Nuveen Preferred Income Opportunities Fund

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-21293

 

Nuveen Preferred Income Opportunities Fund


(Exact name of registrant as specified in charter)

 

333 West Wacker Drive, Chicago, Illinois 60606


(Address of principal executive offices) (Zip Code)

 

Gifford R. Zimmerman – Chief Administrative Officer


(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 312-917-7700

 

Date of fiscal year-end: December 31

 

Date of reporting period: June 30, 2014

 



Item 1. Proxy Voting Record


========= Nuveen Preferred Income Opportunities Fund =========

 

CLOVERIE PLC

 

Ticker:                    Security ID: G2R35ECJ5

Meeting Date: AUG 09, 2013    Meeting Type: Bondholder

Record Date:

 

# Proposal                                         Mgt Rec    Vote Cast    Sponsor
1 Approve Extraordinary Resolution as        For        Did Not Vote Management
  per Meeting Notice

 

-----------------------------------------------------------------------------------------------

 

ING GROEP NV

 

Ticker:        INGA            Security ID: 456837202

Meeting Date: MAY 12, 2014    Meeting Type: Annual

Record Date: APR 01, 2014

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor
1    Open Meeting and Announcements    None    None    Management
2a    Receive Report of Management Board    None    None    Management
     (Non-Voting)               
2b    Receive Report of Supervisory Board    None    None    Management
     (Non-Voting)               
2c    Discuss Remuneration Report    None    None    Management
2d    Approve Amendments to Remuneration    For    For    Management
     Policy for Management Board Members               
2e    Adopt Financial Statements    For    For    Management
3    Receive Explanation on Company’s    None    None    Management
     Reserves and Dividend Policy               
4a    Discussion on Company’s Corporate    None    None    Management
     Governance Structure               
4b    Increase Share Capital by EUR 13    For    For    Management
     Billion by Reduction in Share Premium               
     Reserve and Increase Nominal per Share               
4c    Decrease Share Capital by EUR 13    For    For    Management
     Billion by Reduction in Nominal Value               
     per Share and With Cash Distribution               
     to Shareholders               
4d    Amend Articles Re: Representation of    For    For    Management
     the Board               
5    Receive Announcements on Sustainability    None    None    Management
6a    Approve Discharge of Management Board    For    For    Management
6b    Approve Discharge of Supervisory Board    For    For    Management
7    Elect Eric Boyer de la Giroday to    For    For    Management
     Supervisory Board               


8a    Grant Board Authority to Issue Shares    For    For    Management
     Up To 10 Percent of Issued Capital and               
     Restricting/Excluding Preemptive Rights               
8b    Grant Board Authority to Issue Shares    For    For    Management
     Up To 10 Percent of Issued Capital in               
     Case of Takeover/Merger and               
     Restricting/Excluding Preemptive Rights               
9a    Authorize Repurchase of Up to 10    For    For    Management
     Percent of Issued Share Capital               
9b    Authorize Repurchase of Up to 10    For    For    Management
     Percent of Issued Share Capital in               
     Connection with a Major Capital               
     Restructuring               
10    Other Business (Non-Voting) and Closing    None    None    Management

 

-----------------------------------------------------------------------------------------------

 

ING GROEP NV

 

Ticker:        INGA        Security ID: 456837301

Meeting Date: MAY 12, 2014    Meeting Type: Annual

Record Date: APR 01, 2014

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor
1    Open Meeting and Announcements    None    None    Management
2a    Receive Report of Management Board    None    None    Management
     (Non-Voting)               
2b    Receive Report of Supervisory Board    None    None    Management
     (Non-Voting)               
2c    Discuss Remuneration Report    None    None    Management
2d    Approve Amendments to Remuneration    For    For    Management
     Policy for Management Board Members               
2e    Adopt Financial Statements    For    For    Management
3    Receive Explanation on Company’s    None    None    Management
     Reserves and Dividend Policy               
4a    Discussion on Company’s Corporate    None    None    Management
     Governance Structure               
4b    Increase Share Capital by EUR 13    For    For    Management
     Billion by Reduction in Share Premium               
     Reserve and Increase Nominal per Share               
4c    Decrease Share Capital by EUR 13    For    For    Management
     Billion by Reduction in Nominal Value               
     per Share and With Cash Distribution               
     to Shareholders               
4d    Amend Articles Re: Representation of    For    For    Management
     the Board               
5    Receive Announcements on Sustainability    None    None    Management
6a    Approve Discharge of Management Board    For    For    Management
6b    Approve Discharge of Supervisory Board    For    For    Management
7    Elect Eric Boyer de la Giroday to    For    For    Management
     Supervisory Board               
8a    Grant Board Authority to Issue Shares    For    For    Management
     Up To 10 Percent of Issued Capital and               
     Restricting/Excluding Preemptive Rights               


8b    Grant Board Authority to Issue Shares    For    For    Management
     Up To 10 Percent of Issued Capital in               
     Case of Takeover/Merger and               
     Restricting/Excluding Preemptive Rights               
9a    Authorize Repurchase of Up to 10    For    For    Management
     Percent of Issued Share Capital               
9b    Authorize Repurchase of Up to 10    For    For    Management
     Percent of Issued Share Capital in               
     Connection with a Major Capital               
     Restructuring               
10    Other Business (Non-Voting) and Closing    None    None    Management

 

-----------------------------------------------------------------------------------------------

 

ING GROEP NV

 

Ticker:        INGA        Security ID: 456837509

Meeting Date: MAY 12, 2014    Meeting Type: Annual

Record Date: APR 01, 2014

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor
1    Open Meeting and Announcements    None    None    Management
2a    Receive Report of Management Board    None    None    Management
     (Non-Voting)               
2b    Receive Report of Supervisory Board    None    None    Management
     (Non-Voting)               
2c    Discuss Remuneration Report    None    None    Management
2d    Approve Amendments to Remuneration    For    For    Management
     Policy for Management Board Members               
2e    Adopt Financial Statements    For    For    Management
3    Receive Explanation on Company’s    None    None    Management
     Reserves and Dividend Policy               
4a    Discussion on Company’s Corporate    None    None    Management
     Governance Structure               
4b    Increase Share Capital by EUR 13    For    For    Management
     Billion by Reduction in Share Premium               
     Reserve and Increase Nominal per Share               
4c    Decrease Share Capital by EUR 13    For    For    Management
     Billion by Reduction in Nominal Value               
     per Share and With Cash Distribution               
     to Shareholders               
4d    Amend Articles Re: Representation of    For    For    Management
     the Board               
5    Receive Announcements on Sustainability    None    None    Management
6a    Approve Discharge of Management Board    For    For    Management
6b    Approve Discharge of Supervisory Board    For    For    Management
7    Elect Eric Boyer de la Giroday to    For    For    Management
     Supervisory Board               
8a    Grant Board Authority to Issue Shares    For    For    Management
     Up To 10 Percent of Issued Capital and               
     Restricting/Excluding Preemptive Rights               
8b    Grant Board Authority to Issue Shares    For    For    Management
     Up To 10 Percent of Issued Capital in               
     Case of Takeover/Merger and               
     Restricting/Excluding Preemptive Rights               


9a    Authorize Repurchase of Up to 10    For    For    Management
     Percent of Issued Share Capital               
9b    Authorize Repurchase of Up to 10    For    For    Management
     Percent of Issued Share Capital in               
     Connection with a Major Capital               
     Restructuring               
10    Other Business (Non-Voting) and Closing    None    None    Management

 

-----------------------------------------------------------------------------------------------

 

ING GROEP NV

 

Ticker:        INGA        Security ID: 456837707

Meeting Date: MAY 12, 2014    Meeting Type: Annual

Record Date: APR 01, 2014

 

#    Proposal    Mgt Rec    Vote Cast    Sponsor
1    Open Meeting and Announcements    None    None    Management
2a    Receive Report of Management Board    None    None    Management
     (Non-Voting)               
2b    Receive Report of Supervisory Board    None    None    Management
     (Non-Voting)               
2c    Discuss Remuneration Report    None    None    Management
2d    Approve Amendments to Remuneration    For    For    Management
     Policy for Management Board Members               
2e    Adopt Financial Statements    For    For    Management
3    Receive Explanation on Company’s    None    None    Management
     Reserves and Dividend Policy               
4a    Discussion on Company’s Corporate    None    None    Management
     Governance Structure               
4b    Increase Share Capital by EUR 13    For    For    Management
     Billion by Reduction in Share Premium               
     Reserve and Increase Nominal per Share               
4c    Decrease Share Capital by EUR 13    For    For    Management
     Billion by Reduction in Nominal Value               
     per Share and With Cash Distribution               
     to Shareholders               
4d    Amend Articles Re: Representation of    For    For    Management
     the Board               
5    Receive Announcements on Sustainability    None    None    Management
6a    Approve Discharge of Management Board    For    For    Management
6b    Approve Discharge of Supervisory Board    For    For    Management
7    Elect Eric Boyer de la Giroday to    For    For    Management
     Supervisory Board               
8a    Grant Board Authority to Issue Shares    For    For    Management
     Up To 10 Percent of Issued Capital and               
     Restricting/Excluding Preemptive Rights               
8b    Grant Board Authority to Issue Shares    For    For    Management
     Up To 10 Percent of Issued Capital in               
     Case of Takeover/Merger and               
     Restricting/Excluding Preemptive Rights               


9a    Authorize Repurchase of Up to 10    For    For    Management
     Percent of Issued Share Capital               
9b    Authorize Repurchase of Up to 10    For    For    Management
     Percent of Issued Share Capital in               
    

Connection with a Major Capital

              
    

Restructuring

              
10   

Other Business (Non-Voting) and Closing

  

None

  

None

  

Management


Nuveen Preferred Income Opportunities Fund

 

Company Name

 

Ticker

 

Security ID

 

Meeting Date

 

Meeting
Type

 

Proponent

 

Proposal

 

Management
Recommendation

  

Vote
Instruction

AMERICAN INTERNATIONAL GROUP, INC.

  AIG   026874784   12-May-14   Annual   Management   Elect Director Robert H. Benmosche  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

  AIG   026874784   12-May-14   Annual   Management   Elect Director W. Don Cornwell  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

  AIG   026874784   12-May-14   Annual   Management   Elect Director Peter R. Fisher  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

  AIG   026874784   12-May-14   Annual   Management   Elect Director John H. Fitzpatrick  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

  AIG   026874784   12-May-14   Annual   Management   Elect Director William G. Jurgensen  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

  AIG   026874784   12-May-14   Annual   Management   Elect Director Christopher S. Lynch  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

  AIG   026874784   12-May-14   Annual   Management   Elect Director Arthur C. Martinez  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

  AIG   026874784   12-May-14   Annual   Management   Elect Director George L. Miles, Jr.  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

  AIG   026874784   12-May-14   Annual   Management   Elect Director Henry S. Miller  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

  AIG   026874784   12-May-14   Annual   Management   Elect Director Robert S. Miller  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

  AIG   026874784   12-May-14   Annual   Management   Elect Director Suzanne Nora Johnson  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

  AIG   026874784   12-May-14   Annual   Management   Elect Director Ronald A. Rittenmeyer  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

  AIG   026874784   12-May-14   Annual   Management   Elect Director Douglas M. Steenland  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

  AIG   026874784   12-May-14   Annual   Management   Elect Director Theresa M. Stone  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

  AIG   026874784   12-May-14   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

  AIG   026874784   12-May-14   Annual   Management   Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG’s Tax Attributes  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

  AIG   026874784   12-May-14   Annual   Management   Amend Tax Asset Protection Plan  

For

  

For

AMERICAN INTERNATIONAL GROUP, INC.

  AIG   026874784   12-May-14   Annual   Management   Ratify Auditors  

For

  

For

Ares Capital Corporation

  ARCC   04010L103   02-Jun-14   Annual   Management   Elect Director Michael J. Arougheti  

For

  

For

Ares Capital Corporation

  ARCC   04010L103   02-Jun-14   Annual   Management   Elect Director Ann Torre Bates  

For

  

For

Ares Capital Corporation

  ARCC   04010L103   02-Jun-14   Annual   Management   Elect Director Steven B. McKeever  

For

  

For

Ares Capital Corporation

  ARCC   04010L103   02-Jun-14   Annual   Management   Ratify Auditors  

For

  

For

Ares Capital Corporation

  ARCC   04010L103   02-Jun-14   Annual   Management   Approve Issuance of Shares Below Net Asset Value (NAV)  

For

  

For

Ares Dynamic Credit Allocation Fund, Inc.

  ARDC   04014F102   18-Jun-14   Annual   Management   Elect Director Bruce Spector  

For

  

For

Baker Hughes Incorporated

  BHI   057224107   24-Apr-14   Annual   Management   Elect Director Larry D. Brady  

For

  

For

Baker Hughes Incorporated

  BHI   057224107   24-Apr-14   Annual   Management   Elect Director Clarence P. Cazalot, Jr.  

For

  

For

Baker Hughes Incorporated

  BHI   057224107   24-Apr-14   Annual   Management   Elect Director Martin S. Craighead  

For

  

For

Baker Hughes Incorporated

  BHI   057224107   24-Apr-14   Annual   Management   Elect Director Lynn L. Elsenhans  

For

  

For

Baker Hughes Incorporated

  BHI   057224107   24-Apr-14   Annual   Management   Elect Director Anthony G. Fernandes  

For

  

For

Baker Hughes Incorporated

  BHI   057224107   24-Apr-14   Annual   Management   Elect Director Claire W. Gargalli  

For

  

For

Baker Hughes Incorporated

  BHI   057224107   24-Apr-14   Annual   Management   Elect Director Pierre H. Jungels  

For

  

For

Baker Hughes Incorporated

  BHI   057224107   24-Apr-14   Annual   Management   Elect Director James A. Lash  

For

  

For

Baker Hughes Incorporated

  BHI   057224107   24-Apr-14   Annual   Management   Elect Director J. Larry Nichols  

For

  

For

Baker Hughes Incorporated

  BHI   057224107   24-Apr-14   Annual   Management   Elect Director Charles L. Watson  

For

  

For

Baker Hughes Incorporated

  BHI   057224107   24-Apr-14   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Baker Hughes Incorporated

  BHI   057224107   24-Apr-14   Annual   Management   Ratify Auditors  

For

  

For

Baker Hughes Incorporated

  BHI   057224107   24-Apr-14   Annual   Management   Amend Omnibus Stock Plan  

For

  

For

Baker Hughes Incorporated

  BHI   057224107   24-Apr-14   Annual   Management   Amend Omnibus Stock Plan  

For

  

For

Baker Hughes Incorporated

  BHI   057224107   24-Apr-14   Annual   Management   Elect Director James W. Stewart  

For

  

Withhold

Bio-Rad Laboratories, Inc.

  BIO   090572207   22-Apr-14   Annual   Management   Elect Director Louis Drapeau  

For

  

Against

Bio-Rad Laboratories, Inc.

  BIO   090572207   22-Apr-14   Annual   Management   Elect Director Robert M. Malchione  

For

  

For

Bio-Rad Laboratories, Inc.

  BIO   090572207   22-Apr-14   Annual   Management   Ratify Auditors  

For

  

For

Bio-Rad Laboratories, Inc.

  BIO   090572207   22-Apr-14   Annual   Management   Amend Omnibus Stock Plan  

For

  

For

Bio-Rad Laboratories, Inc.

  BIO   090572207   22-Apr-14   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Share Holder   Stock Retention/Holding Period  

Against

  

Against

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Share Holder   Amend Director Indemnifications Provisions  

Against

  

Against

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Share Holder   Adopt Proxy Access Right  

Against

  

Against

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Management   Elect Director Michael L. Corbat  

For

  

For

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Management   Elect Director Duncan P. Hennes  

For

  

For

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Management   Elect Director Franz B. Humer  

For

  

For

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Management   Elect Director Eugene M. McQuade  

For

  

For

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Management   Elect Director Michael E. O’Neill  

For

  

For

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Management   Elect Director Gary M. Reiner  

For

  

For

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Management   Elect Director Judith Rodin  

For

  

For

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Management   Elect Director Robert L. Ryan  

For

  

For

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Management   Elect Director Anthony M. Santomero  

For

  

For

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Management   Elect Director Joan E. Spero  

For

  

For

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Management   Elect Director Diana L. Taylor  

For

  

For

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Management   Elect Director William S. Thompson, Jr.  

For

  

For

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Management   Elect Director James S. Turley  

For

  

For

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Management   Elect Director Ernesto Zedillo Ponce de Leon  

For

  

For


Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Management   Ratify Auditors  

For

  

For

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Management   Approve Omnibus Stock Plan  

For

  

For

Citigroup Inc.

  C   172967424   22-Apr-14   Annual   Share Holder   Report on Lobbying Payments and Policy  

Against

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

Against

Ford Motor Company

  F   345370860   08-May-14   Annual   Management   Elect Director Stephen G. Butler  

For

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Management   Elect Director Kimberly A. Casiano  

For

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Management   Elect Director Anthony F. Earley, Jr.  

For

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Management   Elect Director Edsel B. Ford, II  

For

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Management   Elect Director William Clay Ford, Jr.  

For

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Management   Elect Director Richard A. Gephardt  

For

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Management   Elect Director James P. Hackett  

For

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Management   Elect Director James H. Hance, Jr.  

For

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Management   Elect Director William W. Helman, IV  

For

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Management   Elect Director Jon M. Huntsman, Jr.  

For

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Management   Elect Director John C. Lechleiter  

For

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Management   Elect Director Ellen R. Marram  

For

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Management   Elect Director Alan Mulally  

For

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Management   Elect Director Homer A. Neal  

For

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Management   Elect Director Gerald L. Shaheen  

For

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Management   Elect Director John L. Thornton  

For

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Management   Ratify Auditors  

For

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Management   Approve Non-Employee Director Omnibus Stock Plan  

For

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Share Holder   Approve Recapitalization Plan for all Stock to Have One-vote per Share  

Against

  

For

Ford Motor Company

  F   345370860   08-May-14   Annual   Share Holder   Amend Articles/Bylaws/Charter — Call Special Meetings  

Against

  

For

Gladstone Investment Corporation

  GAIN   376546206   08-Aug-13   Annual   Management   Elect Director Paul W. Adelgren  

For

  

For

Gladstone Investment Corporation

  GAIN   376546206   08-Aug-13   Annual   Management   Elect Director David Gladstone  

For

  

For

Gladstone Investment Corporation

  GAIN   376546206   08-Aug-13   Annual   Management   Elect Director John H. Outland  

For

  

For

Gladstone Investment Corporation

  GAIN   376546206   08-Aug-13   Annual   Management   Elect Director Terry Earhart  

For

  

For

Gladstone Investment Corporation

  GAIN   376546206   08-Aug-13   Annual   Management   Approve Issuance of Shares Below Net Asset Value (NAV)  

For

  

For

Golub Capital BDC, Inc.

  GBDC   38173M102   04-Feb-14   Annual   Management   Elect Director David B. Golub  

For

  

For

Golub Capital BDC, Inc.

  GBDC   38173M102   04-Feb-14   Annual   Management   Elect Director Anita R. Rosenberg  

For

  

For

Golub Capital BDC, Inc.

  GBDC   38173M102   04-Feb-14   Annual   Management   Ratify Auditors  

For

  

For

Medley Capital Corporation

  MCC   58503F106   03-Apr-14   Annual   Management   Elect Director Brook Taube  

For

  

For

Medley Capital Corporation

  MCC   58503F106   03-Apr-14   Annual   Management   Elect Director Karin Hirtler-Garvey  

For

  

For

Medley Capital Corporation

  MCC   58503F106   03-Apr-14   Annual   Management   Elect Director John E. Mack  

For

  

For

Medley Capital Corporation

  MCC   58503F106   03-Apr-14   Annual   Management   Ratify Auditors  

For

  

For

Medley Capital Corporation

  MCC   58503F106   03-Apr-14   Annual   Management   Approve Issuance of Shares Below Net Asset Value (NAV)  

For

  

For

MICROSEMI CORPORATION

  MSCC   595137100   11-Feb-14   Annual   Management   Elect Director James J. Peterson  

For

  

For

MICROSEMI CORPORATION

  MSCC   595137100   11-Feb-14   Annual   Management   Elect Director Dennis R. Leibel  

For

  

For

MICROSEMI CORPORATION

  MSCC   595137100   11-Feb-14   Annual   Management   Elect Director Thomas R. Anderson  

For

  

For

MICROSEMI CORPORATION

  MSCC   595137100   11-Feb-14   Annual   Management   Elect Director William E. Bendush  

For

  

For

MICROSEMI CORPORATION

  MSCC   595137100   11-Feb-14   Annual   Management   Elect Director Paul F. Folino  

For

  

For

MICROSEMI CORPORATION

  MSCC   595137100   11-Feb-14   Annual   Management   Elect Director William L. Healey  

For

  

For

MICROSEMI CORPORATION

  MSCC   595137100   11-Feb-14   Annual   Management   Elect Director Matthew E. Massengill  

For

  

For

MICROSEMI CORPORATION

  MSCC   595137100   11-Feb-14   Annual   Management   Elect Director James V. Mazzo  

For

  

For

MICROSEMI CORPORATION

  MSCC   595137100   11-Feb-14   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

MICROSEMI CORPORATION

  MSCC   595137100   11-Feb-14   Annual   Management   Amend Omnibus Stock Plan  

For

  

For

MICROSEMI CORPORATION

  MSCC   595137100   11-Feb-14   Annual   Management   Ratify Auditors  

For

  

For

National CineMedia, Inc.

  NCMI   635309107   30-Apr-14   Annual   Management   Elect Director Kurt C. Hall  

For

  

For

National CineMedia, Inc.

  NCMI   635309107   30-Apr-14   Annual   Management   Elect Director Lawrence A. Goodman  

For

  

For

National CineMedia, Inc.

  NCMI   635309107   30-Apr-14   Annual   Management   Elect Director Scott N. Schneider  

For

  

For

National CineMedia, Inc.

  NCMI   635309107   30-Apr-14   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

National CineMedia, Inc.

  NCMI   635309107   30-Apr-14   Annual   Management   Ratify Auditors  

For

  

For

Norwegian Cruise Line Holdings Ltd.

  NCLH   G66721104   24-Apr-14   Annual   Management   Elect Director Tan Sri Lim Kok Thay  

For

  

For

Norwegian Cruise Line Holdings Ltd.

  NCLH   G66721104   24-Apr-14   Annual   Management   Elect Director David M. Abrams  

For

  

For

Norwegian Cruise Line Holdings Ltd.

  NCLH   G66721104   24-Apr-14   Annual   Management   Elect Director John Chidsey  

For

  

For

Norwegian Cruise Line Holdings Ltd.

  NCLH   G66721104   24-Apr-14   Annual   Management   Advisory Vote to Ratify Named Executive Officer’s Compensation  

For

  

For

Norwegian Cruise Line Holdings Ltd.

  NCLH   G66721104   24-Apr-14   Annual   Management   Approve Qualified Employee Stock Purchase Plan  

For

  

For

Norwegian Cruise Line Holdings Ltd.

  NCLH   G66721104   24-Apr-14   Annual   Management   Ratify Auditors  

For

  

For

Norwegian Cruise Line Holdings Ltd.

  NCLH   G66721104   24-Apr-14   Annual   Management   Advisory Vote on Say on Pay Frequency  

One Year

  

One Year

Selective Insurance Group, Inc.

  SIGI   816300107   23-Apr-14   Annual   Management   Elect Director Paul D. Bauer  

For

  

For

Selective Insurance Group, Inc.

  SIGI   816300107   23-Apr-14   Annual   Management   Elect Director Annabelle G. Bexiga  

For

  

For

Selective Insurance Group, Inc.

  SIGI   816300107   23-Apr-14   Annual   Management   Elect Director A. David Brown  

For

  

For


Selective Insurance Group, Inc.

  SIGI   816300107   23-Apr-14   Annual   Management   Elect Director John C. Burville  

For

 

For

Selective Insurance Group, Inc.

  SIGI   816300107   23-Apr-14   Annual   Management   Elect Director Joan M. Lamm-Tennant  

For

 

For

Selective Insurance Group, Inc.

  SIGI   816300107   23-Apr-14   Annual   Management   Elect Director Michael J. Morrissey  

For

 

For

Selective Insurance Group, Inc.

  SIGI   816300107   23-Apr-14   Annual   Management   Elect Director Gregory E. Murphy  

For

 

For

Selective Insurance Group, Inc.

  SIGI   816300107   23-Apr-14   Annual   Management   Elect Director Cynthia S. Nicholson  

For

 

For

Selective Insurance Group, Inc.

  SIGI   816300107   23-Apr-14   Annual   Management   Elect Director Ronald L. O’Kelley  

For

 

For

Selective Insurance Group, Inc.

  SIGI   816300107   23-Apr-14   Annual   Management   Elect Director William M. Rue  

For

 

For

Selective Insurance Group, Inc.

  SIGI   816300107   23-Apr-14   Annual   Management   Elect Director J. Brian Thebault  

For

 

For

Selective Insurance Group, Inc.

  SIGI   816300107   23-Apr-14   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

 

For

Selective Insurance Group, Inc.

  SIGI   816300107   23-Apr-14   Annual   Management   Approve Omnibus Stock Plan  

For

 

For

Selective Insurance Group, Inc.

  SIGI   816300107   23-Apr-14   Annual   Management   Amend Executive Incentive Bonus Plan  

For

 

For

Selective Insurance Group, Inc.

  SIGI   816300107   23-Apr-14   Annual   Management   Ratify Auditors  

For

 

For

TCP Capital Corp.

  TCPC   87238Q103   15-May-14   Annual   Management   Elect Director Eric J. Draut  

For

 

For

TCP Capital Corp.

  TCPC   87238Q103   15-May-14   Annual   Management   Elect Director Franklin R. Johnson  

For

 

For

TCP Capital Corp.

  TCPC   87238Q103   15-May-14   Annual   Management   Elect Director Peter E. Schwab  

For

 

For

TCP Capital Corp.

  TCPC   87238Q103   15-May-14   Annual   Management   Elect Director Howard M. Levkowitz  

For

 

For

TCP Capital Corp.

  TCPC   87238Q103   15-May-14   Annual   Management   Elect Director Rajneesh Vig  

For

 

For

TCP Capital Corp.

  TCPC   87238Q103   15-May-14   Annual   Management   Approve Issuance of Shares Below Net Asset Value (NAV)  

For

 

For

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Elect Chairman of Meeting  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Accept Financial Statements and Statutory Reports  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Approve Discharge of Board and President  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Approve Allocation of Income and Dividends of SEK 3.00 Per Share  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Determine Number of Members (12) and Deputy Members (0) of Board  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Approve Remuneration of Auditors  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Fix Number of Auditors at One  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Ratify PricewaterhouseCoopers as Auditors  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Approve Remuneration Policy And Other Terms of Employment For Executive Management  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Approve 2014 Stock Purchase Plan  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Approve Equity Plan Financing (2014 Stock Purchase Plan)  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan)  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Approve 2014 Key Contributor Retention Plan  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Approve Equity Plan Financing (2014 Key Contributor Retention Plan)  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan)  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Approve 2014 Executive Performance Stock Plan  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Approve Equity Plan Financing (2014 Executive Performance Stock Plan)  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan)  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Management   Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs)  

For

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Share Holder   Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM  

None

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Share Holder   Request Board to Take Necessary Action to Create a Shareholders Association  

None

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Share Holder   Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies  

None

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Share Holder   Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders  

None

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Share Holder   Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights  

None

 

Do Not Vote

Telefonaktiebolaget LM Ericsson

  ERIC B   294821608   11-Apr-14   Annual   Share Holder   Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company’s Exports to Iran  

None

 

Do Not Vote

Tesoro Corporation

  TSO   881609101   29-Apr-14   Annual   Management   Elect Director Rodney F. Chase  

For

 

For

Tesoro Corporation

  TSO   881609101   29-Apr-14   Annual   Management   Elect Director Gregory J. Goff  

For

 

For

Tesoro Corporation

  TSO   881609101   29-Apr-14   Annual   Management   Elect Director Robert W. Goldman  

For

 

For

Tesoro Corporation

  TSO   881609101   29-Apr-14   Annual   Management   Elect Director Steven H. Grapstein  

For

 

For

Tesoro Corporation

  TSO   881609101   29-Apr-14   Annual   Management   Elect Director David Lilley  

For

 

For

Tesoro Corporation

  TSO   881609101   29-Apr-14   Annual   Management   Elect Director Mary Pat McCarthy  

For

 

For

Tesoro Corporation

  TSO   881609101   29-Apr-14   Annual   Management   Elect Director J.W. Nokes  

For

 

For

Tesoro Corporation

  TSO   881609101   29-Apr-14   Annual   Management   Elect Director Susan Tomasky  

For

 

For

Tesoro Corporation

  TSO   881609101   29-Apr-14   Annual   Management   Elect Director Michael E. Wiley  

For

 

For

Tesoro Corporation

  TSO   881609101   29-Apr-14   Annual   Management   Elect Director Patrick Y. Yang  

For

 

For

Tesoro Corporation

  TSO   881609101   29-Apr-14   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

 

For

Tesoro Corporation

  TSO   881609101   29-Apr-14   Annual   Management   Ratify Auditors  

For

 

For

Teva Pharmaceutical Industries Ltd.

  TEVA   881624209   24-Feb-14   Special   Management   Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate  

For

 

For

The Cushing Royalty & Income Fund

  SRF   23164R104   21-May-14   Annual   Management   Elect Director Edward N. McMillan  

For

 

For


The Cushing Royalty & Income Fund

  SRF   23164R104   21-May-14   Annual   Management   Elect Director Jerry V. Swank  

For

  

For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Share Holder   Require Independent Board Chairman  

Against

  

Against

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management   Elect Director John D. Baker, II  

For

  

For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management   Elect Director Elaine L. Chao  

For

  

For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management   Elect Director John S. Chen  

For

  

For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management   Elect Director Lloyd H. Dean  

For

  

For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management   Elect Director Susan E. Engel  

For

  

For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management   Elect Director Enrique Hernandez, Jr.  

For

  

For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management   Elect Director Donald M. James  

For

  

For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management   Elect Director Cynthia H. Milligan  

For

  

For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management   Elect Director Federico F. Pena  

For

  

For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management   Elect Director James H. Quigley  

For

  

For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management   Elect Director Judith M. Runstad  

For

  

For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management   Elect Director Stephen W. Sanger  

For

  

For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management   Elect Director John G. Stumpf  

For

  

For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management   Elect Director Susan G. Swenson  

For

  

For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management   Advisory Vote to Ratify Named Executive Officers’ Compensation  

For

  

For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Management   Ratify Auditors  

For

  

For

Wells Fargo & Company

  WFC   949746101   29-Apr-14   Annual   Share Holder   Review Fair Housing and Fair Lending Compliance  

Against

  

For


SIGNATURES:

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 


Nuveen Preferred Income Opportunities Fund

 

By  

/s/ Gifford R. Zimmerman


   

Gifford R. Zimmerman – Chief Administrative Officer

Date

   

 

August 21, 2014