UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrants | 10/31/2006 | 07/12/2010 | Common Stock | 1,350,000 (1) | $ 6 | I | See Footnotes (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Fir Tree, L.L.C. 505 FIFTH AVENUE 23 RD FLOOR NEW YORK, NY 10017 |
 |  X |  |  |
Camellia Partners, LLC 505 FIFTH AVENUE 23 RD FLOOR NEW YORK, NY 10017 |
 |  X |  |  |
TANNENBAUM JEFFREY 505 FIFTH AVENUE 23 RD FLOOR NEW YORK, NY 10017 |
 |  X |  |  |
Fredman Andrew 505 FIFTH AVENUE 23 RD FLOOR NEW YORK, NY 10017 |
 |  X |  |  |
Jeffrey Tannenbaum, Principal of Fir Tree, L.L.C. | 03/07/2008 | |
**Signature of Reporting Person | Date | |
Jeffrey Tannenbaum, Principal of Camellia Partners, LLC | 03/07/2008 | |
**Signature of Reporting Person | Date | |
Jeffrey Tannenbaum | 03/07/2008 | |
**Signature of Reporting Person | Date | |
Andrew Fredman | 03/07/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The filing of this Form 3 shall not be construed as an admission that Fir Tree, L.L.C., Camellia Partners, LLC, Jeffrey Tannenbaum or Andrew Fredman (the "Reporting Persons") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the shares of common stock, $.0001 par value per share (the "Common Stock"), of FutureFuel Corp. (the "Issuer") owned by Fir Tree Value Master Fund, LP, a Cayman Islands exempted limited partnership ("Fir Tree Value"), Fir Tree Capital Opportunity Master Fund, LP, a Cayman Islands exempted limited partnership ("Fir Tree Capital Opportunity") or its affiliates. Pursuant to Rule 16a-1, the Reporting Persons disclaim such beneficial ownership. |
(2) | Fir Tree, L.L.C., the general partner of Fir Tree Value and Camellia Partners, LLC, the general partner of Fir Tree Capital Opportunity, hold indirectly the Common Stock through the accounts of Fir Tree Capital Opportunity and Fir Tree Value; Jeffrey Tannenbaum, the principal of Fir Tree, L.L.C. and Camellia Partners, LLC, and Andrew Fredman, another principal of Camellia Partners, LLC, at the time of purchase, controlled the disposition and voting of the Common Stock. Fir Tree, L.L.C. receives a performance-based allocation from Fir Tree Value and its affiliates. Camellia Partners, LLC receives a performance-based allocation from Fir Tree Capital Opportunity and its affiliates. |
 Remarks: Although the Reporting Persons did not purchase any securities from the Issuer on June 23, 2007, this was the effective date of the Issuer's registration statement for the registration of its securities with the Securities and Exchange Commission. |