1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy Common Stock)
|
02/26/1999(2)
|
02/26/2008 |
COMMON STOCK
|
6,500
|
$
6.938
|
D
|
Â
|
Stock Option (Right to Buy Common Stock)
|
02/25/2000(3)
|
02/25/2009 |
COMMON STOCK
|
4,000
|
$
4.968
|
D
|
Â
|
Stock Option (Right to Buy Common Stock)
|
02/23/2001(4)
|
02/23/2010 |
COMMON STOCK
|
4,000
|
$
6.625
|
D
|
Â
|
Stock Option (Right to Buy Common Stock)
|
02/21/2002(5)
|
02/21/2011 |
COMMON STOCK
|
3,500
|
$
9.88
|
D
|
Â
|
Stock Option (Right to Buy Common Stock)
|
02/20/2003(6)
|
02/20/2012 |
COMMON STOCK
|
3,000
|
$
4.1
|
D
|
Â
|
Stock Option (Right to Buy Common Stock)
|
02/18/2004(7)
|
02/18/2013 |
COMMON STOCK
|
3,000
|
$
3.44
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Held under The Lamson & Sessions Co. Deferred Savings Plan (the "401(k) Plan"). |
(2) |
Grant to reporting person of option to buy 6,500 shares of the Company's Common Stock under the Lamson & Sessions 1988 Incentive Equity Performance Plan. Option became exercisable as follows: one-half on February 26, 1999 and one-half on February 26, 2000. |
(3) |
Grant to reporting person of option to buy 4,000 shares of the Company's Common Stock under the Lamson & Sessions 1998 Incentive Equity Plan. Option became exercisable as follows; one-half on February 25, 2000 and one-half on February 25, 2001. |
(4) |
Grant to reporting person of option to buy 4,000 shares of the Company's Common Stock under the Lamson & Sessions 1998 Incentive Equity Plan. Option became exercisable over two years as follows: one-half on February 23, 2001 and one-half on February 23, 2002. |
(5) |
Grant to reporting person of option to buy 3,500 shares of the Company's Common Stock under the Lamson & Sessions 1998 Incentive Equity Plan. Option became exercisable as follows; one-half on February 21, 2002 and one-half on February 21, 2003. |
(6) |
Grant to reporting person of option to buy 3,000 shares of the Company's Common Stock under the Lamson & Sessions 1998 Incentive Equity Plan. Option became exercisable as follows; one-half on February 20, 2003 and one-half on February 20, 2004. |
(7) |
Grant to reporting person of option to buy 3,000 shares of the Company's Common Stock under the Lamson & Sessions 1998 Incentive Equity Plan. Option is exercisable over two years as follows: one-half on February 18, 2004 and one-half on February 18, 2005. |