UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | Â (2) | Â (2) | Common Stock | 36,667 | $ 0 (1) | D | Â |
Stock Options | Â (3) | 04/03/2011 | Common Stock | 63,889 | $ 15.39 | D | Â |
Stock Options | Â (3) | 06/26/2012 | Common Stock | 13,333 | $ 34.5 | D | Â |
Stock Options | Â (3) | 03/03/2013 | Common Stock | 7,292 | $ 6.75 | D | Â |
Stock Options | Â (3) | 09/01/2016 | Common Stock | 15,000 | $ 6.66 | D | Â |
Stock Options | Â (3) | 09/21/2016 | Common Stock | 25,000 | $ 6 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
QUILTY KEVIN M 201 TECHNOLOGY DRIVE IRVINE, CA 92618 |
 |  |  COO & SVP, Sales & Marketing |  |
Kevin M. Quilty | 07/20/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit reflects the right to receive one share of common stock in the future if and when the restricted stock unit vests. |
(2) | These restricted stock units were granted on February 23, 2007 and vest if and when the Company achieves certain profitability objectives during the 2007-2009 period, subject to acceleration in the case of a change of control as provided in the Company's 2004 Stock Incentive Plan. |
(3) | These stock options were granted with time-based vesting terms, subject to acceleration in the case of a change of control as provided in the Company's 1995 Stock Plan or 2004 Stock Incentive Plan, as applicable. |