UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 6, 2014
The ExOne Company
(Exact name of registrant as specified in its charter)
| Delaware | 001-35806 | 46-1684608 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) | (IRS Employer Identification No.) |
| 127 Industry Boulevard | ||
| North Huntingdon, Pennsylvania | 15642 | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (724) 863-9663
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 1.01 | Entry into a Material Definitive Agreement. |
On March 6, 2014, The ExOne Company (the “Company”) and its wholly-owned subsidiary ExOne GmbH (“ExOne Germany”), entered into a Statement of Work (the “Agreement”) with proALPHA Consulting GmbH (“proALPHA”) to deploy an Enterprise Resource Planning (“ERP”) system for the Company and its subsidiaries to promote operational efficiency and financial controls globally. Under the terms of the Agreement, proALPHA will supply standard and individual software, provide customized programming and provide related services. The estimated initial project cost under the Agreement is approximately €0.9 million, or approximately $1.2 million.
The Company intends to use a portion of the net proceeds from its initial public offering of common stock that was completed on February 12, 2013 to pay for the ERP system.
The description of the Agreement contained in this Item 1.01 does not purport to be complete and is qualified in its entirety by reference to the Agreement, which is filed as exhibit 1.1 hereto and incorporated herein by reference.
| Item 7.01 | Regulation FD Disclosure. |
| Item 9.01 | Financial Statements and Exhibits. |
| (d) | Exhibits. |
| Exhibit |
Description | |
| 1.1 | Statement of Work, dated as of March 6, 2014, by and among The ExOne Company, ExOne GmbH and proALPHA Consulting GmbH. (Certain appendices and other attachments to this exhibit were omitted. We agree to furnish supplementally a copy of any omitted appendices or attachments to the Commission upon request.) | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| THE EXONE COMPANY | ||
| By: | /s/ Brian W. Smith | |
| Brian W. Smith | ||
| Chief Financial Officer | ||
Dated: March 11, 2014
Exhibit Index
| Number |
Exhibit | |
| 1.1 | Statement of Work, dated as of March 6, 2014, by and among The ExOne Company, ExOne GmbH and proAlpha Consulting GmbH. | |