UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Jensen Palle 110 W TAYLOR STREET SAN JOSE, CA 95110 |
 |  |  Sr. VP of Regulatory Affairs |  |
/s/ Suzy Papazian Attorney-in-Fact for Palle Jensen | 10/28/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes (i) 3,315 shares of the issuer's common stock, (ii) 74 shares of the issuer's common stock currently subject to a restricted stock unit award made on January 2, 2008 and issuable as that award vests in one installment over the one-year period of the reporting person's continued service with the issuer measured from January 2, 2011, (iii) 255 shares of the issuer's common stock currently subject to a restricted stock unit award made on January 2, 2009 and issuable as that award vests in a series of two successive annual installments over the two-year period of the reporting person's continued service with the issuer measured from January 2, 2011. |
(2) | Also includes (i) 483 shares of the issuer's common stock currently subject to a restricted stock unit award made on January 4, 2010 and issuable as that award vests in a series of three successive annual installments over the three-year period of the reporting person's continued service with the issuer measured from January 4, 2011,(ii) 568 shares of the issuer's common stock currently subject to a restricted stock unit award made on January 3, 2011 and issuable as that award vests in a series of four successive annual installments over the four-year period of the reporting person's continued service with the issuer measured from January 3, 2011. |