Deutsche Bank Trust Company Americas
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Attention: ADR Department
60 Wall Street,
New York, New York 10005
(212) 250-9100
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Title of Each Class of
Securities to be Registered
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Amount to be
Registered
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Proposed Maximum
Aggregate Price Per Unit*
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Proposed Maximum
Aggregate Offering Price**
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Amount of
Registration Fee
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American Depositary Shares (“ADSs”) evidenced by American Depositary Receipts, each ADS representing one ordinary share, nominal value 10 rubles per share, of Mechel OAO
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200,000,000
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$0.05
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$10,000,000
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$1288
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*
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Estimated solely for the purpose of calculating the registration fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of receipts evidencing American Depositary Shares.
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**
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All of which was paid in connection with the initial filing of the Registration Statement with the Commission.
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Item, Number and Caption
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Location in Form of American Depositary
Receipt Previously Filed as Prospectus
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1. |
Name and address of Depositary
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Introductory Paragraph
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2. |
Title of American Depositary Receipts and identity of deposited securities
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Face of American Depositary Receipt, before Introductory Paragraph
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Terms of Deposit:
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(i) |
The amount of deposited securities represented by one unit of American Depositary Receipts
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Face of American Depositary Receipt, upper right corner
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(ii) |
The procedure for voting, if any, the deposited securities
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Paragraphs 15 and 16
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(iii) |
The collection and distribution of dividends
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Paragraphs 12, 14 and 15
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(iv) |
The transmission of notices, reports and proxy soliciting material
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Paragraphs 11, 15 and 16
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(v) |
The sale or exercise of rights
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Paragraph 13
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(vi) |
The deposit or sale of securities resulting from dividends, splits or plans of reorganization
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Paragraph 12, 15 and 17
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(vii) |
Amendment, extension or termination of the Deposit Agreement
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Paragraphs 19, 20 and 21
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(viii) |
Rights of holders of American Depositary Receipts to inspect the transfer books of the Depositary and the list of holders of American Depositary Receipts
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Paragraph 11
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(ix) |
Restrictions upon the right to transfer, deposit or withdraw the underlying securities
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Paragraphs 2, 3, 4, 6 and 8
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(x) |
Limitation upon the liability of the Depositary
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Paragraphs 13, 18, 24 and 25
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3. |
Fees and Charges
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Paragraph 7
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Item 2. AVAILABLE INFORMATION
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Item, Number and Caption
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Location in Form of American Depositary
Receipt Previously Filed as Prospectus
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Statement that Mechel OAO is subject to the periodic reporting requirements of the Securities Exchange Act of 1934 and, accordingly, files certain reports with the Commission, and that such reports can be inspected by holders of American Depositary Receipts and copied at public reference facilities maintained by the Commission in Washington, D.C.
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Paragraph 11
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(a)(1)
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Agreement. Deposit Agreement, dated as of July 27, 2004, among Mechel OAO (the "Company"), Deutsche Bank Trust Company Americas, as depositary (the "Depositary"), and holders and beneficial owners of American Depositary Shares evidenced by the American Depositary Receipts issued thereunder (the "Deposit Agreement"). – Previously filed as an exhibit to Registration Statement No. 333-119498 and incorporate herein by reference.
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(a)(2)
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Form of Amendment No. 1 to Deposit Agreement. Previously filed as an exhibit to Post-Effective Amendment No. 1 to Registration Statement No. 333-119498 and incorporate herein by reference .
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(a)(3)
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Form of Amendment No. 2 to Deposit Agreement. Previously filed as an exhibit to Post-Effective Amendment No. 2 to Registration Statement No. 333-119498 and incorporate herein by reference .
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(a)(4)
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Form of American Depositary Receipt. Filed herewith as Exhibit (a)(4).
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(b)
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Any other agreement to which the Depositary is a party relating to the issuance of the American Depositary Shares registered hereby or the custody of the deposited securities represented thereby. – Not Applicable.
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(c)
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Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. - Not Applicable.
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(d)
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Opinion of counsel to the Depositary, as to the legality of the securities being registered. – Filed herewith as Exhibit (d)
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(e)
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Certification under Rule 466. – Filed herewith as Exhibit (e)
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Powers of Attorney for certain directors of the Company. - Set forth on the signature pages hereto.
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(a)
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The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the American Depositary Receipts, any reports and communications received from the Company which are both: (1) received by the Depositary as the holder of the deposited securities; and (2) made generally available to the holders of the underlying securities by the Company.
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(b)
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If the amounts of fees charged are not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged, and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an American Depositary Receipt thirty (30) days before any change in the fee schedule.
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For and on behalf of the legal entity created by the agreement for the issuance of American Depositary Receipts for shares of Mechel OAO:
Deutsche Bank Trust Company Americas, solely in its capacity as Depositary
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By:
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/s/ James Kelly | |
Name: | James Kelly | ||
Title: | Vice President | ||
By:
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/s/ Michael Fitzpatrick | ||
Name: |
Michael Fitzpatrick
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Title: |
Vice President
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MECHEL OAO
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By:
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/s/ Oleg V. Korzhov | ||
Name:
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Oleg V. Korzhov
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Title:
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Chief Executive Officer
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/s/ Igor V. Zyuzin
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Igor V. Zyuzin
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Chairman and Director
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Roger I. Gale
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Director
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Evgeny V. Mikhel
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Director
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/s/ Vladimir V. Gusev
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Vladimir V. Gusev
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Director
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/s/ A. David Johnson
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A. David Johnson
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Director
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/s/ Igor S. Kozhukhovsky
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Igor S. Kozhukhovsky
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Director
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/s/ Viktor A. Trigubko
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Viktor A. Trigubko
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Director
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/s/ Alexey G. Ivanushkin
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Alexey G. Ivanushkin
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Director
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/s/ Yury N. Malyshev
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Yury N. Malyshev
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Director
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/s/ Oleg V. Korzhov
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Oleg V. Korzhov
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Chief Executive Officer
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/s/ Stanislav A. Ploshchenko
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Stanislav A. Ploshchenko
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Senior Vice President for finance
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/s/ Donald J. Puglisi
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Donald J. Puglisi
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Authorized U.S. Representative
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Puglisi & Associates
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