
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/2/2014
5
Elect Stephen J. Hemsley
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/2/2014
6
Elect Michele J. Hooper
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/2/2014
7
Elect Rodger A. Lawson
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/2/2014
8
Elect Douglas W. Leatherdale
Mgmt
For
Against
Against
UnitedHealth Group Incorporated
UNH
91324P102
6/2/2014
9
Elect Glenn M. Renwick
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/2/2014
10
Elect Kenneth I. Shine
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/2/2014
11
Elect Gail R. Wilensky
Mgmt
For
Against
Against
UnitedHealth Group Incorporated
UNH
91324P102
6/2/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/2/2014
13
Ratification of Auditor
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/2/2014
14
Shareholder Proposal Regarding Cumulative Voting
ShrHldr
Against
Against
For
UnitedHealth Group Incorporated
UNH
91324P102
6/2/2014
15
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
Against
For
Valero Energy Corporation
VLO
91913Y100
5/1/2014
1
Elect Jerry D. Choate
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/1/2014
2
Elect Joseph W Gorder
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/1/2014
3
Elect William R. Klesse
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/1/2014
4
Elect Deborah P. Majoras
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/1/2014
5
Elect Donald L. Nickles
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/1/2014
6
Elect Phillip J. Pfeiffer
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/1/2014
7
Elect Robert A. Profusek
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/1/2014
8
Elect Susan K. Purcell
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/1/2014
9
Elect Stephen M. Waters
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/1/2014
10
Elect Randall J. Weisenburger
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/1/2014
11
Elect Rayford Wilkins Jr.
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/1/2014
12
Ratification of Auditor
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/1/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/1/2014
14
Stockholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHldr
Against
For
Against
Valero Energy Corporation
VLO
91913Y100
5/1/2014
15
Shareholder Proposal Regarding Greenhouse Gas Emissions Reporting and Reduction Targets
ShrHldr
Against
Against
For
Valero Energy Corporation
VLO
91913Y100
5/1/2014
16
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
For
Against
Verizon Communications Inc.
VZ
92343V104
1/28/2014
1
Acquisition
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
1/28/2014
2
Increase of Authorized Common Stock
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
1/28/2014
3
Right to Adjourn Meeting
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/1/2014
1
Elect Shellye L. Archambeau
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/1/2014
2
Elect Richard L. Carrión
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/1/2014
3
Elect Melanie L. Healey
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/1/2014
4
Elect M. Frances Keeth
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/1/2014
5
Elect Robert W. Lane
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/1/2014
6
Elect Lowell C. McAdam
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/1/2014
7
Elect Donald T. Nicolaisen
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/1/2014
8
Elect Clarence Otis, Jr.
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/1/2014
9
Elect Rodney E. Slater
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/1/2014
10
Elect Kathryn A. Tesija
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/1/2014
11
Elect Gregory D. Wasson
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/1/2014
12
Ratification of Auditor
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/1/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/1/2014
14
Adoption of Proxy Access
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/1/2014
15
Shareholder Proposal Regarding Network Neutrality
ShrHldr
Against
Against
For
Verizon Communications Inc.
VZ
92343V104
5/1/2014
16
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
Against
For
Verizon Communications Inc.
VZ
92343V104
5/1/2014
17
Shareholder Proposal Regarding Approval of Severance Agreements
ShrHldr
Against
Against
For
Verizon Communications Inc.
VZ
92343V104
5/1/2014
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHldr
Against
For
Against
Verizon Communications Inc.
VZ
92343V104
5/1/2014
19
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHldr
Against
For
Against
Verizon Communications Inc.
VZ
92343V104
5/1/2014
20
Shareholder Proposal Regarding Counting Shareholder Votes
ShrHldr
Against
Against
For
Visa Inc.
V
92826C839
1/29/2014
1
Elect Mary B. Cranston
Mgmt
For
Against
Against
Visa Inc.
V
92826C839
1/29/2014
2
Elect Francisco Javier Fernández Carbajal
Mgmt
For
For
For
Visa Inc.
V
92826C839
1/29/2014
3
Elect Alfred F. Kelly, Jr.
Mgmt
For
For
For
Visa Inc.
V
92826C839
1/29/2014
4
Elect Robert W. Matschullat
Mgmt
For
For
For
Visa Inc.
V
92826C839
1/29/2014
5
Elect Cathy E. Minehan
Mgmt
For
For
For
Visa Inc.
V
92826C839
1/29/2014
6
Elect Suzanne Nora Johnson
Mgmt
For
For
For
Visa Inc.
V
92826C839
1/29/2014
7
Elect David J. PANG
Mgmt
For
For
For
Visa Inc.
V
92826C839
1/29/2014
8
Elect Charles W. Scharf
Mgmt
For
For
For
Visa Inc.
V
92826C839
1/29/2014
9
Elect William S. Shanahan
Mgmt
For
For
For
Visa Inc.
V
92826C839
1/29/2014
10
Elect John A.C. Swainson
Mgmt
For
For
For
Visa Inc.
V
92826C839
1/29/2014
11
Elect Maynard G. Webb, Jr.
Mgmt
For
For
For
Visa Inc.
V
92826C839
1/29/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Visa Inc.
V
92826C839
1/29/2014
13
Ratification of Auditor
Mgmt
For
For
For
Walgreen Co.
WAG
931422109
1/8/2014
1
Elect Janice M. Babiak
Mgmt
For
For
For
Walgreen Co.
WAG
931422109
1/8/2014
2
Elect David J. Brailer
Mgmt
For
For
For
Walgreen Co.
WAG
931422109
1/8/2014
3
Elect Steven A. Davis
Mgmt
For
For
For
Walgreen Co.
WAG
931422109
1/8/2014
4
Elect William C. Foote
Mgmt
For
For
For
Walgreen Co.
WAG
931422109
1/8/2014
5
Elect Mark P. Frissora
Mgmt
For
For
For
Walgreen Co.
WAG
931422109
1/8/2014
6
Elect Ginger L. Graham
Mgmt
For
For
For
Walgreen Co.
WAG
931422109
1/8/2014
7
Elect Alan G. McNally
Mgmt
For
For
For
Walgreen Co.
WAG
931422109
1/8/2014
8
Elect Dominic P. Murphy
Mgmt
For
For
For
Walgreen Co.
WAG
931422109
1/8/2014
9
Elect Stefano Pessina
Mgmt
For
For
For
Walgreen Co.
WAG
931422109
1/8/2014
10
Elect Nancy M. Schlichting
Mgmt
For
For
For
Walgreen Co.
WAG
931422109
1/8/2014
11
Elect Alejandro Silva
Mgmt
For
For
For
Walgreen Co.
WAG
931422109
1/8/2014
12
Elect James A. Skinner
Mgmt
For
For
For
Walgreen Co.
WAG
931422109
1/8/2014
13
Elect Gregory D. Wasson
Mgmt
For
For
For
Walgreen Co.
WAG
931422109
1/8/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Walgreen Co.
WAG
931422109
1/8/2014
15
Ratification of Auditor
Mgmt
For
For
For
Walgreen Co.
WAG
931422109
1/8/2014
16
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHldr
Against
Against
For
Walgreen Co.
WAG
931422109
1/8/2014
17
Shareholder Proposal Regarding Proxy Access
ShrHldr
Against
For
Against
Wal-Mart Stores Inc.
WMT
931142103
6/6/2014
1
Elect Aida M. Alvarez
Mgmt
For
Against
Against
Wal-Mart Stores Inc.
WMT
931142103
6/6/2014
2
Elect James I. Cash, Jr.
Mgmt
For
Against
Against
Wal-Mart Stores Inc.
WMT
931142103
6/6/2014
3
Elect Roger C. Corbett
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/6/2014
4
Elect Pamela J. Craig
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/6/2014
5
Elect Douglas N. Daft
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/6/2014
6
Elect Michael T. Duke
Mgmt
For
Against
Against
Wal-Mart Stores Inc.
WMT
931142103
6/6/2014
7
Elect Timothy P. Flynn
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/6/2014
8
Elect Marissa A. Mayer
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/6/2014
9
Elect C. Douglas McMillon
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/6/2014
10
Elect Gregory B. Penner
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/6/2014
11
Elect Steven S. Reinemund
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/6/2014
12
Elect Jim C. Walton
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/6/2014
13
Elect S. Robson Walton
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/6/2014
14
Elect Linda S. Wolf
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/6/2014
15
Ratification of Auditor
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/6/2014
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/6/2014
17
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
Wal-Mart Stores Inc.
WMT
931142103
6/6/2014
18
Shareholder Proposal Regarding Recoupment Report
ShrHldr
Against
For
Against
Wal-Mart Stores Inc.
WMT
931142103
6/6/2014
19
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
For
Against
Waste Management, Inc.
WM
94106L109
5/13/2014
1
Elect Bradbury H. Anderson
Mgmt
For
For
For
Waste Management, Inc.
WM
94106L109
5/13/2014
2
Elect Frank M. Clark, Jr.
Mgmt
For
For
For
Waste Management, Inc.
WM
94106L109
5/13/2014
3
Elect Patrick W. Gross
Mgmt
For
Against
Against
Waste Management, Inc.
WM
94106L109
5/13/2014
4
Elect Victoria M. Holt
Mgmt
For
For
For
Waste Management, Inc.
WM
94106L109
5/13/2014
5
Elect John C. Pope
Mgmt
For
For
For
Waste Management, Inc.
WM
94106L109
5/13/2014
6
Elect W. Robert Reum
Mgmt
For
For
For
Waste Management, Inc.
WM
94106L109
5/13/2014
7
Elect David P. Steiner
Mgmt
For
For
For
Waste Management, Inc.
WM
94106L109
5/13/2014
8
Elect Thomas H. Weidemeyer
Mgmt
For
For
For
Waste Management, Inc.
WM
94106L109
5/13/2014
9
Ratification of Auditor
Mgmt
For
For
For
Waste Management, Inc.
WM
94106L109
5/13/2014
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Waste Management, Inc.
WM
94106L109
5/13/2014
11
2014 Stock Incentive Plan
Mgmt
For
For
For
Waste Management, Inc.
WM
94106L109
5/13/2014
12
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHldr
Against
For
Against
Wellpoint Inc.
WLP
94973V107
5/14/2014
1
Elect R. Kerry Clark
Mgmt
For
For
For
Wellpoint Inc.
WLP
94973V107
5/14/2014
2
Elect Robert L. Dixon, Jr.
Mgmt
For
For
For
Wellpoint Inc.
WLP
94973V107
5/14/2014
3
Elect Lewis Hay, III
Mgmt
For
For
For
Wellpoint Inc.
WLP
94973V107
5/14/2014
4
Elect William J. Ryan
Mgmt
For
For
For
Wellpoint Inc.
WLP
94973V107
5/14/2014
5
Ratification of Auditor
Mgmt
For
For
For
Wellpoint Inc.
WLP
94973V107
5/14/2014
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Wellpoint Inc.
WLP
94973V107
5/14/2014
7
Shareholder Proposal Regarding Prohibiting Political Spending
ShrHldr
Against
Against
For
Wells Fargo & Company
WFC
949746101
4/29/2014
1
Elect John D. Baker II
Mgmt
For
Against
Against
Wells Fargo & Company
WFC
949746101
4/29/2014
2
Elect Elaine L. Chao
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/29/2014
3
Elect John S. Chen
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/29/2014
4
Elect Lloyd H. Dean
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/29/2014
5
Elect Susan E. Engel
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/29/2014
6
Elect Enrique Hernandez, Jr.
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/29/2014
7
Elect Donald M. James
Mgmt
For
Against
Against
Wells Fargo & Company
WFC
949746101
4/29/2014
8
Elect Cynthia H. Milligan
Mgmt
For
Against
Against
Wells Fargo & Company
WFC
949746101
4/29/2014
9
Elect Federico F. Peña
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/29/2014
10
Elect James H. Quigley
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/29/2014
11
Elect Judith M. Runstad
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/29/2014
12
Elect Stephen W. Sanger
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/29/2014
13
Elect John G. Stumpf
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/29/2014
14
Elect Susan G. Swenson
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/29/2014
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/29/2014
16
Ratification of Auditor
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/29/2014
17
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
Wells Fargo & Company
WFC
949746101
4/29/2014
18
Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices
ShrHldr
Against
Against
For
Weyerhaeuser Company
WY
962166104
4/10/2014
1
Elect Debra A. Cafaro
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
4/10/2014
2
Elect Mark A. Emmert
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
4/10/2014
3
Elect John I. Kieckhefer
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
4/10/2014
4
Elect Wayne Murdy
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
4/10/2014
5
Elect Nicole W. Piasecki
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
4/10/2014
6
Elect Doyle R. Simons
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
4/10/2014
7
Elect Richard H. Sinkfield
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
4/10/2014
8
Elect D. Michael Steuert
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
4/10/2014
9
Elect Kim Williams
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
4/10/2014
10
Elect Charles R. Williamson
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
4/10/2014
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
4/10/2014
12
Ratification of Auditor
Mgmt
For
For
For
Williams Companies, Inc.
WMB
969457100
5/22/2014
1
Elect Alan S. Armstrong
Mgmt
For
For
For
Williams Companies, Inc.
WMB
969457100
5/22/2014
2
Elect Joseph R. Cleveland
Mgmt
For
For
For
Williams Companies, Inc.
WMB
969457100
5/22/2014
3
Elect Kathleen B. Cooper
Mgmt
For
For
For
Williams Companies, Inc.
WMB
969457100
5/22/2014
4
Elect John A. Hagg
Mgmt
For
For
For
Williams Companies, Inc.
WMB
969457100
5/22/2014
5
Elect Juanita H. Hinshaw
Mgmt
For
For
For
Williams Companies, Inc.
WMB
969457100
5/22/2014
6
Elect Ralph Izzo
Mgmt
For
For
For
Williams Companies, Inc.
WMB
969457100
5/22/2014
7
Elect Frank T. MacInnis
Mgmt
For
For
For
Williams Companies, Inc.
WMB
969457100
5/22/2014
8
Elect Eric W. Mandelblatt
Mgmt
For
For
For
Williams Companies, Inc.
WMB
969457100
5/22/2014
9
Elect Steven Nance
Mgmt
For
For
For
Williams Companies, Inc.
WMB
969457100
5/22/2014
10
Elect Murray D. Smith
Mgmt
For
For
For
Williams Companies, Inc.
WMB
969457100
5/22/2014
11
Elect Janice D. Stoney
Mgmt
For
For
For
Williams Companies, Inc.
WMB
969457100
5/22/2014
12
Elect Laura A. Sugg
Mgmt
For
For
For
Williams Companies, Inc.
WMB
969457100
5/22/2014
13
Amendment to the 2007 Incentive Plan
Mgmt
For
For
For
Williams Companies, Inc.
WMB
969457100
5/22/2014
14
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
Williams Companies, Inc.
WMB
969457100
5/22/2014
15
Ratification of Auditor
Mgmt
For
For
For
Williams Companies, Inc.
WMB
969457100
5/22/2014
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/21/2014
14
Shareholder Proposal Regarding Independent Board Chairman
ShrHldr
Against
For
Against
Xcel Energy Inc.
XEL
98389B100
5/21/2014
1
Elect Gail K. Boudreaux
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/21/2014
2
Elect Richard K. Davis
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/21/2014
3
Elect Benjamin G.S. Fowke III
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/21/2014
4
Elect Albert F. Moreno
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/21/2014
5
Elect Richard T. O'Brien
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/21/2014
6
Elect Christopher J. Policinski
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/21/2014
7
Elect A. Patricia Sampson
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/21/2014
8
Elect James J. Sheppard
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/21/2014
9
Elect David A. Westerlund
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/21/2014
10
Elect Kim Williams
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/21/2014
11
Elect Timothy V. Wolf
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/21/2014
12
Ratification of Auditor
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/21/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/25/2014
1
Elect David Filo
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/25/2014
2
Elect Susan M. James
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/25/2014
3
Elect Max R. Levchin
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/25/2014
4
Elect Marissa A. Mayer
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/25/2014
5
Elect Thomas J. McInerney
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/25/2014
6
Elect Charles R. Schwab
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/25/2014
7
Elect H. Lee Scott, Jr.
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/25/2014
8
Elect Jane E. Shaw
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/25/2014
9
Elect Maynard G. Webb, Jr.
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/25/2014
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/25/2014
11
Amendment to the Stock Plan
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/25/2014
12
Ratification of Auditor
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/25/2014
13
Right to Call a Special Meeting
Mgmt
For
For
For
Yahoo! Inc.
YHOO
984332106
6/25/2014
14
Shareholder Proposal Regarding Formation of a Human Rights Committee
ShrHldr
Against
Against
For
Yahoo! Inc.
YHOO
984332106
6/25/2014
15
Shareholder Proposal Regarding Lobbying Report
ShrHldr
Against
Against
For
Yahoo! Inc.
YHOO
984332106
6/25/2014
16
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHldr
Against
Against
For
 
 
 
 
 
 

 
 
SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
(Registrant)    Cornerstone Total Return Fund, Inc.              
  
By (Signature and Title)
/s/ Ralph W. Bradshaw
 
   
Ralph W. Bradshaw, President and Chairman
(Principal Executive Officer)
 
Date
August 11, 2014