FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21293
Nuveen Preferred Income Opportunities Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2012
Item 1. Proxy Voting Record
Nuveen Preferred Income Opportunities Fund
Spectrum Asset Management, Inc.
| Company Name |
Ticker |
Security ID |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| BlackRock Credit Allocation Income Trust II, Inc. | PSY | 09255H105 | USA | 28-Jul-11 | Annual | Management | 1.1 | Elect Director Paul L. Audet | For | For | ||||||||||
| Management | 1.2 | Elect Director Michael J. Castellano | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Richard E. Cavanagh | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Frank J. Fabozzi | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Kathleen F. Feldstein | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director James T. Flynn | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Henry Gabbay | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director Jerrold B. Harris | For | For | ||||||||||||||||
| Management | 1.9 | Elect Director R. Glenn Hubbard | For | For | ||||||||||||||||
| Management | 1.10 | Elect Director W. Carl Kester | For | For | ||||||||||||||||
| Management | 1.11 | Elect Director Karen P. Robards | For | For | ||||||||||||||||
| John Hancock Preferred Income Fund III | HPS | 41021P103 | USA | 20-Jan-12 | Annual | Management | 1.1 | Elect Director Stanley Martin | For | For | ||||||||||
| Management | 1.2 | Elect Director John A. Moore | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director John G. Vrysen | For | For |
Nuveen Preferred Income Opportunities Fund
Tradewinds Global Investors, LLC
| Company Name |
Ticker |
Security ID |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| Korea Electric Power Corp. | 015760 | 500631106 | South Korea | 05-Jul-11 | Special | Management | 1 | Elect Kim Gyung-Min as Outside Director and Member of Audit Committee | For | For | ||||||||||
| GP Investments Ltd | GPIV11 | G4035L107 | Bermuda | 28-Jul-11 | Special | Management | 1 | Elect Chairman of the Meeting | For | For | ||||||||||
| Management | 2 | Confirm Meeting Notice | For | For | ||||||||||||||||
| Management | 3 | Amend Bylaws Re: Dividend Policy | For | Against | ||||||||||||||||
| Management | 4 | Transact Other Business | For | Against | ||||||||||||||||
| Solidere | SOLA | 522386101 | Lebanon | 01-Aug-11 | Annual | Management | 1 | Approve Board Report on Company Operations | For | For | ||||||||||
| Management | 2 | Approve Auditors’ Report on Company Financial Statements | For | For | ||||||||||||||||
| Management | 3 | Accept Financial Statements, Statutory Reports, and Dividend Payments | For | For | ||||||||||||||||
| Management | 4 | Approve Auditors’ Special Report on Related Party Transactions; Authorize Related Party Transactions | For | Against | ||||||||||||||||
| Management | 5 | Approve Discharge of Board and Chairman | For | For | ||||||||||||||||
| Alliant Techsystems Inc. | ATK | 018804104 | USA | 02-Aug-11 | Annual | Management | 1.1 | Elect Director Roxanne J. Decyk | For | For | ||||||||||
| Management | 1.2 | Elect Director Mark W. DeYoung | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Martin C. Faga | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Ronald R. Fogleman | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director April H. Foley | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director Tig H. Krekel | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Douglas L. Maine | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director Roman Martinez IV | For | For | ||||||||||||||||
| Management | 1.9 | Elect Director Mark H. Ronald | For | For | ||||||||||||||||
| Management | 1.10 | Elect Director William G. Van Dyke | For | For | ||||||||||||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 4 | Amend Executive Incentive Bonus Plan | For | For | ||||||||||||||||
| Management | 5 | Ratify Auditors | For | For | ||||||||||||||||
| Telecom Egypt SAE | ETEL | M87886103 | Egypt | 16-Aug-11 | Special | Management | 1 | Amend Article 43 of Company’s Basic Decree | For | Do Not Vote | ||||||||||
| Telecom Egypt SAE | ETEL | M87886103 | Egypt | 16-Aug-11 | Annual | Management | 1 | Elect CEO | For | Do Not Vote | ||||||||||
| Management | 2 | Elect Adel Hussein Abdel Aziz as Director | For | Do Not Vote | ||||||||||||||||
| Management | 3 | Elect Director to replace Hesham Saad Mekawy | For | Do Not Vote | ||||||||||||||||
| Management | 4 | Approve Related Party Transactions in Relation to TE North Project | For | Do Not Vote |
| Company Name |
Ticker |
Security ID |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| Forest Laboratories, Inc. | FRX | 345838106 | USA | 18-Aug-11 | Proxy Contest | Management | 1.1 | Elect Director Howard Solomon | For | For | ||||||||||
| Management | 1.2 | Elect Director Nesli Basgoz | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Christopher J. Coughlin | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Dan L. Goldwasser | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Kenneth E. Goodman | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director Gerald M. Lieberman | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Lawrence S. Olanoff | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director Lester B. Salans | For | For | ||||||||||||||||
| Management | 1.9 | Elect Director Brenton L. Saunders | For | For | ||||||||||||||||
| Management | 1.10 | Elect Director Peter J. Zimetbaum | For | For | ||||||||||||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 4 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Do Not Vote | ||||||||||||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | Do Not Vote | ||||||||||||||||
| Management | 4 | Ratify Auditors | For | Do Not Vote | ||||||||||||||||
| Share Holder | 1.1 | Elect Director Alexander J. Denner | For | Do Not Vote | ||||||||||||||||
| Share Holder | 1.2 | Elect Director Richard Mulligan | For | Do Not Vote | ||||||||||||||||
| Share Holder | 1.3 | Elect Director Lucian A. Bebchuk | For | Do Not Vote | ||||||||||||||||
| Share Holder | 1.4 | Elect Director Eric J. Ende | For | Do Not Vote | ||||||||||||||||
| Share Holder | 1.5 | Management Nominee - Nesli Basgoz | For | Do Not Vote | ||||||||||||||||
| Share Holder | 1.6 | Management Nominee - Christopher J. Coughlin | For | Do Not Vote | ||||||||||||||||
| Share Holder | 1.7 | Management Nominee - Gerald M. Lieberman | For | Do Not Vote | ||||||||||||||||
| Share Holder | 1.8 | Management Nominee - Lawrence S. Olanoff | For | Do Not Vote | ||||||||||||||||
| Share Holder | 1.9 | Management Nominee - Brenton L. Saunders | For | Do Not Vote | ||||||||||||||||
| Share Holder | 1.10 | Management Nominee - Peter J. Zimetbaum | For | Do Not Vote | ||||||||||||||||
| Korea Electric Power Corp. | 015760 | 500631106 | South Korea | 16-Sep-11 | Special | Management | 1 | Elect Kim Joong-Gyum as CEO | For | For | ||||||||||
| Niko Resources Ltd. | NKO | 653905109 | Canada | 21-Sep-11 | Annual/Special | Management | 1 | Fix Number of Directors at Five | For | For | ||||||||||
| Management | 2.1 | Elect Director Edward S. Sampson | For | For | ||||||||||||||||
| Management | 2.2 | Elect Director William T. Hornaday | For | For | ||||||||||||||||
| Management | 2.3 | Elect Director C. J. (Jim) Cummings | For | For | ||||||||||||||||
| Management | 2.4 | Elect Director Conrad P. Kathol | For | For | ||||||||||||||||
| Management | 2.5 | Elect Director Wendell W. Robinson | For | For | ||||||||||||||||
| Management | 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||||||
| Management | 4 | Approve Shareholder Rights Plan | For | Against |
| Company Name |
Ticker |
Security ID |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| Eastern Company SAE | EAST | M2932V106 | Egypt | 04-Oct-11 | Annual | Management | 1 | Approve Board Report on Company Operations | For | Do Not Vote | ||||||||||
| Management | 2 | Approve Auditors’ Report on Company Financial Statements | For | Do Not Vote | ||||||||||||||||
| Management | 3 | Accept Financial Statements and Statutory Reports | For | Do Not Vote | ||||||||||||||||
| Management | 4 | Approve Discharge of Chairman and Directors | For | Do Not Vote | ||||||||||||||||
| Management | 5 | Approve Increase in Annual Salaries for Employees Pursuant to Egyptian Regulations | For | Do Not Vote | ||||||||||||||||
| The Mosaic Company | MOS | 61945C103 | USA | 06-Oct-11 | Annual | Management | 1.1 | Elect Director Nancy E. Cooper | For | For | ||||||||||
| Management | 1.2 | Elect Director James L. Popowich | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director James T. Prokopanko | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Steven M. Seibert | For | For | ||||||||||||||||
| Management | 2 | Approve Conversion of Securities | For | For | ||||||||||||||||
| Management | 3 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Turkcell Iletisim Hizmetleri AS | TCELL | 900111204 | Turkey | 12-Oct-11 | Special | Management | 1 | Open Meeting and Elect Presiding Council of Meeting | For | For | ||||||||||
| Management | 2 | Authorize Presiding Council to Sign Minutes of Meeting | For | For | ||||||||||||||||
| Management | 3 | Receive Board Report | ||||||||||||||||||
| Management | 4 | Approve Discharge of Board | For | For | ||||||||||||||||
| Management | 5 | Elect Directors and Approve Their Remuneration | For | Against | ||||||||||||||||
| Management | 6 | Receive Internal Audit Report | ||||||||||||||||||
| Management | 7 | Receive External Audit Report | ||||||||||||||||||
| Management | 8 | Accept Financial Statements | For | For | ||||||||||||||||
| Management | 9 | Approve Allocation of Income | For | For | ||||||||||||||||
| Management | 10 | Wishes | ||||||||||||||||||
| Management | 11 | Close Meeting | ||||||||||||||||||
| Newcrest Mining Ltd. | NCM | Q6651B114 | Australia | 27-Oct-11 | Annual | Management | 2a | Elect Winifred Kamit as a Director | For | For | ||||||||||
| Management | 2b | Elect Don Mercer as a Director | For | For | ||||||||||||||||
| Management | 2c | Elect Richard Knight as a Director | For | For | ||||||||||||||||
| Management | 3 | Approve the Adoption of the Remuneration Report | For | For | ||||||||||||||||
| Management | 4 | Renew Proportional Takeover Bid Approval Rule | For | For | ||||||||||||||||
| Polyus Gold International Ltd. | POGL | 73180Y203 | Jersey | 28-Oct-11 | Special | Management | 1 | Approve Scheme of Arrangement | For | For | ||||||||||
| Management | 1 | Approve Formation of Polyus Gold PLC (New Polyus Gold) as the Holding Company of the Polyus Gold Group | For | For | ||||||||||||||||
| Management | 2 | Approve Reduction of the Capital of New Polyus Gold | For | For | ||||||||||||||||
| Management | 3 | Authorize Repurchase of Ordinary Shares by the Company from Jenington International Inc | For | For | ||||||||||||||||
| Management | 4 | Approve the Terms of the Contract for the Repurchase of Ordinary Shares by the Company from Jenington International Inc | For | For |
| Company Name |
Ticker |
Security ID |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| Archer-Daniels-Midland Company | ADM | 039483102 | USA | 03-Nov-11 | Annual | Management | 1 | Elect Director George W. Buckley | For | For | ||||||||||
| Management | 2 | Elect Director Mollie Hale Carter | For | For | ||||||||||||||||
| Management | 3 | Elect Director Terrell K. Crews | For | For | ||||||||||||||||
| Management | 4 | Elect Director Pierre Dufour | For | For | ||||||||||||||||
| Management | 5 | Elect Director Donald E. Felsinger | For | For | ||||||||||||||||
| Management | 6 | Elect Director Antonio Maciel | For | For | ||||||||||||||||
| Management | 7 | Elect Director Patrick J. Moore | For | For | ||||||||||||||||
| Management | 8 | Elect Director Thomas F. O’Neill | For | For | ||||||||||||||||
| Management | 9 | Elect Director Kelvin R. Westbrook | For | For | ||||||||||||||||
| Management | 10 | Elect Director Patricia A. Woertz | For | For | ||||||||||||||||
| Management | 11 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Share Holder | 14 | Adopt Policy to Prohibit Political Spending | Against | Against | ||||||||||||||||
| Share Holder | 15 | Report on Political Contributions | Against | For | ||||||||||||||||
| Share Holder | 16 | Adopt and Implement Sustainable Palm Oil Policy | Against | Against | ||||||||||||||||
| Korea Electric Power Corp. | 015760 | 500631106 | South Korea | 10-Nov-11 | Special | Management | 1 | Elect Nam Dong-Gyun as Member of Audit Committee | For | For | ||||||||||
| Western Digital Corporation | WDC | 958102105 | USA | 10-Nov-11 | Annual | Management | 1 | Elect Director Kathleen A. Cote | For | For | ||||||||||
| Management | 2 | Elect Director John F. Coyne | For | For | ||||||||||||||||
| Management | 3 | Elect Director Henry T. DeNero | For | For | ||||||||||||||||
| Management | 4 | Elect Director William L. Kimsey | For | For | ||||||||||||||||
| Management | 5 | Elect Director Michael D. Lambert | For | For | ||||||||||||||||
| Management | 6 | Elect Director Len J. Lauer | For | For | ||||||||||||||||
| Management | 7 | Elect Director Matthew E. Massengill | For | For | ||||||||||||||||
| Management | 8 | Elect Director Roger H. Moore | For | For | ||||||||||||||||
| Management | 9 | Elect Director Thomas E. Pardun | For | For | ||||||||||||||||
| Management | 10 | Elect Director Arif Shakeel | For | For | ||||||||||||||||
| Management | 11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 13 | Ratify Auditors | For | For | ||||||||||||||||
| Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | Annual | Management | 1 | Elect Director Steven A. Ballmer | For | For | ||||||||||
| Management | 2 | Elect Director Dina Dublon | For | For | ||||||||||||||||
| Management | 3 | Elect Director William H. Gates, III | For | For | ||||||||||||||||
| Management | 4 | Elect Director Raymond V. Gilmartin | For | For | ||||||||||||||||
| Management | 5 | Elect Director Reed Hastings | For | For | ||||||||||||||||
| Management | 6 | Elect Director Maria M. Klawe | For | For | ||||||||||||||||
| Management | 7 | Elect Director David F. Marquardt | For | For | ||||||||||||||||
| Management | 8 | Elect Director Charles H. Noski | For | For | ||||||||||||||||
| Management | 9 | Elect Director Helmut Panke | For | For | ||||||||||||||||
| Management | 10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 12 | Ratify Auditors | For | For | ||||||||||||||||
| Share Holder | 13 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against |
| Company Name |
Ticker |
Security ID |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| AngloGold Ashanti Ltd | ANG | 035128206 | South Africa | 16-Nov-11 | Special | Management | 1 | Authorise the Company to Provide Financial Assistance to Subsidiaries and Other Related or Inter-related Parties | For | For | ||||||||||
| Exelon Corporation | EXC | 30161N101 | USA | 17-Nov-11 | Special | Management | 1 | Issue Shares in Connection with Acquisition | For | For | ||||||||||
| Management | 2 | Adjourn Meeting | For | For | ||||||||||||||||
| Guoco Group Ltd. | 00053 | G42098122 | Bermuda | 25-Nov-11 | Special | Management | 1 | Approve Executive Share Option Scheme of GuocoLand (Malaysia) Berhad | For | Against | ||||||||||
| Guoco Group Ltd. | 00053 | G42098122 | Bermuda | 25-Nov-11 | Annual | Management | 1 | Declare Final Dividend | For | For | ||||||||||
| Management | 2 | Authorize Board to Fix Remuneration of Directors | For | For | ||||||||||||||||
| Management | 3 | Reelect Kwek Leng Hai as Director | For | For | ||||||||||||||||
| Management | 4 | Reelect Tan Lim Heng as Director | For | For | ||||||||||||||||
| Management | 5 | Reelect Roderic N. A. Sage as Director | For | For | ||||||||||||||||
| Management | 6 | Appoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||||||
| Management | 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | ||||||||||||||||
| Management | 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | ||||||||||||||||
| Management | 9 | Authorize Reissuance of Repurchased Shares | For | Against | ||||||||||||||||
| Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | Annual | Management | 1 | Elect Director Carol A. Bartz | For | For | ||||||||||
| Management | 2 | Elect Director M. Michele Burns | For | For | ||||||||||||||||
| Management | 3 | Elect Director Michael D. Capellas | For | For | ||||||||||||||||
| Management | 4 | Elect Director Larry R. Carter | For | For | ||||||||||||||||
| Management | 5 | Elect Director John T. Chambers | For | For | ||||||||||||||||
| Management | 6 | Elect Director Brian L. Halla | For | For | ||||||||||||||||
| Management | 7 | Elect Director John L. Hennessy | For | For | ||||||||||||||||
| Management | 8 | Elect Director Richard M. Kovacevich | For | For | ||||||||||||||||
| Management | 9 | Elect Director Roderick C. McGeary | For | For | ||||||||||||||||
| Management | 10 | Elect Director Arun Sarin | For | For | ||||||||||||||||
| Management | 11 | Elect Director Steven M. West | For | For | ||||||||||||||||
| Management | 12 | Elect Director Jerry Yang | For | For | ||||||||||||||||
| Management | 13 | Amend Omnibus Stock Plan | For | Against | ||||||||||||||||
| Management | 14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 16 | Ratify Auditors | For | For | ||||||||||||||||
| Share Holder | 17 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | ||||||||||||||||
| Share Holder | 18 | Report on Internet Fragmentation | Against | For | ||||||||||||||||
| Share Holder | 19 | Stock Retention/Holding Period | Against | For | ||||||||||||||||
| Village Main Reef Ltd | VIL | S92992122 | South Africa | 09-Dec-11 | Annual | Management | 1 | Elect Richard de Villiers as Director | For | For | ||||||||||
| Management | 2 | Elect Marius Saaiman as Director | For | For | ||||||||||||||||
| Management | 3 | Elect Baba Njenje as Director | For | For | ||||||||||||||||
| Management | 4 | Elect Gerard Kemp as Director | For | For | ||||||||||||||||
| Management | 5 | Reappoint PricewaterhouseCoopers as Auditors and D Shango as the Individual Registered Auditor | For | For | ||||||||||||||||
| Management | 6 | Re-elect Ferdi Dippenaar as Member of the Audit Committee | For | For | ||||||||||||||||
| Management | 7 | Re-elect Khethiwe McClain as Member of the Audit Committee | For | For | ||||||||||||||||
| Management | 8 | Elect Gerard Kemp as Member of the Audit Committee | For | For | ||||||||||||||||
| Management | 9 | Elect Roy Pitchford as Member of the Audit Committee | For | For | ||||||||||||||||
| Management | 10 | Place Authorised but Unissued Shares under Control of Directors | For | Against | ||||||||||||||||
| Management | 11 | Authorise Board to Issue Shares for Cash up to a Maximum of 15 Percent of Issued Share Capital | For | Against | ||||||||||||||||
| Management | 12 | Amend the Village Main Reef Forfeitable Share Plan 2010 | For | Against | ||||||||||||||||
| Management | 1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | For | For | ||||||||||||||||
| Management | 2 | Approve Financial Assistance for Subscription for Securities | For | Against | ||||||||||||||||
| Management | 3 | Adopt Memorandum of Incorporation | For | For |
| Company Name |
Ticker |
Security ID |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| Telecom Egypt SAE | ETEL | M87886103 | Egypt | 29-Jan-12 | Special | Management | 1 | Amend Articles 21, 26, and 28 of Company’s Basic Decree | For | Do Not Vote | ||||||||||
| Telecom Egypt SAE | ETEL | M87886103 | Egypt | 29-Jan-12 | Annual | Management | 1 | Approve Annual Salaries for Employees Pursuant to Egyptian Regulations | For | Do Not Vote | ||||||||||
| Management | 2 | Ratify Changes to the Board of Directors | For | Do Not Vote | ||||||||||||||||
| Management | 3 | Approve Dividends of EGP 0.30 per Share | For | Do Not Vote | ||||||||||||||||
| Tyson Foods, Inc. | TSN | 902494103 | USA | 03-Feb-12 | Annual | Management | 1.1 | Elect Director John Tyson | For | For | ||||||||||
| Management | 1.2 | Elect Director Kathleen M. Bader | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Gaurdie E. Banister, Jr. | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Jim Kever | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Kevin M. McNamara | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director Brad T. Sauer | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Robert Thurber | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director Barbara A. Tyson | For | For | ||||||||||||||||
| Management | 1.9 | Elect Director Albert C. Zapanta | For | For | ||||||||||||||||
| Management | 2 | Amend Omnibus Stock Plan | For | Against | ||||||||||||||||
| Management | 3 | Ratify Auditors | For | For | ||||||||||||||||
| Korea Electric Power Corp. | 015760 | 500631106 | South Korea | 20-Feb-12 | Special | Management | 1.1 | Elect Koo Bon-woo as Executive Director | None | For | ||||||||||
| Management | 1.2 | Elect Cho Sung-Hoon as Executive Director | None | Against | ||||||||||||||||
| KT Corp. | 030200 | 48268K101 | South Korea | 16-Mar-12 | Annual | Management | 1 | Reelect Lee Suk-Chae as CEO | For | For | ||||||||||
| Management | 2 | Approve Appropriation of Income and Dividend of KRW 2,000 per Share | For | For | ||||||||||||||||
| Management | 3 | Amend Articles of Incorporation | For | For | ||||||||||||||||
| Management | 4.1 | Reelect Lee Sang-Hoon as Inside Director | For | For | ||||||||||||||||
| Management | 4.2 | Reelect Pyo Hyun-Myung as Inside Director | For | For | ||||||||||||||||
| Management | 4.3 | Reelect Kim Eung-Han as Outside Director | For | For | ||||||||||||||||
| Management | 4.4 | Elect Sung Keuk-Jae as Outside Director | For | For | ||||||||||||||||
| Management | 4.5 | Reelect Lee Chun-Ho as Outside Director | For | For | ||||||||||||||||
| Management | 4.6 | Elect Cha Sang-Kyoon as Outside Director | For | For | ||||||||||||||||
| Management | 5 | Relect Kim Eung-Han as Member of Audit Committee | For | For | ||||||||||||||||
| Management | 6 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | ||||||||||||||||
| Management | 7 | Approve CEO Management Agreement | For | For | ||||||||||||||||
| Korea Electric Power Corp. | 015760 | 500631106 | South Korea | 30-Mar-12 | Annual | Management | 1 | Approve Financial Statements and Disposition of Loss | For | For | ||||||||||
| Management | 2 | Amend Articles of Incorporation | For | For | ||||||||||||||||
| Management | 3 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | ||||||||||||||||
| Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | Annual | Management | 1 | Elect Director John A. Canning, Jr. | For | For | ||||||||||
| Management | 2 | Elect Director Christopher M. Crane | For | For | ||||||||||||||||
| Management | 3 | Elect Director M. Walter D’Alessio | For | For | ||||||||||||||||
| Management | 4 | Elect Director Nicholas DeBenedictis | For | For | ||||||||||||||||
| Management | 5 | Elect Director Nelson A. Diaz | For | For | ||||||||||||||||
| Management | 6 | Elect Director Sue L. Gin | For | For | ||||||||||||||||
| Management | 7 | Elect Director Rosemarie B. Greco | For | For | ||||||||||||||||
| Management | 8 | Elect Director Paul L. Joskow, Ph. D. | For | For | ||||||||||||||||
| Management | 9 | Elect Director Richard W. Mies | For | For | ||||||||||||||||
| Management | 10 | Elect Director John M. Palms, Ph. D. | For | For | ||||||||||||||||
| Management | 11 | Elect Director William C. Richardson, Ph. D. | For | For | ||||||||||||||||
| Management | 12 | Elect Director Thomas J. Ridge | For | For | ||||||||||||||||
| Management | 13 | Elect Director John W. Rogers, Jr. | For | For | ||||||||||||||||
| Management | 14 | Elect Director John W. Rowe | For | For | ||||||||||||||||
| Management | 15 | Elect Director Stephen D. Steinour | For | For | ||||||||||||||||
| Management | 16 | Elect Director Don Thompson | For | For | ||||||||||||||||
| Management | 17 | Elect Director Ann C. Berzin | For | For | ||||||||||||||||
| Management | 18 | Elect Director Yves C. de Balmann | For | For | ||||||||||||||||
| Management | 19 | Elect Director Robert J. Lawless | For | For | ||||||||||||||||
| Management | 20 | Elect Director Mayo A. Shattuck III | For | For | ||||||||||||||||
| Management | 21 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 22 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against |
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| Stora Enso Oyj | STERV | 86210M106 | Finland | 24-Apr-12 | Annual | Management | 1 | Open Meeting | ||||||||||||
| Management | 2 | Call the Meeting to Order | ||||||||||||||||||
| Management | 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | ||||||||||||||||||
| Management | 4 | Acknowledge Proper Convening of Meeting | ||||||||||||||||||
| Management | 5 | Prepare and Approve List of Shareholders | ||||||||||||||||||
| Management | 6 | Receive Financial Statements and Statutory Reports; Receive CEO’s Review | ||||||||||||||||||
| Management | 7 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||||||||
| Management | 8 | Approve Allocation of Income and Dividends of EUR 0.30 Per Share | For | For | ||||||||||||||||
| Management | 9 | Approve Discharge of Board and President | For | For | ||||||||||||||||
| Management | 10 | Approve Remuneration of Directors in the Amount of EUR 170,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 70,000 for Other Directors; Approve Remuneration for Committee Work | For | For | ||||||||||||||||
| Management | 11 | Fix Number of Directors at eight | For | For | ||||||||||||||||
| Management | 12 | Reelect Gunnar Brock, Birgitta Kantola, Mikael Makinen, Juha Rantanen, Hans Straberg, Matti Vuoria, and Marcus Wallenberg as Directors; Elect Hock Goh as New Director | For | For | ||||||||||||||||
| Management | 13 | Approve Remuneration of Auditors | For | For | ||||||||||||||||
| Management | 14 | Ratify Deloitte & Touche Oy as Auditors | For | For | ||||||||||||||||
| Management | 15 | Elect Members of Nominating Committee | For | For | ||||||||||||||||
| Management | 16 | Presentation of Minutes of the Meeting | ||||||||||||||||||
| Management | 17 | Close Meeting |
Nuveen Preferred Income Opportunities Fund
Symphony Asset Management
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| Citadel Broadcasting Corporation | CDELB | 17285T304 | USA | 15-Sep-11 | Special | Management | 1 | Approve Merger Agreement | For | For | ||||||||||
| Management | 2 | Adjourn Meeting | For | For | ||||||||||||||||
| Management | 3.1 | Elect Director Jonathan Mandel | For | For | ||||||||||||||||
| Management | 3.2 | Elect Director Gregory Mrva | For | For | ||||||||||||||||
| Management | 4 | Advisory Vote on Golden Parachutes | For | Against | ||||||||||||||||
| Management | 5 | Ratify Auditors | For | For | ||||||||||||||||
| MGM Holdings Inc. | USA | 19-Dec-11 | Annual | Management | 1.1 | Elect Director Gary Barber | For | |||||||||||||
| Management | 1.2 | Elect Director Ann Mather | For | |||||||||||||||||
| Management | 1.3 | Elect Director Roger Birnbaum | For | |||||||||||||||||
| Management | 1.4 | Elect Director Christopher Pucillo | For | |||||||||||||||||
| Management | 1.5 | Elect Director James Dondero | For | |||||||||||||||||
| Management | 1.6 | Elect Director Frederic G. Reynolds | For | |||||||||||||||||
| Management | 1.7 | Elect Director Jason O. Hirschhorn | For | |||||||||||||||||
| Management | 1.8 | Elect Director Kevin Ulrich | For | |||||||||||||||||
| Management | 2 | Elect Independent Director Peter Liguori | For | |||||||||||||||||
| Aggreko plc | AGK | G0116S102 | United Kingdom | 05-Jul-11 | Special | Management | 1 | Approve Return of Cash to Shareholders | For | For | ||||||||||
| Burberry Group plc | BRBY | G1699R107 | United Kingdom | 14-Jul-11 | Annual | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||
| Management | 2 | Approve Remuneration Report | For | For | ||||||||||||||||
| Management | 3 | Approve Final Dividend | For | For | ||||||||||||||||
| Management | 4 | Re-elect John Peace as Director | For | For | ||||||||||||||||
| Management | 5 | Re-elect Angela Ahrendts as Director | For | For | ||||||||||||||||
| Management | 6 | Re-elect Philip Bowman as Director | For | For | ||||||||||||||||
| Management | 7 | Re-elect Ian Carter as Director | For | For | ||||||||||||||||
| Management | 8 | Re-elect Stacey Cartwright as Director | For | For | ||||||||||||||||
| Management | 9 | Re-elect Stephanie George as Director | For | For | ||||||||||||||||
| Management | 10 | Re-elect David Tyler as Director | For | For | ||||||||||||||||
| Management | 11 | Re-elect John Smith as Director | For | For | ||||||||||||||||
| Management | 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | ||||||||||||||||
| Management | 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | ||||||||||||||||
| Management | 14 | Approve Sharesave Plan 2011 | For | For | ||||||||||||||||
| Management | 15 | Authorise EU Political Donations and Expenditure | For | For | ||||||||||||||||
| Management | 16 | Authorise Market Purchase | For | For | ||||||||||||||||
| Management | 17 | Authorise Issue of Equity with Pre-emptive Rights | For | For | ||||||||||||||||
| Management | 18 | Authorise Issue of Equity without Pre-emptive Rights | For | For | ||||||||||||||||
| Management | 19 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For |
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| Vodafone Group plc | VOD | G93882135 | United Kingdom | 26-Jul-11 | Annual | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||
| Management | 2 | Elect Gerard Kleisterlee as Director | For | For | ||||||||||||||||
| Management | 3 | Re-elect John Buchanan as Director | For | For | ||||||||||||||||
| Management | 4 | Re-elect Vittorio Colao as Director | For | For | ||||||||||||||||
| Management | 5 | Re-elect Michel Combes as Director | For | For | ||||||||||||||||
| Management | 6 | Re-elect Andy Halford as Director | For | For | ||||||||||||||||
| Management | 7 | Re-elect Stephen Pusey as Director | For | For | ||||||||||||||||
| Management | 8 | Elect Renee James as Director | For | For | ||||||||||||||||
| Management | 9 | Re-elect Alan Jebson as Director | For | For | ||||||||||||||||
| Management | 10 | Re-elect Samuel Jonah as Director | For | For | ||||||||||||||||
| Management | 11 | Re-elect Nick Land as Director | For | For | ||||||||||||||||
| Management | 12 | Re-elect Anne Lauvergeon as Director | For | For | ||||||||||||||||
| Management | 13 | Re-elect Luc Vandevelde as Director | For | For | ||||||||||||||||
| Management | 14 | Re-elect Anthony Watson as Director | For | For | ||||||||||||||||
| Management | 15 | Re-elect Philip Yea as Director | For | For | ||||||||||||||||
| Management | 16 | Approve Final Dividend | For | For | ||||||||||||||||
| Management | 17 | Approve Remuneration Report | For | For | ||||||||||||||||
| Management | 18 | Reappoint Deloitte LLP as Auditors | For | For | ||||||||||||||||
| Management | 19 | Authorise Audit Committee to Fix Remuneration of Auditors | For | For | ||||||||||||||||
| Management | 20 | Authorise Issue of Equity with Pre-emptive Rights | For | For | ||||||||||||||||
| Management | 21 | Authorise Issue of Equity without Pre-emptive Rights | For | For | ||||||||||||||||
| Management | 22 | Authorise Market Purchase | For | For | ||||||||||||||||
| Management | 23 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | ||||||||||||||||
| Koninklijke Boskalis Westminster NV | N14952266 | Netherlands | 17-Aug-11 | Special | Management | 1 | Open Meeting | |||||||||||||
| Management | 2 | Appoint J. M. Hessels as Chairman of the Supervisory Board | For | For | ||||||||||||||||
| Management | 3 | Other Business (Non-Voting) | ||||||||||||||||||
| Management | 4 | Close Meeting | ||||||||||||||||||
| Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | Israel | 19-Sep-11 | Annual | Management | 1 | Approve Final Dividend | For | For | ||||||||||
| Management | 2.1 | Elect Chaim Hurvitz as Director | For | For | ||||||||||||||||
| Management | 2.2 | Elect Ory Slonim as Director | For | For | ||||||||||||||||
| Management | 2.3 | Elect Dan Suesskind as Director | For | For | ||||||||||||||||
| Management | 3.1 | Elect Joseph Nitzani as External Director and Approve His Remuneration | For | For | ||||||||||||||||
| Management | 3.2 | Elect Dafna Schwartz as External Director and Approve Her Remuneration | For | For | ||||||||||||||||
| Management | 4 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||||||
| Management | 5 | Approve Director/Officer Liability and Indemnification Insurance | For | For | ||||||||||||||||
| Management | 6.1 | Amend Remuneration of Vice Chairman | For | For | ||||||||||||||||
| Management | 6.2 | Approve Reimbursement of Expenses of Board Chairman | For | For |
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| Yue Yuen Industrial (Holdings) Ltd. | 00551 | G98803144 | Hong Kong | 28-Sep-11 | Special | Management | 1 | Approve Period Caps and Transactions Contemplated Under the Third Supplemental Production Agreement | For | For | ||||||||||
| Management | 2 | Approve Period Caps and Transactions Contemplated Under the Third Supplemental PCC Management Service Agreement | For | For | ||||||||||||||||
| Management | 3 | Approve Period Caps and Transactions Contemplated Under the Third Supplemental PCC Services Agreement | For | For | ||||||||||||||||
| Management | 4 | Approve Period Caps and Transactions Contemplated Under the Second Supplemental PCC Connected Sales Agreement | For | For | ||||||||||||||||
| Management | 5 | Approve Period Caps and Transactions Contemplated Under the Second Supplemental PCC Connected Purchases Agreement | For | For | ||||||||||||||||
| Management | 6 | Approve Period Caps and Transactions Contemplated Under the Second Supplemental Pou Chien Lease Agreement | For | For | ||||||||||||||||
| Management | 7 | Approve Period Caps and Transactions Contemplated Under the Second Supplemental Pou Yuen Lease Agreement | For | For | ||||||||||||||||
| Management | 8 | Approve Period Caps and Transactions Contemplated Under the Second Supplemental Yue Dean Lease Agreement | For | For | ||||||||||||||||
| Management | 9 | Approve Period Caps and Transactions Contemplated Under the Supplemental Pou Chien Technology Lease Agreement | For | For | ||||||||||||||||
| Management | 10 | Approve Period Caps and Transactions Contemplated Under the Third Supplemental GBD Management Service Agreement | For | For | ||||||||||||||||
| Management | 11 | Approve Period Caps and Transactions Contemplated Under the Third Supplemental Godalming Tenancy Agreement | For | For |
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| BHP Billiton Limited | BHP | Q1498M100 | Australia | 17-Nov-11 | Annual | Management | 1 | Accept Financial Statements and Statutory Reports for BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||
| Management | 2 | Elect Lindsay Maxsted as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
| Management | 3 | Elect Shriti Vadera as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
| Management | 4 | Elect Malcolm Broomhead as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
| Management | 5 | Elect John Buchanan as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
| Management | 6 | Elect Carlos Cordeiro as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
| Management | 7 | Elect David Crawford as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
| Management | 8 | Elect Carolyn Hewson as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
| Management | 9 | Elect Marius Kloppers as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
| Management | 10 | Elect Wayne Murdy as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
| Management | 11 | Elect Keith Rumble as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
| Management | 12 | Elect John Schubert as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
| Management | 13 | Elect Jacques Nasser as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
| Management | 14 | Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc | For | For | ||||||||||||||||
| Management | 15 | Approve the Authority to Issue Shares in BHP Biliton Plc | For | For | ||||||||||||||||
| Management | 16 | Approve the Authority to Issue Shares in BHP Biliton Plc for Cash | For | For | ||||||||||||||||
| Management | 17 | Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc | For | For | ||||||||||||||||
| Management | 18 | Approve the Remuneration Report | For | For | ||||||||||||||||
| Management | 19 | Approve the Termination Benefits for Group Management Committee Members | For | For | ||||||||||||||||
| Management | 20 | Approve the Grant of Awards to Marius Kloppers under the Group Incentive Scheme and the Long Term Incentive Plan | For | For | ||||||||||||||||
| Millicom International Cellular S.A. | MIC | L6388F128 | Luxembourg | 02-Dec-11 | Special | Management | 1 | Elect Jean-Michel Schmit as Chairman of Meeting | For | For | ||||||||||
| Management | 2 | Approve Interim Dividends of USD 3.00 per Share | For | For | ||||||||||||||||
| Siemens AG | SIE | D69671218 | Germany | 24-Jan-12 | Annual | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010/2011 (Non-Voting) | ||||||||||||
| Management | 2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | For | For | ||||||||||||||||
| Management | 3 | Approve Discharge of Management Board for Fiscal 2010/2011 | For | For | ||||||||||||||||
| Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2010/2011 | For | For | ||||||||||||||||
| Management | 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011/2012 | For | For | ||||||||||||||||
| Share Holder | 6 | Amend Articles Re: Female Representation on the Supervisory Board | Against | Against |
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| Fraser and Neave Limited | F99 | Y2642C155 | Singapore | 27-Jan-12 | Annual | Management | 1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | ||||||||||
| Management | 1 | Authorize Share Repurchase Program | For | For | ||||||||||||||||
| Management | 2 | Approve Final Dividend of SGD 0.12 Per Share | For | For | ||||||||||||||||
| Management | 3a | Reelect Timothy Chia Chee Ming as Director | For | For | ||||||||||||||||
| Management | 3b | Reelect Koh Beng Seng as Director | For | For | ||||||||||||||||
| Management | 3c | Reelect Tan Chong Meng as Director | For | For | ||||||||||||||||
| Management | 3d | Reelect Seek Ngee Huat as Director | For | For | ||||||||||||||||
| Management | 4 | Approve Directors’ Fees of SGD 2.9 Million for the Year Ending Sept. 30, 2012 | For | For | ||||||||||||||||
| Management | 5 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||||||
| Management | 6 | Approve Issuance of Equity or Equity-Linked Securities with Preemptive Rights | For | For | ||||||||||||||||
| Management | 7 | Approve Grant of Options and Issuance of Shares Under the Fraser and Neave, Limited Executives’ Share Option Scheme 1999 | For | Against | ||||||||||||||||
| Management | 8 | Approve Grant of Awards and Issuance of Shares Under the F&N Restricted Share Plan and/or the F&N Performance Share Plan | For | For | ||||||||||||||||
| Management | 9 | Approve Issuance of Shares Pursuant to the Fraser and Neave, Limited Scrip Dividend Scheme | For | For | ||||||||||||||||
| Management | 10 | Other Business (Voting) | For | Against | ||||||||||||||||
| Novartis AG | NOVN | H5820Q150 | Switzerland | 23-Feb-12 | Annual | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||
| Management | 2 | Approve Discharge of Board and Senior Management | For | For | ||||||||||||||||
| Management | 3 | Approve Allocation of Income and Dividends of CHF 2.25 per Share | For | For | ||||||||||||||||
| Management | 4 | Approve CHF 19.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | ||||||||||||||||
| Management | 5.1.1 | Reelect Sikrant Datar as Director | For | For | ||||||||||||||||
| Management | 5.1.2 | Reelect Andreas von Planta as Director | For | For | ||||||||||||||||
| Management | 5.1.3 | Reelect Wendelin Wiedeking as Director | For | For | ||||||||||||||||
| Management | 5.1.4 | Reelect William Brody as Director | For | For | ||||||||||||||||
| Management | 5.1.5 | Reelect Rolf Zinkernagel as Director | For | For | ||||||||||||||||
| Management | 5.2 | Elect Dimitri Azar as Director | For | For | ||||||||||||||||
| Management | 6 | Ratify PricewaterhouseCoopers as Auditors | For | For | ||||||||||||||||
| Kone Corporation | KNEBV | X4551T105 | Finland | 05-Mar-12 | Annual | Management | 1 | Open Meeting | ||||||||||||
| Management | 2 | Call the Meeting to Order | ||||||||||||||||||
| Management | 3 | Designate Inspector or Shareholder Representative of Minutes of Meeting | For | For | ||||||||||||||||
| Management | 4 | Acknowledge Proper Convening of Meeting | For | For | ||||||||||||||||
| Management | 5 | Prepare and Approve List of Shareholders | For | For | ||||||||||||||||
| Management | 6 | Receive Financial Statements and Statutory Reports, the Board’s Report, and the Auditor’s Report; Receive Review by the CEO | ||||||||||||||||||
| Management | 7 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||||||||
| Management | 8 | Approve Allocation of Income and Dividends of EUR 1.395 Per Class A Share and EUR 1.40 Per Class B Share | For | For | ||||||||||||||||
| Management | 9 | Approve Discharge of Members and Deputy Members of the Board and the CEO | For | For | ||||||||||||||||
| Management | 10 | Approve Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, and EUR 33,000 for Other Directors; Approve Remuneration for Committee Work | For | For | ||||||||||||||||
| Management | 11 | Fix Number of Directors at Nine and Deputy Directors at Zero | For | For | ||||||||||||||||
| Management | 12 | Reelect Matti Alahuhta, Anne Brunila, Reino Hanhinen, Antti Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, and Sirpa Pietikainen as Directors; Elect Shinichiro Akiba and Jussi Herlin as New Directors | For | Against | ||||||||||||||||
| Management | 13 | Approve Remuneration of Auditors | For | For | ||||||||||||||||
| Management | 14 | Fix Number of Auditors at Two | For | For | ||||||||||||||||
| Management | 15 | Ratify PricewaterhouseCoopers and Heikki Lassila as Auditors | For | For | ||||||||||||||||
| Management | 16 | Authorize Repurchase of up to 3.8 Million Class A Shares and 21.8 Million Class B Shares | For | For | ||||||||||||||||
| Management | 17 | Amend Articles Re: Convocation of General Meeting and Board of Directors | For | For | ||||||||||||||||
| Management | 18 | Close Meeting |
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| Yue Yuen Industrial (Holdings) Ltd. | 00551 | G98803144 | Hong Kong | 07-Mar-12 | Annual | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||
| Management | 2 | Approve Final Dividend of HK$0.56 Per Share | For | For | ||||||||||||||||
| Management | 3a | Reelect Kung Sung Yen as Director | For | Against | ||||||||||||||||
| Management | 3b | Reelect Li I Nan, Steve as Director | For | Against | ||||||||||||||||
| Management | 3c | Reelect Liu Len Yu as Director | For | For | ||||||||||||||||
| Management | 3d | Reelect Leung Yee Sik as Director | For | For | ||||||||||||||||
| Management | 3e | Reelect Chu Li-Sheng as Director | For | For | ||||||||||||||||
| Management | 3f | Authorize Board to Fix the Remuneration of Directors | For | For | ||||||||||||||||
| Management | 4 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||||||
| Management | 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | ||||||||||||||||
| Management | 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | ||||||||||||||||
| Management | 5c | Authorize Reissuance of Repurchased Shares | For | Against | ||||||||||||||||
| Management | 6 | Approve Amendments to the Share Option Scheme of Pou Sheng International (Holdings) Ltd. | For | Against | ||||||||||||||||
| Management | 7 | Amend Bylaws of the Company | For | For | ||||||||||||||||
| Management | 8 | Adopt New Bylaws of the Company | For | For | ||||||||||||||||
| Canon Inc. | 7751 | J05124144 | Japan | 29-Mar-12 | Annual | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | For | For | ||||||||||
| Management | 2 | Amend Articles To Authorize Internet Disclosure of Shareholder Meeting Materials - Indemnify Directors and Statutory Auditors | For | For | ||||||||||||||||
| Management | 3.1 | Elect Director Mitarai, Fujio | For | For | ||||||||||||||||
| Management | 3.2 | Elect Director Tanaka, Toshizo | For | For | ||||||||||||||||
| Management | 3.3 | Elect Director Ikoma, Toshiaki | For | For | ||||||||||||||||
| Management | 3.4 | Elect Director Watanabe, Kunio | For | For | ||||||||||||||||
| Management | 3.5 | Elect Director Adachi, Yoroku | For | For | ||||||||||||||||
| Management | 3.6 | Elect Director Mitsuhashi, Yasuo | For | For | ||||||||||||||||
| Management | 3.7 | Elect Director Matsumoto, Shigeyuki | For | For | ||||||||||||||||
| Management | 3.8 | Elect Director Homma, Toshio | For | For | ||||||||||||||||
| Management | 3.9 | Elect Director Nakaoka, Masaki | For | For | ||||||||||||||||
| Management | 3.10 | Elect Director Honda, Haruhisa | For | For | ||||||||||||||||
| Management | 3.11 | Elect Director Ozawa, Hideki | For | For | ||||||||||||||||
| Management | 3.12 | Elect Director Maeda, Masaya | For | For | ||||||||||||||||
| Management | 3.13 | Elect Director Tani, Yasuhiro | For | For | ||||||||||||||||
| Management | 3.14 | Elect Director Araki, Makoto | For | For | ||||||||||||||||
| Management | 3.15 | Elect Director Suematsu, Hiroyuki | For | For | ||||||||||||||||
| Management | 3.16 | Elect Director Uzawa, Shigeyuki | For | For | ||||||||||||||||
| Management | 3.17 | Elect Director Nagasawa, Kenichi | For | For | ||||||||||||||||
| Management | 3.18 | Elect Director Otsuka, Naoji | For | For | ||||||||||||||||
| Management | 4 | Appoint Statutory Auditor Uramoto, Kengo | For | For | ||||||||||||||||
| Management | 5 | Approve Retirement Bonus Payment for Directors | For | Against | ||||||||||||||||
| Management | 6 | Approve Annual Bonus Payment to Directors | For | For | ||||||||||||||||
| The Toronto-Dominion Bank | TD | 891160509 | Canada | 29-Mar-12 | Annual | Management | 1.1 | Elect Director William E. Bennett | For | For | ||||||||||
| Management | 1.2 | Elect Director Hugh J. Bolton | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director John L. Bragg | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Amy W. Brinkley | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director W. Edmund Clark | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director Colleen A. Goggins | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Henry H. Ketcham | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director Brian M. Levitt | For | For | ||||||||||||||||
| Management | 1.9 | Elect Director Harold H. MacKay | For | For | ||||||||||||||||
| Management | 1.10 | Elect Director Karen E. Maidment | For | For | ||||||||||||||||
| Management | 1.11 | Elect Director Irene R. Miller | For | For | ||||||||||||||||
| Management | 1.12 | Elect Director Nadir H. Mohamed | For | For | ||||||||||||||||
| Management | 1.13 | Elect Director Wilbur J. Prezzano | For | For | ||||||||||||||||
| Management | 1.14 | Elect Director Helen K. Sinclair | For | For | ||||||||||||||||
| Management | 1.15 | Elect Director John M. Thompson | For | For | ||||||||||||||||
| Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote on Executive Compensation Approach | For | For | ||||||||||||||||
| Management | 4 | Re-approve 2000 Stock Incentive Plan | For | For | ||||||||||||||||
| Management | 5 | Amend 2000 Stock Incentive Plan | For | For | ||||||||||||||||
| Share Holder | 6 | SP A: Increase Disclosure of Executive Compensation | Against | Against | ||||||||||||||||
| Share Holder | 7 | SP B: Require Independence of Directors | Against | Against | ||||||||||||||||
| Share Holder | 8 | SP C: Establish Director Stock Ownership Requirement | Against | Against |
| Company |
Ticker |
CUSIP |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| McKesson Corporation | MCK | 58155Q103 | USA | 27-Jul-11 | Annual | Management | 1 | Elect Director Andy D. Bryant | For | For | ||||||||||
| Management | 2 | Elect Director Wayne A. Budd | For | For | ||||||||||||||||
| Management | 3 | Elect Director John H. Hammergren | For | For | ||||||||||||||||
| Management | 4 | Elect Director Alton F. Irby III | For | For | ||||||||||||||||
| Management | 5 | Elect Director M. Christine Jacobs | For | For | ||||||||||||||||
| Management | 6 | Elect Director Marie L. Knowles | For | For | ||||||||||||||||
| Management | 7 | Elect Director David M. Lawrence | For | For | ||||||||||||||||
| Management | 8 | Elect Director Edward A. Mueller | For | For | ||||||||||||||||
| Management | 9 | Elect Director Jane E. Shaw | For | For | ||||||||||||||||
| Management | 10 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | ||||||||||||||||
| Management | 12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 13 | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation That Adversely Affects Holders of Series A Junior Participating Preferred Stock | For | For | ||||||||||||||||
| Management | 14 | Reduce Supermajority Vote Requirement to Amend Bylaws | For | For | ||||||||||||||||
| Management | 15 | Reduce Supermajority Vote Requirement and “Fair Price” Provision Applicable to Certain Business Combinations | For | For | ||||||||||||||||
| Management | 16 | Amend Certificate of Incorporation to Remove Transitional Provision Related to Eliminated Classified Board Structure | For | For | ||||||||||||||||
| Management | 17 | Amend Certificate of Incorporation to Conform the “Interested Transactions” Provisions and the Stockholder Action Provision | For | For | ||||||||||||||||
| Share Holder | 18 | Stock Retention/Holding Period | Against | For | ||||||||||||||||
| H. J. Heinz Company | HNZ | 423074103 | USA | 30-Aug-11 | Annual | Management | 1 | Elect Director William R. Johnson | For | For | ||||||||||
| Management | 2 | Elect Director Charles E. Bunch | For | For | ||||||||||||||||
| Management | 3 | Elect Director Leonard S. Coleman, Jr. | For | For | ||||||||||||||||
| Management | 4 | Elect Director John G. Drosdick | For | For | ||||||||||||||||
| Management | 5 | Elect Director Edith E. Holiday | For | For | ||||||||||||||||
| Management | 6 | Elect Director Candace Kendle | For | For | ||||||||||||||||
| Management | 7 | Elect Director Dean R. O’Hare | For | For | ||||||||||||||||
| Management | 8 | Elect Director Nelson Peltz | For | For | ||||||||||||||||
| Management | 9 | Elect Director Dennis H. Reilley | For | For | ||||||||||||||||
| Management | 10 | Elect Director Lynn C. Swann | For | For | ||||||||||||||||
| Management | 11 | Elect Director Thomas J. Usher | For | For | ||||||||||||||||
| Management | 12 | Elect Director Michael F. Weinstein | For | For | ||||||||||||||||
| Management | 13 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| NetApp, Inc. | NTAP | 64110D104 | USA | 31-Aug-11 | Annual | Management | 1.1 | Elect Director Daniel J. Warmenhoven | For | For | ||||||||||
| Management | 1.2 | Elect Director Nicholas G. Moore | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Thomas Georgens | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Jeffry R. Allen | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Allan L. Earhart | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director Gerald Held | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director T. Michael Nevens | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director George T. Shaheen | For | For | ||||||||||||||||
| Management | 1.9 | Elect Director Robert T. Wall | For | For | ||||||||||||||||
| Management | 1.10 | Elect Director Richard P. Wallace | For | For | ||||||||||||||||
| Management | 2 | Amend Omnibus Stock Plan | For | For | ||||||||||||||||
| Management | 3 | Amend Qualified Employee Stock Purchase Plan | For | For | ||||||||||||||||
| Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 6 | Ratify Auditors | For | For |
| Company |
Ticker |
CUSIP |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| FedEx Corporation | FDX | 31428X106 | USA | 26-Sep-11 | Annual | Management | 1 | Elect Director James L. Barksdale | For | For | ||||||||||
| Management | 2 | Elect Director John A. Edwardson | For | For | ||||||||||||||||
| Management | 3 | Elect Director Shirley Ann Jackson | For | For | ||||||||||||||||
| Management | 4 | Elect Director Steven R. Loranger | For | For | ||||||||||||||||
| Management | 5 | Elect Director Gary W. Loveman | For | For | ||||||||||||||||
| Management | 6 | Elect Director R. Brad Martin | For | For | ||||||||||||||||
| Management | 7 | Elect Director Joshua Cooper Ramo | For | For | ||||||||||||||||
| Management | 8 | Elect Director Susan C. Schwab | For | For | ||||||||||||||||
| Management | 9 | Elect Director Frederick W. Smith | For | For | ||||||||||||||||
| Management | 10 | Elect Director Joshua I. Smith | For | For | ||||||||||||||||
| Management | 11 | Elect Director David P. Steiner | For | For | ||||||||||||||||
| Management | 12 | Elect Director Paul S. Walsh | For | For | ||||||||||||||||
| Management | 13 | Provide Right to Call Special Meeting | For | For | ||||||||||||||||
| Management | 14 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Share Holder | 17 | Require Independent Board Chairman | Against | For | ||||||||||||||||
| Share Holder | 18 | Stock Retention/Holding Period | Against | For | ||||||||||||||||
| Share Holder | 19 | Report on Political Contributions | Against | For | ||||||||||||||||
| The Mosaic Company | MOS | 61945A107 | USA | 06-Oct-11 | Annual | Management | 1.1 | Elect Director Nancy E. Cooper | For | For | ||||||||||
| Management | 1.2 | Elect Director James L. Popowich | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director James T. Prokopanko | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Steven M. Seibert | For | For | ||||||||||||||||
| Management | 2 | Approve Conversion of Securities | For | For | ||||||||||||||||
| Management | 3 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | Annual | Management | 1.1 | Elect Director Jeffrey S. Berg | For | For | ||||||||||
| Management | 1.2 | Elect Director H. Raymond Bingham | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Michael J. Boskin | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Safra A. Catz | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Bruce R. Chizen | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director George H. Conrades | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Lawrence J. Ellison | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director Hector Garcia-Molina | For | For | ||||||||||||||||
| Management | 1.9 | Elect Director Jeffrey O. Henley | For | For | ||||||||||||||||
| Management | 1.10 | Elect Director Mark V. Hurd | For | For | ||||||||||||||||
| Management | 1.11 | Elect Director Donald L. Lucas | For | For | ||||||||||||||||
| Management | 1.12 | Director Naomi O. Seligman | For | For | ||||||||||||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | ||||||||||||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | None | One Year | ||||||||||||||||
| Management | 4 | Ratify Auditors | For | For | ||||||||||||||||
| Share Holder | 5 | Stock Retention/Holding Period | Against | For | ||||||||||||||||
| CareFusion Corporation | CFN | 14170T101 | USA | 02-Nov-11 | Annual | Management | 1 | Elect Director Jacqueline B. Kosecoff, Ph.D. | For | For | ||||||||||
| Management | 2 | Elect Director Michael D. O’Halleran | For | For | ||||||||||||||||
| Management | 3 | Elect Director Robert P. Wayman | For | For | ||||||||||||||||
| Management | 4 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 6 | Advisory Vote on Say on Pay Frequency | One Year | One Year |
| Company |
Ticker |
CUSIP |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | Annual | Management | 1 | Elect Director Steven A. Ballmer | For | For | ||||||||||
| Management | 2 | Elect Director Dina Dublon | For | For | ||||||||||||||||
| Management | 3 | Elect Director William H. Gates, III | For | For | ||||||||||||||||
| Management | 4 | Elect Director Raymond V. Gilmartin | For | For | ||||||||||||||||
| Management | 5 | Elect Director Reed Hastings | For | For | ||||||||||||||||
| Management | 6 | Elect Director Maria M. Klawe | For | For | ||||||||||||||||
| Management | 7 | Elect Director David F. Marquardt | For | For | ||||||||||||||||
| Management | 8 | Elect Director Charles H. Noski | For | For | ||||||||||||||||
| Management | 9 | Elect Director Helmut Panke | For | For | ||||||||||||||||
| Management | 10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 12 | Ratify Auditors | For | For | ||||||||||||||||
| Share Holder | 13 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | ||||||||||||||||
| Monsanto Company | MON | 61166W101 | USA | 24-Jan-12 | Annual | Management | 1 | Elect Directors Janice L. Fields | For | For | ||||||||||
| Management | 2 | Elect Directors Hugh Grant | For | For | ||||||||||||||||
| Management | 3 | Elect Directors C. Steven McMillan | For | For | ||||||||||||||||
| Management | 4 | Elect Directors Robert J. Stevens | For | For | ||||||||||||||||
| Management | 5 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 7 | Amend Omnibus Stock Plan | For | For | ||||||||||||||||
| Share Holder | 8 | Report on Risk of Genetically Engineered Products | Against | Against | ||||||||||||||||
| Costco Wholesale Corporation | COST | 22160K105 | USA | 26-Jan-12 | Annual | Management | 1.1 | Elect Director James D. Sinegal | For | For | ||||||||||
| Management | 1.2 | Elect Director Jeffrey H. Brotman | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Richard A. Galanti | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Daniel J. Evans | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Jeffrey S. Raikes | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Amend Omnibus Stock Plan | For | For | ||||||||||||||||
| Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Becton, Dickinson and Company | BDX | 075887109 | USA | 31-Jan-12 | Annual | Management | 1 | Elect Director Basil L. Anderson | For | For | ||||||||||
| Management | 2 | Elect Director Henry P. Becton, Jr. | For | For | ||||||||||||||||
| Management | 3 | Elect Director Edward F. Degraan | For | For | ||||||||||||||||
| Management | 4 | Elect Director Vincent A. Forlenza | For | For | ||||||||||||||||
| Management | 5 | Elect Director Claire M. Fraser-liggett | For | For | ||||||||||||||||
| Management | 6 | Elect Director Christopher Jones | For | For | ||||||||||||||||
| Management | 7 | Elect Director Marshall O. Larsen | For | For | ||||||||||||||||
| Management | 8 | Elect Director Edward J. Ludwig | For | For | ||||||||||||||||
| Management | 9 | Elect Director Adel A.F. Mahmoud | For | For | ||||||||||||||||
| Management | 10 | Elect Director Gary A. Mecklenburg | For | For | ||||||||||||||||
| Management | 11 | Elect Director James F. Orr | For | For | ||||||||||||||||
| Management | 12 | Elect Director Willard J. Overlock, Jr | For | For | ||||||||||||||||
| Management | 13 | Elect Director Bertram L. Scott | For | For | ||||||||||||||||
| Management | 14 | Elect Director Alfred Sommer | For | For | ||||||||||||||||
| Management | 15 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Share Holder | 17 | Provide for Cumulative Voting | Against | For |
| Company |
Ticker |
CUSIP |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| Superior Energy Services, Inc. | SPN | 868157108 | USA | 07-Feb-12 | Special | Management | 1 | Issue Shares in Connection with Acquisition | For | For | ||||||||||
| Management | 2 | Increase Authorized Common Stock | For | For | ||||||||||||||||
| Management | 3 | Adjourn Meeting | For | For | ||||||||||||||||
| Accenture plc | CSA | G1151C101 | Ireland | 09-Feb-12 | Annual | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||
| Management | 2 | Reelect Dina Dublon as a Director | For | For | ||||||||||||||||
| Management | 3 | Reelect William D. Green as a Director | For | For | ||||||||||||||||
| Management | 4 | Reelect Nobuyuki Idei as a Director | For | For | ||||||||||||||||
| Management | 5 | Reelect Marjorie Magner as a Director | For | For | ||||||||||||||||
| Management | 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||||||
| Management | 7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 8 | Declassify the Board of Directors | For | For | ||||||||||||||||
| Management | 9 | Authorize the Holding of the 2013 AGM at a Location Outside Ireland | For | For | ||||||||||||||||
| Management | 10 | Authorize Open-Market Purchases of Class A Ordinary Shares | For | For | ||||||||||||||||
| Management | 11 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | For | For | ||||||||||||||||
| Apple Inc. | AAPL | 037833100 | USA | 23-Feb-12 | Annual | Management | 1.1 | Elect Director William V. Campbell | For | For | ||||||||||
| Management | 1.2 | Elect Director Timothy D. Cook | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Millard S. Drexler | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Al Gore | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Robert A. Iger | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director Andrea Jung | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Arthur D. Levinson | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director Ronald D. Sugar | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Share Holder | 4 | Prepare Conflict of Interest Report | Against | Against | ||||||||||||||||
| Share Holder | 5 | Advisory Vote to Ratify Directors’ Compensation | Against | Against | ||||||||||||||||
| Share Holder | 6 | Report on Political Contributions | Against | Against | ||||||||||||||||
| Share Holder | 7 | Require a Majority Vote for the Election of Directors | Against | For | ||||||||||||||||
| QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | Annual | Management | 1.1 | Elect Director Barbara T. Alexander | For | For | ||||||||||
| Management | 1.2 | Elect Director Stephen M. Bennett | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Donald G. Cruickshank | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Raymond V. Dittamore | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Thomas W. Horton | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director Paul E. Jacobs | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Robert E. Kahn | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director Sherry Lansing | For | For | ||||||||||||||||
| Management | 1.9 | Elect Director Duane A. Nelles | For | For | ||||||||||||||||
| Management | 1.10 | Elect Director Francisco Ros | For | For | ||||||||||||||||
| Management | 1.11 | Elect Director Brent Scowcroft | For | For | ||||||||||||||||
| Management | 1.12 | Elect Director Marc I. Stern | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | ||||||||||||||||
| Management | 4 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | For | For | ||||||||||||||||
| Helmerich & Payne, Inc. | HP | 423452101 | USA | 07-Mar-12 | Annual | Management | 1.1 | Elect Director Donald F. Robillard, Jr. | For | For | ||||||||||
| Management | 1.2 | Elect Director Francis Rooney | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Edward B. Rust, Jr. | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 4 | Declassify the Board of Directors | For | For | ||||||||||||||||
| Management | 5 | Provide Directors May Be Removed for Cause or Without Cause | For | For |
| Company |
Ticker |
CUSIP |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| Agilent Technologies, Inc. | A | 00846U101 | USA | 21-Mar-12 | Annual | Management | 1 | Elect Director Robert J. Herbold | For | For | ||||||||||
| Management | 2 | Elect Director Koh Boon Hwee | For | For | ||||||||||||||||
| Management | 3 | Elect Director William P. Sullivan | For | For | ||||||||||||||||
| Management | 4 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Avago Technologies Limited | AVGO | Y0486S104 | Singapore | 04-Apr-12 | Annual | Management | 1a | Reelect Hock E. Tan as Director | For | For | ||||||||||
| Management | 1b | Reelect Adam H. Clammer as Director | For | For | ||||||||||||||||
| Management | 1c | Reelect John T. Dickson as Director | For | For | ||||||||||||||||
| Management | 1d | Reelect James V. Diller as Director | For | For | ||||||||||||||||
| Management | 1e | Reelect Kenneth Y. Hao as Director | For | For | ||||||||||||||||
| Management | 1f | Reelect John Min-Chih Hsuan as Director | For | For | ||||||||||||||||
| Management | 1g | Reelect Justine F. Lien as Director | For | For | ||||||||||||||||
| Management | 1h | Reelect Donald Macleod as Director | For | For | ||||||||||||||||
| Management | 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||||||
| Management | 3 | Approve Cash Compensation to Directors | For | For | ||||||||||||||||
| Management | 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | ||||||||||||||||
| Management | 5 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | For | ||||||||||||||||
| J.B. Hunt Transport Services, Inc. | JBHT | 445658107 | USA | 26-Apr-12 | Annual | Management | 1 | Elect Director Douglas G. Duncan | For | For | ||||||||||
| Management | 2 | Elect Director Francesca M. Edwardson | For | For | ||||||||||||||||
| Management | 3 | Elect Director Wayne Garrison | For | For | ||||||||||||||||
| Management | 4 | Elect Director Sharilyn S. Gasaway | For | For | ||||||||||||||||
| Management | 5 | Elect Director Gary C. George | For | For | ||||||||||||||||
| Management | 6 | Elect Director Bryan Hunt | For | For | ||||||||||||||||
| Management | 7 | Elect Director Coleman H. Peterson | For | For | ||||||||||||||||
| Management | 8 | Elect Director John N. Roberts, III | For | For | ||||||||||||||||
| Management | 9 | Elect Director James L. Robo | For | For | ||||||||||||||||
| Management | 10 | Elect Director William J. Shea, Jr. | For | For | ||||||||||||||||
| Management | 11 | Elect Director Kirk Thompson | For | For | ||||||||||||||||
| Management | 12 | Amend Omnibus Stock Plan | For | For | ||||||||||||||||
| Management | 13 | Ratify Auditors | For | For | ||||||||||||||||
| McKesson Corporation | MCK | 58155Q103 | USA | 27-Jul-11 | Annual | Management | 1 | Elect Director Andy D. Bryant | For | For | ||||||||||
| Management | 2 | Elect Director Wayne A. Budd | For | For | ||||||||||||||||
| Management | 3 | Elect Director John H. Hammergren | For | For | ||||||||||||||||
| Management | 4 | Elect Director Alton F. Irby III | For | For | ||||||||||||||||
| Management | 5 | Elect Director M. Christine Jacobs | For | For | ||||||||||||||||
| Management | 6 | Elect Director Marie L. Knowles | For | For | ||||||||||||||||
| Management | 7 | Elect Director David M. Lawrence | For | For | ||||||||||||||||
| Management | 8 | Elect Director Edward A. Mueller | For | For | ||||||||||||||||
| Management | 9 | Elect Director Jane E. Shaw | For | For | ||||||||||||||||
| Management | 10 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | ||||||||||||||||
| Management | 12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 13 | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation That Adversely Affects Holders of Series A Junior Participating Preferred Stock | For | For | ||||||||||||||||
| Management | 14 | Reduce Supermajority Vote Requirement to Amend Bylaws | For | For | ||||||||||||||||
| Management | 15 | Reduce Supermajority Vote Requirement and “Fair Price” Provision Applicable to Certain Business Combinations | For | For | ||||||||||||||||
| Management | 16 | Amend Certificate of Incorporation to Remove Transitional Provision Related to Eliminated Classified Board Structure | For | For | ||||||||||||||||
| Management | 17 | Amend Certificate of Incorporation to Conform the “Interested Transactions” Provisions and the Stockholder Action Provision | For | For | ||||||||||||||||
| Share Holder | 18 | Stock Retention/Holding Period | Against | For |
| Company |
Ticker |
CUSIP |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| Duke Energy Corporation | DUK | 26441C105 | USA | 23-Aug-11 | Special | Management | 1 | Approve Reverse Stock Split | For | For | ||||||||||
| Management | 2 | Issue Shares in Connection with Acquisition | For | For | ||||||||||||||||
| Management | 3 | Adjourn Meeting | For | For | ||||||||||||||||
| Liberty Media Corporation | LINTA | 53071M104 | USA | 07-Sep-11 | Annual | Management | 1.1 | Elect Director Evan D. Malone | For | For | ||||||||||
| Management | 1.2 | Elect Director David E. Rapley | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Larry E. Romrell | For | For | ||||||||||||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | ||||||||||||||||
| Management | 4 | Approve Non-Employee Director Omnibus Stock Plan | For | Against | ||||||||||||||||
| Management | 5 | Change Company Name | For | For | ||||||||||||||||
| Management | 6 | Ratify Auditors | For | For | ||||||||||||||||
| Seagate Technology Public Limited Company | STX | G7945J104 | Ireland | 26-Oct-11 | Annual | Management | 1 | Reelect Stephen J. Luczo as Director | For | For | ||||||||||
| Management | 2 | Reelect D Frank J. Biondi, Jr. as Director | For | For | ||||||||||||||||
| Management | 3 | Reelect Michael R. Cannon as Director | For | For | ||||||||||||||||
| Management | 4 | Reelect Lydia M. Marshall as Director | For | For | ||||||||||||||||
| Management | 5 | Reelect C.S. Park as Director | For | For | ||||||||||||||||
| Management | 6 | Reelect Gregorio Reyes as Director | For | For | ||||||||||||||||
| Management | 7 | Reelect Edward J. Zander as Director | For | For | ||||||||||||||||
| Management | 8 | Approve Omnibus Stock Plan | For | For | ||||||||||||||||
| Management | 9 | Determine Price Range for Reissuance of Treasury Shares | For | For | ||||||||||||||||
| Management | 10 | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | For | For | ||||||||||||||||
| Management | 11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 13 | Ratify Auditors | For | For | ||||||||||||||||
| CareFusion Corporation | CFN | 14170T101 | USA | 02-Nov-11 | Annual | Management | 1 | Elect Director Jacqueline B. Kosecoff, Ph.D. | For | For | ||||||||||
| Management | 2 | Elect Director Michael D. O’Halleran | For | For | ||||||||||||||||
| Management | 3 | Elect Director Robert P. Wayman | For | For | ||||||||||||||||
| Management | 4 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | Annual | Management | 1 | Elect Director Steven A. Ballmer | For | For | ||||||||||
| Management | 2 | Elect Director Dina Dublon | For | For | ||||||||||||||||
| Management | 3 | Elect Director William H. Gates, III | For | For | ||||||||||||||||
| Management | 4 | Elect Director Raymond V. Gilmartin | For | For | ||||||||||||||||
| Management | 5 | Elect Director Reed Hastings | For | For | ||||||||||||||||
| Management | 6 | Elect Director Maria M. Klawe | For | For | ||||||||||||||||
| Management | 7 | Elect Director David F. Marquardt | For | For | ||||||||||||||||
| Management | 8 | Elect Director Charles H. Noski | For | For | ||||||||||||||||
| Management | 9 | Elect Director Helmut Panke | For | For | ||||||||||||||||
| Management | 10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 12 | Ratify Auditors | For | For | ||||||||||||||||
| Share Holder | 13 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | ||||||||||||||||
| Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | Annual | Management | 1 | Elect Director Gary P. Coughlan | For | For | ||||||||||
| Management | 2 | Elect Director Mary B. Cranston | For | For | ||||||||||||||||
| Management | 3 | Elect Director Francisco Javier Fernandez-Carbajal | For | For | ||||||||||||||||
| Management | 4 | Elect Director Robert W. Matschullat | For | For | ||||||||||||||||
| Management | 5 | Elect Director Cathy E. Minehan | For | For | ||||||||||||||||
| Management | 6 | Elect Director Suzanne Nora Johnson | For | For | ||||||||||||||||
| Management | 7 | Elect Director David J. Pang | For | For | ||||||||||||||||
| Management | 8 | Elect Director Joseph W. Saunders | For | For | ||||||||||||||||
| Management | 9 | Elect Director William S. Shanahan | For | For | ||||||||||||||||
| Management | 10 | Elect Director John A. Swainson | For | For | ||||||||||||||||
| Management | 11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 12 | Amend Omnibus Stock Plan | For | For | ||||||||||||||||
| Management | 13 | Ratify Auditors | For | For |
| Company |
Ticker |
CUSIP |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| Tyco International Ltd. | TYC | H89128104 | Switzerland | 07-Mar-12 | Annual | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal 2010/2011 | For | For | ||||||||||
| Management | 2 | Approve Discharge of Board and Senior Management | For | For | ||||||||||||||||
| Management | 3.1 | Elect Edward D. Breen as Director | For | For | ||||||||||||||||
| Management | 3.2 | Elect Michael Daniels as Director | For | For | ||||||||||||||||
| Management | 3.3 | Reelect Timothy Donahue as Director | For | For | ||||||||||||||||
| Management | 3.4 | Reelect Brian Duperreault as Director | For | For | ||||||||||||||||
| Management | 3.5 | Reelect Bruce Gordon as Director | For | For | ||||||||||||||||
| Management | 3.6 | Reelect Rajiv L. Gupta as Director | For | For | ||||||||||||||||
| Management | 3.7 | Reelect John Krol as Director | For | For | ||||||||||||||||
| Management | 3.8 | Reelect Brendan O’Neill as Director | For | For | ||||||||||||||||
| Management | 3.9 | Reelect Dinesh Paliwal as Director | For | For | ||||||||||||||||
| Management | 3.10 | Reelect William Stavropoulos as Director | For | For | ||||||||||||||||
| Management | 3.11 | Reelect Sandra Wijnberg as Director | For | For | ||||||||||||||||
| Management | 3.12 | Reelect R. David Yost as Director | For | For | ||||||||||||||||
| Management | 4a | Ratify Deloitte AG as Auditors | For | For | ||||||||||||||||
| Management | 4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2011/2012 | For | For | ||||||||||||||||
| Management | 4c | Ratify PricewaterhouseCoopers AG as Special Auditors | For | For | ||||||||||||||||
| Management | 5a | Approve Allocation of Income | For | For | ||||||||||||||||
| Management | 5b | Approve Consolidated Reserves | For | For | ||||||||||||||||
| Management | 5c | Approve Ordinary Cash Dividend | For | For | ||||||||||||||||
| Management | 6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 7 | Amend Articles of Association Regarding Book Entry Securities and Transfer of Registered Seat | For | For | ||||||||||||||||
| SunTrust Banks, Inc. | STI | 867914103 | USA | 24-Apr-12 | Annual | Management | 1 | Elect Director Robert M. Beall, II | For | For | ||||||||||
| Management | 2 | Elect Director Alston D. Correll | For | For | ||||||||||||||||
| Management | 3 | Elect Director Jeffrey C. Crowe | For | For | ||||||||||||||||
| Management | 4 | Elect Director Blake P. Garrett, Jr. | For | For | ||||||||||||||||
| Management | 5 | Elect Director David H. Hughes | For | For | ||||||||||||||||
| Management | 6 | Elect Director M. Douglas Ivester | For | For | ||||||||||||||||
| Management | 7 | Elect Director Kyle Prechtl Legg | For | For | ||||||||||||||||
| Management | 8 | Elect Director William A. Linnenbringer | For | For | ||||||||||||||||
| Management | 9 | Elect Director G. Gilmer Minor, III | For | For | ||||||||||||||||
| Management | 10 | Elect Director Donna Morea | For | For | ||||||||||||||||
| Management | 11 | Elect Director David M. Ratcliffe | For | For | ||||||||||||||||
| Management | 12 | Elect Director William H. Rogers, Jr. | For | For | ||||||||||||||||
| Management | 13 | Elect Director Thomas R. Watjen | For | For | ||||||||||||||||
| Management | 14 | Elect Director Phail Wynn, Jr. | For | For | ||||||||||||||||
| Management | 15 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Sunoco, Inc. | SUN | 86764P109 | USA | 03-May-12 | Annual | Management | 1.1 | Elect Director I.C. Britt | For | For | ||||||||||
| Management | 1.2 | Elect Director C.C. Casciato | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director W.H. Easter, III | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director G.W. Edwards | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director U.O. Fairbairn | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director J.P. Jones, III | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director J.G. Kaiser | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director B.P. MacDonald | For | For | ||||||||||||||||
| Management | 1.9 | Elect Director J.K. Wulff | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Share Holder | 4 | Pro-rata Vesting of Equity Plans | Against | For |
| Company |
Ticker |
CUSIP |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| BE Aerospace, Inc. | BEAV | 073302101 | USA | 26-Jul-11 | Annual | Management | 1.1 | Elect Director Robert J. Khoury | For | For | ||||||||||
| Management | 1.2 | Elect Director Jonathan M. Schofield | For | For | ||||||||||||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | ||||||||||||||||
| Management | 4 | Ratify Auditors | For | For | ||||||||||||||||
| NetApp, Inc. | NTAP | 64110D104 | USA | 31-Aug-11 | Annual | Management | 1.1 | Elect Director Daniel J. Warmenhoven | For | For | ||||||||||
| Management | 1.2 | Elect Director Nicholas G. Moore | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Thomas Georgens | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Jeffry R. Allen | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Allan L. Earhart | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director Gerald Held | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director T. Michael Nevens | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director George T. Shaheen | For | For | ||||||||||||||||
| Management | 1.9 | Elect Director Robert T. Wall | For | For | ||||||||||||||||
| Management | 1.10 | Elect Director Richard P. Wallace | For | For | ||||||||||||||||
| Management | 2 | Amend Omnibus Stock Plan | For | For | ||||||||||||||||
| Management | 3 | Amend Qualified Employee Stock Purchase Plan | For | For | ||||||||||||||||
| Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 6 | Ratify Auditors | For | For | ||||||||||||||||
| Liberty Media Corporation | LINTA | 53071M104 | USA | 07-Sep-11 | Annual | Management | 1.1 | Elect Director Evan D. Malone | For | For | ||||||||||
| Management | 1.2 | Elect Director David E. Rapley | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Larry E. Romrell | For | For | ||||||||||||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | ||||||||||||||||
| Management | 4 | Approve Non-Employee Director Omnibus Stock Plan | For | Against | ||||||||||||||||
| Management | 5 | Change Company Name | For | For | ||||||||||||||||
| Management | 6 | Ratify Auditors | For | For | ||||||||||||||||
| KLA-Tencor Corporation | KLAC | 482480100 | USA | 03-Nov-11 | Annual | Management | 1.1 | Elect Director Robert M. Calderoni | For | For | ||||||||||
| Management | 1.2 | Elect Director John T. Dickson | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Kevin J. Kennedy | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Towers Watson & Co. | TW | USA | 11-Nov-11 | Annual | Management | 1 | Elect Director John J. Gabarro | For | For | |||||||||||
| Management | 2 | Elect Director Victor F. Ganzi | For | For | ||||||||||||||||
| Management | 3 | Elect Director John J. Haley | For | For | ||||||||||||||||
| Management | 4 | Elect Director Brendan R. O’Neill | For | For | ||||||||||||||||
| Management | 5 | Elect Director Linda D. Rabbitt | For | For | ||||||||||||||||
| Management | 6 | Elect Director Gilbert T. Ray | For | For | ||||||||||||||||
| Management | 7 | Elect Director Paul Thomas | For | For | ||||||||||||||||
| Management | 8 | Elect Director Wilhelm Zeller | For | For | ||||||||||||||||
| Management | 9 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| MICROS Systems, Inc. | MCRS | 594901100 | USA | 18-Nov-11 | Annual | Management | 1.1 | Elect Director Louis M. Brown, Jr. | For | For | ||||||||||
| Management | 1.2 | Elect Director B. Gary Dando | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director A.L. Giannopoulos | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director F. Suzanne Jenniches | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director John G. Puente | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director Dwight S. Taylor | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Amend Stock Option Plan | For | For | ||||||||||||||||
| Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| The Madison Square Garden Company | MSG | 55826P100 | USA | 30-Nov-11 | Annual | Management | 1.1 | Elect Director Richard D. Parsons | For | For | ||||||||||
| Management | 1.2 | Elect Director Alan D. Schwartz | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Vincent Tese | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Approve Omnibus Stock Plan | For | For | ||||||||||||||||
| Management | 4 | Approve Executive Incentive Bonus Plan | For | For | ||||||||||||||||
| Management | 5 | Approve Non-Employee Director Omnibus Stock Plan | For | For | ||||||||||||||||
| Management | 6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 7 | Advisory Vote on Say on Pay Frequency | Three Years | One Year |
| Company |
Ticker |
CUSIP |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| Telephone and Data Systems, Inc. | TDS | 879433100 | USA | 13-Jan-12 | Special | Management | 1 | Amend Charter to Reclassify Special Common Shares | For | For | ||||||||||
| Management | 2 | Approve Reclassification of Special Common Shares | For | For | ||||||||||||||||
| Management | 3 | Amend Charter to Adjust Voting Power of Series A Common Shares and Common Shares | For | For | ||||||||||||||||
| Management | 4 | Approve Adjustment of Voting Power of Series A Common Shares and Common Shares | For | For | ||||||||||||||||
| Management | 5 | Amend Charter to Eliminate Certain Provisions Relating to Preferred Shares and Tracking Stock | For | For | ||||||||||||||||
| Management | 6 | Approve Omnibus Stock Plan | For | For | ||||||||||||||||
| Management | 7 | Amend Non-Employee Director Stock Option Plan | For | For | ||||||||||||||||
| Management | 8 | Adjourn Meeting | For | For | ||||||||||||||||
| Jabil Circuit, Inc. | JBL | 466313103 | USA | 26-Jan-12 | Annual | Management | 1.1 | Elect Director Martha F. Brooks | For | For | ||||||||||
| Management | 1.2 | Elect Director Mel S. Lavitt | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Timothy L. Main | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director William D. Morean | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Lawrence J. Murphy | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director Frank A. Newman | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Steven A. Raymund | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director Thomas A. Sansone | For | For | ||||||||||||||||
| Management | 1.9 | Elect Director David M. Stout | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 5 | Other Business | For | Against | ||||||||||||||||
| Dolby Laboratories, Inc. | DLB | 25659T107 | USA | 07-Feb-12 | Annual | Management | 1.1 | Elect Director Kevin Yeaman | For | For | ||||||||||
| Management | 1.2 | Elect Director Peter Gotcher | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director David Dolby | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Nicholas Donatiello, Jr. | For | Withhold | ||||||||||||||||
| Management | 1.5 | Elect Director Ted W. Hall | For | Withhold | ||||||||||||||||
| Management | 1.6 | Elect Director Bill Jasper | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Sanford Robertson | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director Roger Siboni | For | Withhold | ||||||||||||||||
| Management | 1.9 | Elect Director Avadis Tevanian, Jr. | For | For | ||||||||||||||||
| Management | 2 | Approve Stock Option Exchange Program | For | Against | ||||||||||||||||
| Management | 3 | Ratify Auditors | For | For | ||||||||||||||||
| Superior Energy Services, Inc. | SPN | 868157108 | USA | 07-Feb-12 | Special | Management | 1 | Issue Shares in Connection with Acquisition | For | For | ||||||||||
| Management | 2 | Increase Authorized Common Stock | For | For | ||||||||||||||||
| Management | 3 | Adjourn Meeting | For | For | ||||||||||||||||
| Apple Inc. | AAPL | 037833100 | USA | 23-Feb-12 | Annual | Management | 1.1 | Elect Director William V. Campbell | For | For | ||||||||||
| Management | 1.2 | Elect Director Timothy D. Cook | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Millard S. Drexler | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Al Gore | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Robert A. Iger | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director Andrea Jung | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Arthur D. Levinson | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director Ronald D. Sugar | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Share Holder | 4 | Prepare Conflict of Interest Report | Against | Against | ||||||||||||||||
| Share Holder | 5 | Advisory Vote to Ratify Directors’ Compensation | Against | Against | ||||||||||||||||
| Share Holder | 6 | Report on Political Contributions | Against | Against | ||||||||||||||||
| Share Holder | 7 | Require a Majority Vote for the Election of Directors | Against | For | ||||||||||||||||
| International Game Technology | IGT | 459902102 | USA | 05-Mar-12 | Annual | Management | 1.1 | Elect Director Paget L. Alves | For | For | ||||||||||
| Management | 1.2 | Elect Director Janice Chaffin | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Greg Creed | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Patti S. Hart | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Robert J. Miller | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director David E. Roberson | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Vincent L. Sadusky | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director Philip G. Satre | For | For | ||||||||||||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | ||||||||||||||||
| Management | 3 | Ratify Auditors | For | For |
| Company |
Ticker |
CUSIP |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| Hologic, Inc. | HOLX | 436440101 | USA | 06-Mar-12 | Annual | Management | 1.1 | Elect Director Robert A. Cascella | For | For | ||||||||||
| Management | 1.2 | Elect Director Glenn P. Muir | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director David R. LaVance, Jr. | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Sally W. Crawford | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Nancy L. Leaming | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director Lawrence M. Levy | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Christiana Stamoulis | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director Elaine S. Ullian | For | For | ||||||||||||||||
| Management | 1.9 | Elect Director Wayne Wilson | For | For | ||||||||||||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 3 | Approve Qualified Employee Stock Purchase Plan | For | For | ||||||||||||||||
| Management | 4 | Ratify Auditors | For | For | ||||||||||||||||
| Joy Global Inc. | JOY | 481165108 | USA | 06-Mar-12 | Annual | Management | 1.1 | Elect Director Steven L. Gerard | For | For | ||||||||||
| Management | 1.2 | Elect Director John T. Gremp | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director John Nils Hanson | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Gale E. Klappa | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Richard B. Loynd | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director P. Eric Siegert | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Michael W. Sutherlin | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director James H. Tate | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 4 | Reduce Supermajority Vote Requirement | For | For | ||||||||||||||||
| Management | 5 | Amend Omnibus Stock Plan | For | For | ||||||||||||||||
| National Fuel Gas Company | NFG | 636180101 | USA | 08-Mar-12 | Annual | Management | 1.1 | Elect Director Philip C. Ackerman | For | For | ||||||||||
| Management | 1.2 | Elect Director R. Don Cash | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Stephen E. Ewing | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | ||||||||||||||||
| Management | 4 | Approve Executive Incentive Bonus Plan | For | For | ||||||||||||||||
| Management | 5 | Approve Executive Incentive Bonus Plan | For | For | ||||||||||||||||
| Aon Corporation | AON | 037389103 | USA | 16-Mar-12 | Special | Management | 1 | Change State of Incorporation [from Delaware to England] | For | For | ||||||||||
| Management | 2 | Approve Reduction in Share Capital | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote on Golden Parachutes | For | For | ||||||||||||||||
| Management | 4 | Adjourn Meeting | For | For | ||||||||||||||||
| The Cooper Companies, Inc. | COO | 216648402 | USA | 20-Mar-12 | Annual | Management | 1 | Elect Director A. Thomas Bender | For | For | ||||||||||
| Management | 2 | Elect Director Michael H. Kalkstein | For | For | ||||||||||||||||
| Management | 3 | Elect Director Jody S. Lindell | For | For | ||||||||||||||||
| Management | 4 | Elect Director Donald Press | For | For | ||||||||||||||||
| Management | 5 | Elect Director Steven Rosenberg | For | For | ||||||||||||||||
| Management | 6 | Elect Director Allan E. Rubenstein | For | For | ||||||||||||||||
| Management | 7 | Elect Director Robert S. Weiss | For | For | ||||||||||||||||
| Management | 8 | Elect Director Stanley Zinberg | For | For | ||||||||||||||||
| Management | 9 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Agilent Technologies, Inc. | A | 00846U101 | USA | 21-Mar-12 | Annual | Management | 1 | Elect Director Robert J. Herbold | For | For | ||||||||||
| Management | 2 | Elect Director Koh Boon Hwee | For | For | ||||||||||||||||
| Management | 3 | Elect Director William P. Sullivan | For | For | ||||||||||||||||
| Management | 4 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Avago Technologies Limited | AVGO | Y0486S104 | Singapore | 04-Apr-12 | Annual | Management | 1a | Reelect Hock E. Tan as Director | For | For | ||||||||||
| Management | 1b | Reelect Adam H. Clammer as Director | For | For | ||||||||||||||||
| Management | 1c | Reelect John T. Dickson as Director | For | For | ||||||||||||||||
| Management | 1d | Reelect James V. Diller as Director | For | For | ||||||||||||||||
| Management | 1e | Reelect Kenneth Y. Hao as Director | For | For | ||||||||||||||||
| Management | 1f | Reelect John Min-Chih Hsuan as Director | For | For | ||||||||||||||||
| Management | 1g | Reelect Justine F. Lien as Director | For | For | ||||||||||||||||
| Management | 1h | Reelect Donald Macleod as Director | For | For | ||||||||||||||||
| Management | 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||||||
| Management | 3 | Approve Cash Compensation to Directors | For | For | ||||||||||||||||
| Management | 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | ||||||||||||||||
| Management | 5 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | For |
| Company |
Ticker |
CUSIP |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| SunTrust Banks, Inc. | STI | 867914103 | USA | 24-Apr-12 | Annual | Management | 1 | Elect Director Robert M. Beall, II | For | For | ||||||||||
| Management | 2 | Elect Director Alston D. Correll | For | For | ||||||||||||||||
| Management | 3 | Elect Director Jeffrey C. Crowe | For | For | ||||||||||||||||
| Management | 4 | Elect Director Blake P. Garrett, Jr. | For | For | ||||||||||||||||
| Management | 5 | Elect Director David H. Hughes | For | For | ||||||||||||||||
| Management | 6 | Elect Director M. Douglas Ivester | For | For | ||||||||||||||||
| Management | 7 | Elect Director Kyle Prechtl Legg | For | For | ||||||||||||||||
| Management | 8 | Elect Director William A. Linnenbringer | For | For | ||||||||||||||||
| Management | 9 | Elect Director G. Gilmer Minor, III | For | For | ||||||||||||||||
| Management | 10 | Elect Director Donna Morea | For | For | ||||||||||||||||
| Management | 11 | Elect Director David M. Ratcliffe | For | For | ||||||||||||||||
| Management | 12 | Elect Director William H. Rogers, Jr. | For | For | ||||||||||||||||
| Management | 13 | Elect Director Thomas R. Watjen | For | For | ||||||||||||||||
| Management | 14 | Elect Director Phail Wynn, Jr. | For | For | ||||||||||||||||
| Management | 15 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Sunoco, Inc. | SUN | 86764P109 | USA | 03-May-12 | Annual | Management | 1.1 | Elect Director I.C. Britt | For | For | ||||||||||
| Management | 1.2 | Elect Director C.C. Casciato | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director W.H. Easter, III | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director G.W. Edwards | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director U.O. Fairbairn | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director J.P. Jones, III | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director J.G. Kaiser | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director B.P. MacDonald | For | For | ||||||||||||||||
| Management | 1.9 | Elect Director J.K. Wulff | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Share Holder | 4 | Pro-rata Vesting of Equity Plans | Against | For | ||||||||||||||||
| Calamos Asset Management, Inc. | CLMS | 12811R104 | USA | 21-Jul-11 | Annual | Management | 1.1 | Elect Director G. Bradford Bulkley | For | For | ||||||||||
| Management | 1.2 | Elect Director Mitchell S. Feiger | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Richard W. Gilbert | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Arthur L. Knight | For | For | ||||||||||||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | ||||||||||||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 4 | Ratify Auditors | For | For | ||||||||||||||||
| STERIS Corporation | STE | 859152100 | USA | 28-Jul-11 | Annual | Management | 1.1 | Elect Director Richard C. Breeden | For | For | ||||||||||
| Management | 1.2 | Elect Director Cynthia L. Feldmann | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Jacqueline B. Kosecoff | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director David B. Lewis | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Kevin M. McMullen | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director Walter M Rosebrough, Jr. | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Mohsen M. Sohi | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director John P. Wareham | For | For | ||||||||||||||||
| Management | 1.9 | Elect Director Loyal W. Wilson | For | For | ||||||||||||||||
| Management | 1.10 | Elect Director Michael B. Wood | For | For | ||||||||||||||||
| Management | 2 | Amend Omnibus Stock Plan | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 5 | Ratify Auditors | For | For | ||||||||||||||||
| Apollo Investment Corporation | AINV | 03761U106 | USA | 02-Aug-11 | Annual | Management | 1.1 | Elect Director Frank C. Puleo | For | For | ||||||||||
| Management | 1.2 | Elect Director Carl Spielvogel | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Jeanette Loeb | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Approve Sale of Common Shares Below Net Asset Value | For | For | ||||||||||||||||
| Prestige Brands Holdings, Inc. | PBH | 74112D101 | USA | 02-Aug-11 | Annual | Management | 1.1 | Elect Director Matthew M. Mannelly | For | For | ||||||||||
| Management | 1.2 | Elect Director John E. Byom | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Gary E. Costley | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Charles J. Hinkaty | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Patrick M. Lonergan | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year |
| Company |
Ticker |
CUSIP |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| Plantronics, Inc. | PLT | 727493108 | USA | 05-Aug-11 | Annual | Management | 1.1 | Elect Director Marv Tseu | For | For | ||||||||||
| Management | 1.2 | Elect Director Ken Kannappan | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Brian Dexheimer | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Gregg Hammann | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director John Hart | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director Marshall Mohr | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Roger Wery | For | For | ||||||||||||||||
| Management | 2 | Amend Omnibus Stock Plan | For | For | ||||||||||||||||
| Management | 3 | Amend Executive Incentive Bonus Plan | For | For | ||||||||||||||||
| Management | 4 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Alliance One International, Inc. | AOI | 018772103 | USA | 11-Aug-11 | Annual | Management | 1.1 | Elect Director Joseph L. Lanier, Jr. | For | For | ||||||||||
| Management | 1.2 | Elect Director C. Richard Green, Jr. | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Nigel G. Howard | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director William S. Sheridan | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 5 | Amend Omnibus Stock Plan | For | For | ||||||||||||||||
| CommVault Systems, Inc. | CVLT | 204166102 | USA | 24-Aug-11 | Annual | Management | 1.1 | Elect Director Allan G. Bunte | For | For | ||||||||||
| Management | 1.2 | Elect Director Frank J. Fanzilli, Jr. | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Daniel Pulver | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Twin Disc, Incorporated | TWIN | 901476101 | USA | 21-Oct-11 | Annual | Management | 1.1 | Elect Director Michael E. Batten | For | For | ||||||||||
| Management | 1.2 | Elect Director Michael Doar | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director David R. Zimmer | For | For | ||||||||||||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 4 | Ratify Auditors | For | For | ||||||||||||||||
| Diamond Foods, Inc. | DMND | 252603105 | USA | 27-Oct-11 | Special | Management | 1 | Issue Shares in Connection with Acquisition | For | For | ||||||||||
| Management | 2 | Increase Authorized Common Stock | For | For | ||||||||||||||||
| Management | 3 | Adjourn Meeting | For | For | ||||||||||||||||
| Management | 4 | Approve Nonqualified Employee Stock Purchase Plan | For | For | ||||||||||||||||
| TeleNav, Inc. | TNAV | USA | 15-Nov-11 | Annual | Management | 1.1 | Elect Director Shawn Carolan | For | For | |||||||||||
| Management | 1.2 | Elect Director Soo Boon Koh | For | For | ||||||||||||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | ||||||||||||||||
| Management | 4 | Ratify Auditors | For | For | ||||||||||||||||
| The Hain Celestial Group, Inc. | HAIN | 405217100 | USA | 17-Nov-11 | Annual | Management | 1.1 | Elect Director Irwin D. Simon | For | For | ||||||||||
| Management | 1.2 | Elect Director Barry J. Alperin | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Richard C. Berke | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Jack Futterman | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Marina Hahn | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director Brett Icahn | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Roger Meltzer | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director David Schechter | For | For | ||||||||||||||||
| Management | 1.9 | Elect Director Lewis D. Schiliro | For | For | ||||||||||||||||
| Management | 1.10 | Elect Director Lawrence S. Zilavy | For | For | ||||||||||||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 4 | Amend Omnibus Stock Plan | For | For | ||||||||||||||||
| Management | 5 | Ratify Auditors | For | For |
| Company Name |
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Meeting Date |
Meeting Type |
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Item Number |
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Vote | ||||||||||
| Vail Resorts, Inc. | MTN | 91879Q109 | USA | 02-Dec-11 | Annual | Management | 1 | Elect Director Roland A. Hernandez | For | For | ||||||||||
| Management | 2 | Elect Director Thomas D. Hyde | For | For | ||||||||||||||||
| Management | 3 | Elect Director Jeffrey W. Jones | For | For | ||||||||||||||||
| Management | 4 | Elect Director Robert A. Katz | For | For | ||||||||||||||||
| Management | 5 | Elect Director Richard D. Kincaid | For | For | ||||||||||||||||
| Management | 6 | Elect Director John T. Redmond | For | For | ||||||||||||||||
| Management | 7 | Elect Director Hilary A. Schneider | For | For | ||||||||||||||||
| Management | 8 | Elect Director John F. Sorte | For | For | ||||||||||||||||
| Management | 9 | Adopt Plurality Voting for Contested Election of Directors | For | For | ||||||||||||||||
| Management | 10 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| HealthSpring, Inc. | HS | 42224N101 | USA | 12-Jan-12 | Special | Management | 1 | Approve Merger Agreement | For | For | ||||||||||
| Management | 2 | Adjourn Meeting | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote on Golden Parachutes | For | For | ||||||||||||||||
| Comtech Telecommunications Corp. | CMTL | 205826209 | USA | 13-Jan-12 | Annual | Management | 1.1 | Elect Director Ira S. Kaplan | For | For | ||||||||||
| Management | 1.2 | Elect Director Stanton D. Sloane | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Amend Omnibus Stock Plan | For | For | ||||||||||||||||
| Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 6 | Permit Separation of Chairman of the Board and Chief Executive Officer | For | For | ||||||||||||||||
| Management | 7 | Amend Bylaws Relating to Stockholder Nominations | For | For | ||||||||||||||||
| Management | 8 | Require Advance Notice for Shareholder Proposals | For | For | ||||||||||||||||
| Kulicke and Soffa Industries, Inc. | KLIC | 501242101 | USA | 14-Feb-12 | Annual | Management | 1 | Elect Director Brian Bachman | For | For | ||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Esterline Technologies Corporation | ESL | 297425100 | USA | 07-Mar-12 | Annual | Management | 1 | Elect Director Delores M. Etter | For | For | ||||||||||
| Management | 2 | Elect Director Mary L. Howell | For | For | ||||||||||||||||
| Management | 3 | Elect Director Jerry D. Leitman | For | For | ||||||||||||||||
| Management | 4 | Elect Director Gary E. Pruitt | For | For | ||||||||||||||||
| Management | 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 6 | Ratify Auditors | For | For | ||||||||||||||||
| MAXIMUS, Inc. | MMS | 577933104 | USA | 07-Mar-12 | Annual | Management | 1.1 | Elect Director Richard A. Montoni | For | For | ||||||||||
| Management | 1.2 | Elect Director Raymond B. Ruddy | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Wellington E. Webb | For | For | ||||||||||||||||
| Management | 2 | Approve Executive Incentive Bonus Plan | For | For | ||||||||||||||||
| Management | 3 | Approve Omnibus Stock Plan | For | For | ||||||||||||||||
| Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 5 | Ratify Auditors | For | For |
| Company |
Ticker |
CUSIP |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| McKesson Corporation | MCK | 58155Q103 | USA | 27-Jul-11 | Annual | Management | 1 | Elect Director Andy D. Bryant | For | For | ||||||||||
| Management | 2 | Elect Director Wayne A. Budd | For | For | ||||||||||||||||
| Management | 3 | Elect Director John H. Hammergren | For | For | ||||||||||||||||
| Management | 4 | Elect Director Alton F. Irby III | For | For | ||||||||||||||||
| Management | 5 | Elect Director M. Christine Jacobs | For | For | ||||||||||||||||
| Management | 6 | Elect Director Marie L. Knowles | For | For | ||||||||||||||||
| Management | 7 | Elect Director David M. Lawrence | For | For | ||||||||||||||||
| Management | 8 | Elect Director Edward A. Mueller | For | For | ||||||||||||||||
| Management | 9 | Elect Director Jane E. Shaw | For | For | ||||||||||||||||
| Management | 10 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | ||||||||||||||||
| Management | 12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 13 | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation That Adversely Affects Holders of Series A Junior Participating Preferred Stock | For | For | ||||||||||||||||
| Management | 14 | Reduce Supermajority Vote Requirement to Amend Bylaws | For | For | ||||||||||||||||
| Management | 15 | Reduce Supermajority Vote Requirement and “Fair Price” Provision Applicable to Certain Business Combinations | For | For | ||||||||||||||||
| Management | 16 | Amend Certificate of Incorporation to Remove Transitional Provision Related to Eliminated Classified Board Structure | For | For | ||||||||||||||||
| Management | 17 | Amend Certificate of Incorporation to Conform the “Interested Transactions” Provisions and the Stockholder Action Provision | For | For | ||||||||||||||||
| Share Holder | 18 | Stock Retention/Holding Period | Against | For | ||||||||||||||||
| Progress Energy, Inc. | PGN | 743263105 | USA | 23-Aug-11 | Special | Management | 1 | Approve Merger Agreement | For | For | ||||||||||
| Management | 2 | Adjourn Meeting | For | For | ||||||||||||||||
| H. J. Heinz Company | HNZ | 423074103 | USA | 30-Aug-11 | Annual | Management | 1 | Elect Director William R. Johnson | For | For | ||||||||||
| Management | 2 | Elect Director Charles E. Bunch | For | For | ||||||||||||||||
| Management | 3 | Elect Director Leonard S. Coleman, Jr. | For | For | ||||||||||||||||
| Management | 4 | Elect Director John G. Drosdick | For | For | ||||||||||||||||
| Management | 5 | Elect Director Edith E. Holiday | For | For | ||||||||||||||||
| Management | 6 | Elect Director Candace Kendle | For | For | ||||||||||||||||
| Management | 7 | Elect Director Dean R. O’Hare | For | For | ||||||||||||||||
| Management | 8 | Elect Director Nelson Peltz | For | For | ||||||||||||||||
| Management | 9 | Elect Director Dennis H. Reilley | For | For | ||||||||||||||||
| Management | 10 | Elect Director Lynn C. Swann | For | For | ||||||||||||||||
| Management | 11 | Elect Director Thomas J. Usher | For | For | ||||||||||||||||
| Management | 12 | Elect Director Michael F. Weinstein | For | For | ||||||||||||||||
| Management | 13 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 15 | Advisory Vote on Say on Pay Frequency | One Year | One Year |
| Company |
Ticker |
CUSIP |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| General Mills, Inc. | GIS | 370334104 | USA | 26-Sep-11 | Annual | Management | 1 | Elect Director Bradbury H. Anderson | For | For | ||||||||||
| Management | 2 | Elect Director R. Kerry Clark | For | For | ||||||||||||||||
| Management | 3 | Elect Director Paul Danos | For | For | ||||||||||||||||
| Management | 4 | Elect Director William T. Esrey | For | For | ||||||||||||||||
| Management | 5 | Elect Director Raymond V. Gilmartin | For | For | ||||||||||||||||
| Management | 6 | Elect Director Judith Richards Hope | For | For | ||||||||||||||||
| Management | 7 | Elect Director Heidi G. Miller | For | For | ||||||||||||||||
| Management | 8 | Elect Director Hilda Ochoa-Brillembourg | For | For | ||||||||||||||||
| Management | 9 | Elect Director Steve Odland | For | For | ||||||||||||||||
| Management | 10 | Elect Director Kendall J. Powell | For | For | ||||||||||||||||
| Management | 11 | Elect Director Michael D. Rose | For | For | ||||||||||||||||
| Management | 12 | Elect Director Robert L. Ryan | For | For | ||||||||||||||||
| Management | 13 | Elect Director Dorothy A. Terrell | For | For | ||||||||||||||||
| Management | 14 | Approve Omnibus Stock Plan | For | For | ||||||||||||||||
| Management | 15 | Approve Non-Employee Director Omnibus Stock Plan | For | For | ||||||||||||||||
| Management | 16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 17 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 18 | Ratify Auditors | For | For | ||||||||||||||||
| The Mosaic Company | MOS | 61945A107 | USA | 06-Oct-11 | Annual | Management | 1.1 | Elect Director Nancy E. Cooper | For | For | ||||||||||
| Management | 1.2 | Elect Director James L. Popowich | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director James T. Prokopanko | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Steven M. Seibert | For | For | ||||||||||||||||
| Management | 2 | Approve Conversion of Securities | For | For | ||||||||||||||||
| Management | 3 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | Annual | Management | 1 | Elect Director Angela F. Braly | For | For | ||||||||||
| Management | 2 | Elect Director Kenneth I. Chenault | For | For | ||||||||||||||||
| Management | 3 | Elect Director Scott D. Cook | For | For | ||||||||||||||||
| Management | 4 | Elect Director Susan Desmond-Hellmann | For | For | ||||||||||||||||
| Management | 5 | Elect Director Robert A. McDonald | For | For | ||||||||||||||||
| Management | 6 | Elect Director W. James McNerney, Jr. | For | For | ||||||||||||||||
| Management | 7 | Elect Director Johnathan A. Rodgers | For | For | ||||||||||||||||
| Management | 8 | Elect Director Margaret C. Whitman | For | For | ||||||||||||||||
| Management | 9 | Elect Director Mary Agnes Wilderotter | For | For | ||||||||||||||||
| Management | 10 | Elect Director Patricia A. Woertz | For | For | ||||||||||||||||
| Management | 11 | Elect Director Ernesto Zedillo | For | For | ||||||||||||||||
| Management | 12 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 15 | Amend Articles of Incorporation | For | For | ||||||||||||||||
| Share Holder | 16 | Provide for Cumulative Voting | Against | For | ||||||||||||||||
| Share Holder | 17 | Phase Out Use of Laboratory Animals in Pet Food Product Testing | Against | Against | ||||||||||||||||
| Share Holder | 18 | Report on Political Contributions and Provide Advisory Vote | Against | Against | ||||||||||||||||
| Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | Annual | Management | 1 | Elect Director Steven A. Ballmer | For | For | ||||||||||
| Management | 2 | Elect Director Dina Dublon | For | For | ||||||||||||||||
| Management | 3 | Elect Director William H. Gates, III | For | For | ||||||||||||||||
| Management | 4 | Elect Director Raymond V. Gilmartin | For | For | ||||||||||||||||
| Management | 5 | Elect Director Reed Hastings | For | For | ||||||||||||||||
| Management | 6 | Elect Director Maria M. Klawe | For | For | ||||||||||||||||
| Management | 7 | Elect Director David F. Marquardt | For | For | ||||||||||||||||
| Management | 8 | Elect Director Charles H. Noski | For | For | ||||||||||||||||
| Management | 9 | Elect Director Helmut Panke | For | For | ||||||||||||||||
| Management | 10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
| Management | 12 | Ratify Auditors | For | For | ||||||||||||||||
| Share Holder | 13 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | ||||||||||||||||
| Costco Wholesale Corporation | COST | 22160K105 | USA | 26-Jan-12 | Annual | Management | 1.1 | Elect Director James D. Sinegal | For | For | ||||||||||
| Management | 1.2 | Elect Director Jeffrey H. Brotman | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Richard A. Galanti | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Daniel J. Evans | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Jeffrey S. Raikes | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Amend Omnibus Stock Plan | For | For | ||||||||||||||||
| Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Becton, Dickinson and Company | BDX | 075887109 | USA | 31-Jan-12 | Annual | Management | 1 | Elect Director Basil L. Anderson | For | For | ||||||||||
| Management | 2 | Elect Director Henry P. Becton, Jr. | For | For | ||||||||||||||||
| Management | 3 | Elect Director Edward F. Degraan | For | For | ||||||||||||||||
| Management | 4 | Elect Director Vincent A. Forlenza | For | For | ||||||||||||||||
| Management | 5 | Elect Director Claire M. Fraser-liggett | For | For | ||||||||||||||||
| Management | 6 | Elect Director Christopher Jones | For | For | ||||||||||||||||
| Management | 7 | Elect Director Marshall O. Larsen | For | For | ||||||||||||||||
| Management | 8 | Elect Director Edward J. Ludwig | For | For | ||||||||||||||||
| Management | 9 | Elect Director Adel A.F. Mahmoud | For | For | ||||||||||||||||
| Management | 10 | Elect Director Gary A. Mecklenburg | For | For | ||||||||||||||||
| Management | 11 | Elect Director James F. Orr | For | For | ||||||||||||||||
| Management | 12 | Elect Director Willard J. Overlock, Jr | For | For | ||||||||||||||||
| Management | 13 | Elect Director Bertram L. Scott | For | For | ||||||||||||||||
| Management | 14 | Elect Director Alfred Sommer | For | For | ||||||||||||||||
| Management | 15 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Share Holder | 17 | Provide for Cumulative Voting | Against | For |
| Company |
Ticker |
CUSIP |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item Number |
Proposal |
Management |
Vote | ||||||||||
| Apple Inc. | AAPL | 037833100 | USA | 23-Feb-12 | Annual | Management | 1.1 | Elect Director William V. Campbell | For | For | ||||||||||
| Management | 1.2 | Elect Director Timothy D. Cook | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Millard S. Drexler | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Al Gore | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Robert A. Iger | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director Andrea Jung | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Arthur D. Levinson | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director Ronald D. Sugar | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Share Holder | 4 | Prepare Conflict of Interest Report | Against | Against | ||||||||||||||||
| Share Holder | 5 | Advisory Vote to Ratify Directors’ Compensation | Against | Against | ||||||||||||||||
| Share Holder | 6 | Report on Political Contributions | Against | Against | ||||||||||||||||
| Share Holder | 7 | Require a Majority Vote for the Election of Directors | Against | For | ||||||||||||||||
| International Game Technology | IGT | 459902102 | USA | 05-Mar-12 | Annual | Management | 1.1 | Elect Director Paget L. Alves | For | For | ||||||||||
| Management | 1.2 | Elect Director Janice Chaffin | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Greg Creed | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Patti S. Hart | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Robert J. Miller | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director David E. Roberson | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Vincent L. Sadusky | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director Philip G. Satre | For | For | ||||||||||||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | ||||||||||||||||
| Management | 3 | Ratify Auditors | For | For | ||||||||||||||||
| QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | Annual | Management | 1.1 | Elect Director Barbara T. Alexander | For | For | ||||||||||
| Management | 1.2 | Elect Director Stephen M. Bennett | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director Donald G. Cruickshank | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Raymond V. Dittamore | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director Thomas W. Horton | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director Paul E. Jacobs | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Robert E. Kahn | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director Sherry Lansing | For | For | ||||||||||||||||
| Management | 1.9 | Elect Director Duane A. Nelles | For | For | ||||||||||||||||
| Management | 1.10 | Elect Director Francisco Ros | For | For | ||||||||||||||||
| Management | 1.11 | Elect Director Brent Scowcroft | For | For | ||||||||||||||||
| Management | 1.12 | Elect Director Marc I. Stern | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | ||||||||||||||||
| Management | 4 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | For | For | ||||||||||||||||
| Aon Corporation | AON | 037389103 | USA | 16-Mar-12 | Special | Management | 1 | Change State of Incorporation [from Delaware to England] | For | For | ||||||||||
| Management | 2 | Approve Reduction in Share Capital | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote on Golden Parachutes | For | For | ||||||||||||||||
| Management | 4 | Adjourn Meeting | For | For | ||||||||||||||||
| Southern Copper Corporation | SCCO | 84265V105 | USA | 26-Apr-12 | Annual | Management | 1.1 | Elect Director German Larrea Mota-Velasco | For | Withhold | ||||||||||
| Management | 1.2 | Elect Director Oscar Gonzalez Rocha | For | Withhold | ||||||||||||||||
| Management | 1.3 | Elect Director Emilio Carrillo Gamboa | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director Alfredo Casar Perez | For | Withhold | ||||||||||||||||
| Management | 1.5 | Elect Director Luis Castelazo Morales | For | Withhold | ||||||||||||||||
| Management | 1.6 | Elect Director Enrique Castillo Sanchez Mejorada | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director Alberto de la Parra Zavala | For | Withhold | ||||||||||||||||
| Management | 1.8 | Elect Director Xavier Garcia de Quevedo Topete | For | Withhold | ||||||||||||||||
| Management | 1.9 | Elect Director Genaro Larrea Mota-Velasco | For | Withhold | ||||||||||||||||
| Management | 1.10 | Elect Director Daniel Muniz Quintanilla | For | Withhold | ||||||||||||||||
| Management | 1.11 | Elect Director Luis Miguel Palomino Bonilla | For | Withhold | ||||||||||||||||
| Management | 1.12 | Elect Director Gilberto Perezalonso Cifuentes | For | Withhold | ||||||||||||||||
| Management | 1.13 | Elect Director Juan Rebolledo Gout | For | Withhold | ||||||||||||||||
| Management | 1.14 | Elect Director Carlos Ruiz Sacristan | For | Withhold | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Sunoco, Inc. | SUN | 86764P109 | USA | 03-May-12 | Annual | Management | 1.1 | Elect Director I.C. Britt | For | For | ||||||||||
| Management | 1.2 | Elect Director C.C. Casciato | For | For | ||||||||||||||||
| Management | 1.3 | Elect Director W.H. Easter, III | For | For | ||||||||||||||||
| Management | 1.4 | Elect Director G.W. Edwards | For | For | ||||||||||||||||
| Management | 1.5 | Elect Director U.O. Fairbairn | For | For | ||||||||||||||||
| Management | 1.6 | Elect Director J.P. Jones, III | For | For | ||||||||||||||||
| Management | 1.7 | Elect Director J.G. Kaiser | For | For | ||||||||||||||||
| Management | 1.8 | Elect Director B.P. MacDonald | For | For | ||||||||||||||||
| Management | 1.9 | Elect Director J.K. Wulff | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Share Holder | 4 | Pro-rata Vesting of Equity Plans | Against | For |
Nuveen Preferred Income Opportunities Fund
NWQ Investment Management Company LLC
| Company |
Ticker |
Security ID |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item |
Proposal |
Management |
Vote | ||||||||||
| Wachovia Preferred Funding Corp. | WNA.P | 92977V206 | USA | 08-May-12 | Annual | Management | 1.1 | Elect Director James E. Alward | For | Do Not Vote | ||||||||||
| Management | 1.2 | Elect Director Howard T. Hoover | For | Do Not Vote | ||||||||||||||||
| Management | 1.3 | Elect Director Charles F. Jones | For | Do Not Vote | ||||||||||||||||
| Management | 1.4 | Elect Director Michael J. Loughlin | For | Do Not Vote | ||||||||||||||||
| Bank of America Corporation | BAC | 060505559 | USA | 09-May-12 | Annual | Management | 1 | Elect Director Mukesh D. Ambani | For | For | ||||||||||
| Management | 2 | Elect Director Susan S. Bies | For | For | ||||||||||||||||
| Management | 3 | Elect Director Frank P. Bramble, Sr. | For | For | ||||||||||||||||
| Management | 4 | Elect Director Virgis W. Colbert | For | For | ||||||||||||||||
| Management | 5 | Elect Director Charles K. Gifford | For | For | ||||||||||||||||
| Management | 6 | Elect Director Charles O. Holliday, Jr. | For | For | ||||||||||||||||
| Management | 7 | Elect Director Monica C. Lozano | For | For | ||||||||||||||||
| Management | 8 | Elect Director Thomas J. May | For | For | ||||||||||||||||
| Management | 9 | Elect Director Brian T. Moynihan | For | For | ||||||||||||||||
| Management | 10 | Elect Director Donald E. Powell | For | For | ||||||||||||||||
| Management | 11 | Elect Director Charles O. Rossotti | For | Against | ||||||||||||||||
| Management | 12 | Elect Director Robert W. Scully | For | For | ||||||||||||||||
| Management | 13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 14 | Ratify Auditors | For | For | ||||||||||||||||
| Share Holder | 15 | Disclose Prior Government Service | Against | Against | ||||||||||||||||
| Share Holder | 16 | Report on Lobbying Payments and Policy | Against | For | ||||||||||||||||
| Share Holder | 17 | Stock Retention/Holding Period | Against | For | ||||||||||||||||
| Share Holder | 18 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Against | Against | ||||||||||||||||
| Share Holder | 19 | Prohibit Political Contributions | Against | Against | ||||||||||||||||
| Bank of America Corporation | BAC | 060505617 | USA | 09-May-12 | Annual | Management | 1 | Elect Director Mukesh D. Ambani | For | For | ||||||||||
| Management | 2 | Elect Director Susan S. Bies | For | For | ||||||||||||||||
| Management | 3 | Elect Director Frank P. Bramble, Sr. | For | For | ||||||||||||||||
| Management | 4 | Elect Director Virgis W. Colbert | For | For | ||||||||||||||||
| Management | 5 | Elect Director Charles K. Gifford | For | For | ||||||||||||||||
| Management | 6 | Elect Director Charles O. Holliday, Jr. | For | For | ||||||||||||||||
| Management | 7 | Elect Director Monica C. Lozano | For | For | ||||||||||||||||
| Management | 8 | Elect Director Thomas J. May | For | For | ||||||||||||||||
| Management | 9 | Elect Director Brian T. Moynihan | For | For | ||||||||||||||||
| Management | 10 | Elect Director Donald E. Powell | For | For | ||||||||||||||||
| Management | 11 | Elect Director Charles O. Rossotti | For | Against | ||||||||||||||||
| Management | 12 | Elect Director Robert W. Scully | For | For | ||||||||||||||||
| Management | 13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 14 | Ratify Auditors | For | For | ||||||||||||||||
| Share Holder | 15 | Disclose Prior Government Service | Against | Against | ||||||||||||||||
| Share Holder | 16 | Report on Lobbying Payments and Policy | Against | For | ||||||||||||||||
| Share Holder | 17 | Stock Retention/Holding Period | Against | For | ||||||||||||||||
| Share Holder | 18 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Against | Against | ||||||||||||||||
| Share Holder | 19 | Prohibit Political Contributions | Against | Against | ||||||||||||||||
| Redwood Trust, Inc. | RWT | 758075402 | USA | 17-May-12 | Annual | Management | 1.1 | Elect Director George E. Bull, III | For | For | ||||||||||
| Management | 1.2 | Elect Director Georganne C. Proctor | For | For | ||||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
| Management | 4 | Increase Authorized Common Stock | For | For | ||||||||||||||||
| Management | 5 | Amend Omnibus Stock Plan | For | For | ||||||||||||||||
| Management | 6 | Amend Qualified Employee Stock Purchase Plan | For | For | ||||||||||||||||
| Management | 7 | Declassify the Board of Directors | For | For | ||||||||||||||||
| Management | 8 | Adopt Majority Voting for Uncontested Election of Directors | None | For | ||||||||||||||||
| Annaly Capital Management Inc. | NLY | 035710409 | USA | 24-May-12 | Annual | Management | 1 | Elect Director Wellington J. Denahan-Norris | For | For | ||||||||||
| Management | 2 | Elect Director Michael Haylon | For | For | ||||||||||||||||
| Management | 3 | Elect Director Donnell A. Segalas | For | Against | ||||||||||||||||
| Management | 4 | Elect Director Jonathan D. Green | For | Against | ||||||||||||||||
| Management | 5 | Ratify Auditors | For | For |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Preferred Income Opportunities Fund
| By | /s/ Gifford R. Zimmerman | |
| Gifford R. Zimmerman – Chief Administrative Officer | ||
| Date |
||
August 29, 2012