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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Performance-based restricted stock units | $ 41.54 (2) | 02/01/2015 | M | 1,876 | (6) | (6) | Common Stock | 1,876 | $ 0 | 3,750 (7) | D | ||||
Performance-based restricted stock units | $ 41.54 (2) | 02/01/2015 | M | 399 | (6) | (6) | Common Stock | 399 | $ 0 | 1,500 (7) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Stoner Jo C/O INFORMATICA CORPORATION 2100 SEAPORT BOULEVARD REDWOOD CITY, CA 94063 |
EVP, Chief HR Officer |
/s/ Edwin White Attorney in Fact for Jo Stoner | 02/03/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were withheld by the Company as required for related tax liability in connection with the vesting of restricted stock units granted in prior years. |
(2) | This price is calculated in accordance with the Plan's requirements related to non-business day vesting. |
(3) | Certain of these securities are restricted stock units. Each unit represents the reporting person's right to receive one share of common stock, subject to the applicable vesting schedule. |
(4) | These shares represent the differential between the performance-based restricted stock units (PRSUs) which vested upon achievement of certain performance criteria and the shares withheld by the Company as required for related tax liability in connection with the vesting of the PRSUs granted in prior years. |
(5) | These shares include shares acquired on January 31, 2015, pursuant to the Employee Stock Purchase Plan of Informatica Corporation. |
(6) | This performance-based restricted stock unit (PRSU) award is eligible to vest in accordance with the previously disclosed PRSU vesting criteria. |
(7) | This number represents the remaining balance after vesting and any applicable cancellations. |