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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series A Convertible Preferred Stock | (1) | 07/02/2007 | C | 1,223,750 | (1) | (1) | Common Stock | 1,223,750 (1) | $ 0 | 0 | D | ||||
Series B Convertible Preferred Stock | (1) | 07/02/2007 | C | 797,300 | (1) | (1) | Common Stock | 797,300 (1) | $ 0 | 0 | D | ||||
Series C Convertible Preferred Stock | (1) | 07/02/2007 | C | 833,080 | (1) | (1) | Common Stock | 833,080 (1) | $ 0 | 0 | D | ||||
Series D Convertible Preferred Stock | (1) | 07/02/2007 | C | 375,979 | (1) | (1) | Common Stock | 375,979 (1) | $ 0 | 0 | D | ||||
4% Senior Secured Convertible Promissory Note due 2010 | $ 6 (2) | 07/02/2007 | C | 1,544,441.51 | (2) | 12/31/2010 | Common Stock | 257,406 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HARRIS CORP /DE/ 1025 WEST NASA BOULEVARD MELBOURNE, FL 32919-0001 |
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Harris Corporation Name: Scott T. Mikuen Title: Vice President, Associate General Counsel and Corporate Secretary | 07/03/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Convertible Preferred Stock automatically converted into Common Stock upon the closing of the issuer's initial public offering, on July 2, 2007, on a 1-for-1 basis and had no expiration date. |
(2) | The Convertible Promissory Note automatically converted into shares of Common Stock upon the closing of the issuer's initial public offering on July 2, 2007. |
(3) | Represents the conversion of $20,987.48 of accrued interest associated with the Convertible Promissory Note at the conversion price equal to the purchase price of shares of Common Stock in the issuer's initial public offering. |