UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Genworth Financial, Inc.
Address: 6620 West Broad Street
Richmond, Virginia 23230
Form 13F File Number: 28-11523
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patricia Merrill
Title: Senior Counsel
Phone: (804) 662-2711
Signature, Place, and Date of Signing:
/s/ Patricia Merrill Richmond, VA November 9, 2011
--------------------------------------------------------------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 416 lines
Form 13F Information Table Value Total: 2,602,977
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- ------------------------------------------
01 28-11546 Genworth Financial Wealth Management, Inc.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
3M CO COM COM 88579Y101 5,207 72,533 SH Sole 01 72,533
ABB LTD SPONSORED ADR SPONSORED ADR 000375204 1,970 115,336 SH Sole 01 115,336
ABBOTT LABS COM COM 002824100 8,409 164,440 SH Sole 01 164,440
ABERCROMBIE & FITCH CO CL A CL A 002896207 4,272 69,391 SH Sole 01 69,391
ACACIA RESH CORP ACACIA TCH COM COM 003881307 5,177 143,843 SH Sole 01 143,843
AES CORP COM COM 00130H105 1,745 178,751 SH Sole 01 178,751
AETNA INC NEW COM COM 00817Y108 36 1,000 SH Sole 01 1,000
AFFILIATED MANAGERS GROUP COM COM 008252108 3,992 51,142 SH Sole 01 51,142
AFLAC INC COM COM 001055102 9 250 SH Sole 01 250
AIR PRODS & CHEMS INC COM COM 009158106 1,853 24,257 SH Sole 01 24,257
AKAMAI TECHNOLOGIES INC COM COM 00971T101 27 1,350 SH Sole 01 1,350
ALBEMARLE CORP COM COM 012653101 3,939 97,488 SH Sole 01 97,488
ALCOA INC COM COM 013817101 1 76 SH Sole 01 76
ALEXANDER & BALDWIN INC COM COM 014482103 2,683 73,442 SH Sole 01 73,442
ALLSTATE CORP COM COM 020002101 868 36,637 SH Sole 01 36,637
AMAZON COM INC COM COM 023135106 49 225 SH Sole 01 225
AMERICAN AXLE & MFG HLDGS IN COM COM 024061103 1,136 148,940 SH Sole 01 148,940
AMERICAN ELEC PWR INC COM COM 025537101 3,629 95,441 SH Sole 01 95,441
AMERICAN EXPRESS CO COM COM 025816109 0 2 SH Sole 01 2
AMERICAS CAR MART INC COM COM 03062T105 1,227 42,267 SH Sole 01 42,267
ANALOG DEVICES INC COM COM 032654105 25 800 SH Sole 01 800
ANSYS INC COM COM 03662Q105 47 950 SH Sole 01 950
APPLE INC COM COM 037833100 2,628 6,892 SH Sole 01 6,892
APPLIED MATLS INC COM COM 038222105 20 1,900 SH Sole 01 1,900
ARKANSAS BEST CORP DEL COM COM 040790107 1,586 98,188 SH Sole 01 98,188
ASML HOLDING N V NY REG SHS COM N07059186 2,163 62,631 SH Sole 01 62,631
ASSOCIATED BANC CORP COM COM 045487105 1,247 134,048 SH Sole 01 134,048
ASSURED GUARANTY LTD COM COM G0585R106 1,527 138,963 SH Sole 01 138,963
AT&T INC COM COM 00206R102 31 1,100 SH Sole 01 1,100
AUTOMATIC DATA PROCESSING IN COM COM 053015103 436 9,237 SH Sole 01 9,237
BAIDU INC SPON ADR REP A ADR 056752108 1,311 12,258 SH Sole 01 12,258
BALCHEM CORP COM COM 057665200 1,150 30,814 SH Sole 01 30,814
BANK OF AMERICA CORPORATION COM COM 060505104 1 218 SH Sole 01 218
BANK OF NOVA SCOTIA COM 064149107 4,277 89,000 SH Sole 89,000
BARCLAYS BK PLC S&P 500 VEQTOR ETF 06740C337 42,213 341,143 SH Sole 01 341,143
BARCLAYS BK PLC US TRES FLATT ETF 06740L485 6,414 112,433 SH Sole 01 112,433
BARCLAYS PLC ADR ADR 06738E204 915 93,558 SH Sole 01 93,558
BARD C R INC COM COM 067383109 4 50 SH Sole 01 50
BAXTER INTL INC COM COM 071813109 5,413 96,422 SH Sole 01 96,422
BAYTEX ENERGY CORP COM 07317Q105 2,624 65,700 SH Sole 65,700
BCE INC. COM 05534B760 6,569 183,000 SH Sole 183,000
BE AEROSPACE INC COM COM 073302101 4,246 128,252 SH Sole 01 128,252
BECTON DICKINSON & CO COM COM 075887109 369 5,029 SH Sole 01 5,029
BEMIS INC COM COM 081437105 421 14,354 SH Sole 01 14,354
BHP BILLITON LTD SPONSORED ADR ADR 088606108 1,978 29,778 SH Sole 01 29,778
BIO RAD LABS INC CL A CL A 090572207 3,389 37,340 SH Sole 01 37,340
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
BLACKROCK INC COM COM 09247X101 260 1,758 SH Sole 01 1,758
BLOUNT INTL INC NEW COM COM 095180105 1,230 92,084 SH Sole 01 92,084
BOEING CO COM COM 097023105 3,231 53,389 SH Sole 01 53,389
BRIGGS & STRATTON CORP COM COM 109043109 3,767 278,801 SH Sole 01 278,801
BRISTOW GROUP INC COM COM 110394103 1,292 30,456 SH Sole 01 30,456
BRITISH AMERN TOB PLC SPONSORED ADR SPONSORED ADR 110448107 2,402 28,348 SH Sole 01 28,348
BROOKFIELD ASSET MANAGEMENT INC. COM 112585104 4,422 167,500 SH Sole 167,500
BROOKFIELD PROPERTIES CORPORATION COM 112900105 2,651 200,900 SH Sole 200,900
CAE INC. COM 124765108 1,775 198,950 SH Sole 198,950
CANADIAN NATIONAL RAILWAY COMPANY COM 136375102 4,476 70,150 SH Sole 70,150
CANADIAN PACIFIC RAILWAY LTD COM 13645T100 4,115 89,300 SH Sole 89,300
CAPITAL ONE FINL CORP COM COM 14040H105 813 20,509 SH Sole 01 20,509
CAPSTEAD MTG CORP COM NO PAR COM 14067E506 935 80,994 SH Sole 01 80,994
CARDINAL HEALTH INC COM COM 14149Y108 1,116 26,640 SH Sole 01 26,640
CARDTRONICS INC COM COM 14161H108 1,115 48,643 SH Sole 01 48,643
CATERPILLAR INC DEL COM COM 149123101 1,907 25,820 SH Sole 01 25,820
CENOVUS ENERGY INC. COM 15135U109 5,009 170,200 SH Sole 170,200
CENTRAL EUROPEAN DIST CORP COM COM 153435102 536 76,466 SH Sole 01 76,466
CERNER CORP COM COM 156782104 8,170 119,236 SH Sole 01 119,236
CHESAPEAKE ENERGY CORP COM COM 165167107 3,063 119,885 SH Sole 01 119,885
CHEVRON CORP NEW COM COM 166764100 361 3,901 SH Sole 01 3,901
CHINA UNICOM (HONG KONG) LTD
SPONSORED ADR ADR 16945R104 2,027 99,369 SH Sole 01 99,369
CITY TELECOM H K LTD SPONSORED ADR ADR 178677209 296 31,309 SH Sole 01 31,309
CMS ENERGY CORP COM COM 125896100 2,306 116,536 SH Sole 01 116,536
COCA COLA CO COM COM 191216100 4,135 61,210 SH Sole 01 61,210
COCA COLA ENTERPRISES INC NE COM COM 19122T109 2,123 85,327 SH Sole 01 85,327
COINSTAR INC COM COM 19259P300 908 22,703 SH Sole 01 22,703
COMERICA INC COM COM 200340107 1,169 50,887 SH Sole 01 50,887
COMPANHIA BRASILEIRA DE DIST SPN
ADR PFD CL A CL A 20440T201 1,023 33,239 SH Sole 01 33,239
COMPUTER SCIENCES CORP COM COM 205363104 1,040 38,751 SH Sole 01 38,751
CONSTELLATION ENERGY GROUP I COM COM 210371100 3,775 99,187 SH Sole 01 99,187
COOPER TIRE & RUBR CO COM COM 216831107 411 37,771 SH Sole 01 37,771
CORNING INC COM COM 219350105 5,580 451,431 SH Sole 01 451,431
COSTCO WHSL CORP NEW COM COM 22160K105 41 500 SH Sole 01 500
COVIDIEN PLC SHS ADR G2554F113 4,052 91,888 SH Sole 01 91,888
CTC MEDIA INC COM COM 12642X106 539 60,510 SH Sole 01 60,510
CUBIC CORP COM COM 229669106 686 17,553 SH Sole 01 17,553
DANAHER CORP DEL COM COM 235851102 5,606 133,671 SH Sole 01 133,671
DEVON ENERGY CORP NEW COM COM 25179M103 4,954 89,366 SH Sole 01 89,366
DEVRY INC DEL COM COM 251893103 22 585 SH Sole 01 585
DIEBOLD INC COM COM 253651103 2,420 87,985 SH Sole 01 87,985
DIME CMNTY BANCSHARES COM COM 253922108 698 68,933 SH Sole 01 68,933
DIREXION SHS ETF TR DLY FIN BEAR NEW ETF 25459W144 61,415 930,951 SH Sole 01 930,951
DISCOVER FINL SVCS COM COM 254709108 2,292 99,907 SH Sole 01 99,907
DOMINION RES INC VA NEW COM COM 25746U109 51 1,000 SH Sole 01 1,000
DTE ENERGY CO COM COM 233331107 2,187 44,611 SH Sole 01 44,611
DU PONT E I DE NEMOURS & CO COM COM 263534109 1,846 46,194 SH Sole 01 46,194
E M C CORP MASS COM COM 268648102 5,421 258,246 SH Sole 01 258,246
EAST WEST BANCORP INC COM COM 27579R104 3,822 256,369 SH Sole 01 256,369
EBAY INC COM COM 278642103 4,156 140,921 SH Sole 01 140,921
ELECTRONIC ARTS INC COM COM 285512109 7,844 383,576 SH Sole 01 383,576
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
EMERSON ELEC CO COM COM 291011104 4,506 109,073 SH Sole 01 109,073
ENBRIDGE INC. COM 29250N105 3,357 109,700 SH Sole 109,700
ENCANA CORP. COM 292505104 4,209 228,650 SH Sole 228,650
ENTERGY CORP NEW COM COM 29364G103 2,582 38,950 SH Sole 01 38,950
EQUINIX INC COM NEW COM 29444U502 9,639 108,514 SH Sole 01 108,514
EXELON CORP COM COM 30161N101 1,910 44,817 SH Sole 01 44,817
EXPRESS SCRIPTS INC COM COM 302182100 27 720 SH Sole 01 720
EXXON MOBIL CORP COM COM 30231G102 5,836 80,354 SH Sole 01 80,354
FOMENTO ECONOMICO MEXICANO S SPON
ADR UNITS ADR 344419106 1,835 28,310 SH Sole 01 28,310
FULTON FINL CORP PA COM COM 360271100 1,252 163,596 SH Sole 01 163,596
GENERAL DYNAMICS CORP COM COM 369550108 1,939 34,087 SH Sole 01 34,087
GENERAL ELECTRIC CO COM COM 369604103 3,953 259,746 SH Sole 01 259,746
GENERAL MLS INC COM COM 370334104 46 1,200 SH Sole 01 1,200
GENON ENERGY INC COM COM 37244E107 118 42,306 SH Sole 01 42,306
GENTEX CORP COM COM 371901109 4,494 186,854 SH Sole 01 186,854
GEO GROUP INC COM COM 36159R103 740 39,857 SH Sole 01 39,857
GILEAD SCIENCES INC COM COM 375558103 2,017 51,996 SH Sole 01 51,996
GOLDMAN SACHS GROUP INC COM COM 38141G104 19 205 SH Sole 01 205
GOODRICH CORP COM COM 382388106 6,771 56,104 SH Sole 01 56,104
GOODRICH PETE CORP COM NEW COM 382410405 490 41,483 SH Sole 01 41,483
GOOGLE INC CL A CL A 38259P508 41 80 SH Sole 01 80
GRAINGER W W INC COM COM 384802104 608 4,063 SH Sole 01 4,063
GREAT PLAINS ENERGY INC COM COM 391164100 1,427 73,959 SH Sole 01 73,959
GROUPE CGI INC CL A SUB VTG CL A 39945C109 4,332 230,313 SH Sole 01 230,313
GULF ISLAND FABRICATION INC COM COM 402307102 1,011 48,905 SH Sole 01 48,905
HALLIBURTON CO COM COM 406216101 2,652 86,888 SH Sole 01 86,888
HEWLETT PACKARD CO COM COM 428236103 2,149 95,706 SH Sole 01 95,706
HMS HLDGS CORP COM COM 40425J101 6,029 247,203 SH Sole 01 247,203
HOLOGIC INC. COM 436440101 147 9,632 SH Sole 9,632
HOME DEPOT INC COM COM 437076102 6 178 SH Sole 01 178
HONDA MOTOR LTD AMERN SHS COM 438128308 1,658 56,877 SH Sole 01 56,877
HONEYWELL INTL INC COM COM 438516106 37 850 SH Sole 01 850
ICICI BK LTD ADR ADR 45104G104 1,469 42,316 SH Sole 01 42,316
II VI INC COM COM 902104108 36 2,070 SH Sole 01 2,070
ILLINOIS TOOL WKS INC COM COM 452308109 321 7,724 SH Sole 01 7,724
INGERSOLL-RAND PLC SHS ADR G47791101 1 25 SH Sole 01 25
INTERNATIONAL BUSINESS MACHS COM COM 459200101 10,289 58,840 SH Sole 01 58,840
ISHARES INC MSCI AUSTRALIA ETF 464286103 409 20,405 SH Sole 01 20,405
ISHARES INC MSCI FRANCE ETF 464286707 203 10,660 SH Sole 01 10,660
ISHARES INC MSCI GERMAN ETF 464286806 201 10,980 SH Sole 01 10,980
ISHARES INC MSCI HONG KONG ETF 464286871 202 14,076 SH Sole 01 14,076
ISHARES INC MSCI JAPAN ETF 464286848 1,238 130,814 SH Sole 01 130,814
ISHARES INC MSCI NETHR INVES ETF 464286814 203 12,402 SH Sole 01 12,402
ISHARES INC MSCI SINGAPORE ETF 464286673 205 18,619 SH Sole 01 18,619
ISHARES INC MSCI SWEDEN ETF 464286756 202 8,788 SH Sole 01 8,788
ISHARES INC MSCI SWITZERLD ETF 464286749 820 37,838 SH Sole 01 37,838
ISHARES INC MSCI UTD KINGD ETF 464286699 410 27,764 SH Sole 01 27,764
ISHARES TR AGENCY BD FD ETF 464288166 4,549 40,363 SH Sole 01 40,363
ISHARES TR BARCLY USAGG B ETF 464287226 109,837 997,517 SH Sole 01 997,517
ISHARES TR BARCLYS 10-20YR ETF 464288653 84 633 SH Sole 01 633
ISHARES TR BARCLYS 1-3 YR ETF 464287457 14,784 174,814 SH Sole 01 174,814
ISHARES TR BARCLYS 1-3YR CR ETF 464288646 11,137 107,111 SH Sole 01 107,111
ISHARES TR BARCLYS 20+ YR ETF 464287432 30,664 253,843 SH Sole 01 253,843
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
ISHARES TR BARCLYS 3-7 YR ETF 464288661 53,826 443,083 SH Sole 01 443,083
ISHARES TR BARCLYS 7-10 YR ETF 464287440 33,939 323,016 SH Sole 01 323,016
ISHARES TR BARCLYS CR BD ETF 464288620 25,377 235,498 SH Sole 01 235,498
ISHARES TR BARCLYS MBS BD ETF 464288588 24,517 226,612 SH Sole 01 226,612
ISHARES TR BARCLYS SH TREA ETF 464288679 515,413 4,674,951 SH Sole 01 4,674,951
ISHARES TR BARCLYS TIPS BD ETF 464287176 15,246 133,389 SH Sole 01 133,389
ISHARES TR BRC 0-5 YR TIP ETF 46429B747 3,451 34,038 SH Sole 01 34,038
ISHARES TR DJ INTL SEL DIVD ETF 464288448 1,384 48,867 SH Sole 01 48,867
ISHARES TR DJ SEL DIV INX ETF 464287168 1,556 32,249 SH Sole 01 32,249
ISHARES TR DJ US TECH SEC ETF 464287721 11,776 199,126 SH Sole 01 199,126
ISHARES TR DJ US TELECOMM ETF 464287713 1,950 95,639 SH Sole 01 95,639
ISHARES TR DJ US UTILS ETF 464287697 5 59 SH Sole 01 59
ISHARES TR FLTG RATE NT ADDED ETF 46429B655 2,825 57,413 SH Sole 01 57,413
ISHARES TR IBOXX INV CPBD ETF 464287242 9,791 87,179 SH Sole 01 87,179
ISHARES TR JPMORGAN USD ETF 464288281 1,535 14,560 SH Sole 01 14,560
ISHARES TR LRGE CORE INDX ETF 464287127 180 2,812 SH Sole 01 2,812
ISHARES TR MRTG PLS CAP IDX ETF 464288539 12,345 992,402 SH Sole 01 992,402
ISHARES TR MSCI ACWI EX ETF 464288240 300 8,573 SH Sole 01 8,573
ISHARES TR MSCI ACWI INDX ETF 464288257 754 19,283 SH Sole 01 19,283
ISHARES TR MSCI EAFE INDEX ETF 464287465 22,197 464,567 SH Sole 01 464,567
ISHARES TR MSCI EMERG MKT ETF 464287234 27,644 787,679 SH Sole 01 787,679
ISHARES TR MSCI GRW IDX ETF 464288885 12,227 245,318 SH Sole 01 245,318
ISHARES TR MSCI SMALL CAP ETF 464288273 1 16 SH Sole 01 16
ISHARES TR MSCI VAL IDX ETF 464288877 12,772 307,839 SH Sole 01 307,839
ISHARES TR NASDQ BIO INDX ETF 464287556 779 8,345 SH Sole 01 8,345
ISHARES TR RUS200 VAL IDX ETF 464289420 2 98 SH Sole 01 98
ISHARES TR RUSL 2000 GROW ETF 464287648 3,244 44,155 SH Sole 01 44,155
ISHARES TR RUSL 2000 VALU ETF 464287630 2,580 45,242 SH Sole 01 45,242
ISHARES TR RUSL 3000 VALU ETF 464287663 6,721 90,820 SH Sole 01 90,820
ISHARES TR RUSSELL 1000 ETF 464287622 5,337 85,335 SH Sole 01 85,335
ISHARES TR RUSSELL 2000 ETF 464287655 16,783 261,010 SH Sole 01 261,010
ISHARES TR RUSSELL MIDCAP ETF 464287499 2 20 SH Sole 01 20
ISHARES TR RUSSELL1000GRW ETF 464287614 1,132 21,525 SH Sole 01 21,525
ISHARES TR RUSSELL1000VAL ETF 464287598 692 12,233 SH Sole 01 12,233
ISHARES TR S&P 500 INDEX ETF 464287200 10,533 92,644 SH Sole 01 92,644
ISHARES TR S&P 500 VALUE ETF 464287408 3,693 71,589 SH Sole 01 71,589
ISHARES TR S&P CAL AMTFR MN ETF 464288356 14 130 SH Sole 01 130
ISHARES TR S&P GL UTILITI ETF 464288711 8,599 207,816 SH Sole 01 207,816
ISHARES TR S&P MC 400 GRW ETF 464287606 2,054 22,865 SH Sole 01 22,865
ISHARES TR S&P MIDCAP 400 ETF 464287507 6,792 87,083 SH Sole 01 87,083
ISHARES TR S&P MIDCP VALU ETF 464287705 1,034 15,669 SH Sole 01 15,669
ISHARES TR S&P NA SOFTWR ETF 464287515 763 14,624 SH Sole 01 14,624
ISHARES TR S&P NTL AMTFREE ETF 464288414 3,906 36,628 SH Sole 01 36,628
ISHARES TR S&P SMLCP GROW ETF 464287887 111 1,729 SH Sole 01 1,729
ISHARES TR S&P SMLCP VALU ETF 464287879 223 3,771 SH Sole 01 3,771
ISHARES TR S&P500 GRW ETF 464287309 2,789 45,537 SH Sole 01 45,537
ISHARES TR SMLL CORE INDX ETF 464288505 223 3,051 SH Sole 01 3,051
ISHARES TR SMLL GRWTH IDX ETF 464288604 228 3,114 SH Sole 01 3,114
ISHARES TR SMLL VAL INDX ETF 464288703 223 3,277 SH Sole 01 3,277
ISHARES TR US PFD STK IDX ETF 464288687 1,450 40,707 SH Sole 01 40,707
ITT CORP NEW COM COM 450911102 3,453 82,217 SH Sole 01 82,217
JACOBS ENGR GROUP INC DEL COM COM 469814107 9 290 SH Sole 01 290
JAKKS PAC INC COM COM 47012E106 3,310 174,646 SH Sole 01 174,646
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
JARDEN CORP COM COM 471109108 2,477 87,645 SH Sole 01 87,645
JOHNSON & JOHNSON COM COM 478160104 453 7,110 SH Sole 01 7,110
JOHNSON CTLS INC COM COM 478366107 374 14,173 SH Sole 01 14,173
JOY GLOBAL INC COM COM 481165108 2,405 38,556 SH Sole 01 38,556
JPMORGAN CHASE & CO COM COM 46625H100 6,005 199,369 SH Sole 01 199,369
KEYCORP NEW COM COM 493267108 1,316 221,908 SH Sole 01 221,908
KONINKLIJKE PHILIPS ELECTRS NY REG
SH NEW COM 500472303 2,601 144,988 SH Sole 01 144,988
KRAFT FOODS INC CL A CL A 50075N104 5,096 151,759 SH Sole 01 151,759
KUBOTA CORP ADR ADR 501173207 510 12,766 SH Sole 01 12,766
KULICKE & SOFFA INDS INC COM COM 501242101 750 100,506 SH Sole 01 100,506
LIBERTY MEDIA CORP NEW INT COM SER A CL A 53071M104 4,455 301,823 SH Sole 01 301,823
LIFE TECHNOLOGIES CORP COM COM 53217V109 3,622 94,256 SH Sole 01 94,256
LINCOLN ELEC HLDGS INC COM COM 533900106 14 480 SH Sole 01 480
LINCOLN NATL CORP IND COM COM 534187109 555 35,479 SH Sole 01 35,479
LKQ CORP COM COM 501889208 3,650 151,070 SH Sole 01 151,070
LOCKHEED MARTIN CORP COM COM 539830109 25 350 SH Sole 01 350
LOEWS CORP COM COM 540424108 3,259 94,340 SH Sole 01 94,340
LOWES COS INC COM COM 548661107 5,880 304,030 SH Sole 01 304,030
M/I HOMES INC COM COM 55305B101 1,330 221,238 SH Sole 01 221,238
MADDEN STEVEN LTD COM COM 556269108 2,274 75,549 SH Sole 01 75,549
MAGNA INTERNATIONAL INC. Com 559222401 1,507 47,700 SH Sole 47,700
MAIDEN HOLDINGS LTD SHS COM G5753U112 1,064 144,023 SH Sole 01 144,023
MAKITA CORP ADR NEW ADR 560877300 752 21,101 SH Sole 01 21,101
MARINEMAX INC COM COM 567908108 559 86,342 SH Sole 01 86,342
MARKET VECTORS ETF TR GOLD MINER ETF ETF 57060U100 34,108 618,017 SH Sole 01 618,017
MBIA INC COM COM 55262C100 1,198 164,767 SH Sole 01 164,767
MCDONALDS CORP COM COM 580135101 10,976 124,979 SH Sole 01 124,979
MECHEL OAO SPONSORED ADR ADR 583840103 773 75,826 SH Sole 01 75,826
MEDIDATA SOLUTIONS INC COM COM 58471A105 542 32,943 SH Sole 01 32,943
MERCK & CO INC NEW COM COM 58933Y105 3,525 107,808 SH Sole 01 107,808
METLIFE INC COM COM 59156R108 3,366 120,168 SH Sole 01 120,168
MICROMET INC COM COM 59509C105 797 166,010 SH Sole 01 166,010
MICROSOFT CORP COM COM 594918104 4,853 194,978 SH Sole 01 194,978
MOLSON COORS BREWING CO CL B CL B 60871R209 4,267 107,725 SH Sole 01 107,725
NALCO HOLDING COMPANY COM COM 62985Q101 7,607 217,470 SH Sole 01 217,470
NATIONAL GRID PLC SPON ADR NEW SPONSORED ADR 636274300 3,992 80,487 SH Sole 01 80,487
NATIONAL OILWELL VARCO INC COM COM 637071101 1,822 35,563 SH Sole 01 35,563
NEKTAR THERAPEUTICS COM COM 640268108 466 96,008 SH Sole 01 96,008
NEWELL RUBBERMAID INC COM COM 651229106 24 2,000 SH Sole 01 2,000
NEWTEK BUSINESS SERVICES INC. Com 652526104 199 146,141 SH Sole 146,141
NEXTERA ENERGY INC COM COM 65339F101 2,900 53,684 SH Sole 01 53,684
NOBLE ENERGY INC COM COM 655044105 28 390 SH Sole 01 390
NOVARTIS A G SPONSORED ADR SPONSORED ADR 66987V109 5,162 92,565 SH Sole 01 92,565
NOVO-NORDISK A S ADR ADR 670100205 1,805 18,137 SH Sole 01 18,137
NV ENERGY INC COM COM 67073Y106 484 32,893 SH Sole 01 32,893
OLD REP INTL CORP COM COM 680223104 1,365 153,082 SH Sole 01 153,082
OPLINK COMMUNICATIONS INC COM NEW COM 68375Q403 692 45,684 SH Sole 01 45,684
ORACLE CORP COM COM 68389X105 6,375 221,833 SH Sole 01 221,833
ORIX CORP SPONSORED ADR ADR 686330101 1,095 28,266 SH Sole 01 28,266
PAYCHEX INC COM COM 704326107 24 920 SH Sole 01 920
PEPSICO INC COM COM 713448108 40 650 SH Sole 01 650
PERRIGO CO COM COM 714290103 2,710 27,907 SH Sole 01 27,907
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR SPONSORED ADR 71654V408 915 40,768 SH Sole 01 40,768
PFIZER INC COM COM 717081103 3,559 201,320 SH Sole 01 201,320
PG&E CORP COM COM 69331C108 823 19,457 SH Sole 01 19,457
PHILIP MORRIS INTL INC COM COM 718172109 6,305 101,082 SH Sole 01 101,082
PIMCO ETF TR 1-5 US TIP IDX ETF 72201R205 196 3,688 SH Sole 01 3,688
PIMCO ETF TR ENHAN SHRT MAT ETF 72201R833 493 4,906 SH Sole 01 4,906
PITNEY BOWES INC COM COM 724479100 4,738 252,026 SH Sole 01 252,026
POWERSHARES ETF TRUST DYN PHRMA PORT ETF 73935X799 1,947 79,232 SH Sole 01 79,232
POWERSHARES ETF TRUST ENERGY SEC POR ETF 73935X385 2,160 68,811 SH Sole 01 68,811
POWERSHARES GLOBAL ETF TRUST ASIA
PAC EX-JP ETF 73936T854 235 5,405 SH Sole 01 5,405
POWERSHARES GLOBAL ETF TRUST DEV
MKTS EX-US ETF 73936T789 7 213 SH Sole 01 213
POWERSHARES GLOBAL ETF TRUST INSUR
NATL MUN ETF 73936T474 9,550 393,819 SH Sole 01 393,819
POWERSHARES QQQ TRUST UNIT SER 1 ETF 73935A104 27 511 SH Sole 01 511
PPL CORP COM COM 69351T106 3,113 109,058 SH Sole 01 109,058
PRAXAIR INC COM COM 74005P104 471 5,043 SH Sole 01 5,043
PRECISION CASTPARTS CORP COM COM 740189105 65 415 SH Sole 01 415
PRICE T ROWE GROUP INC COM COM 74144T108 39 825 SH Sole 01 825
PRIVATEBANCORP INC COM COM 742962103 1,593 211,822 SH Sole 01 211,822
PROCTER & GAMBLE CO COM COM 742718109 6,066 96,010 SH Sole 01 96,010
PROSPERITY BANCSHARES INC COM COM 743606105 5,904 180,675 SH Sole 01 180,675
PRUDENTIAL FINL INC COM COM 744320102 5 100 SH Sole 01 100
QEP RES INC COM COM 74733V100 30 1,100 SH Sole 01 1,100
QUESTAR CORP COM COM 748356102 19 1,100 SH Sole 01 1,100
RALCORP HLDGS INC NEW COM COM 751028101 3,885 50,651 SH Sole 01 50,651
RED HAT INC COM COM 756577102 0 10 SH Sole 01 10
REGIONS FINANCIAL CORP NEW COM COM 7591EP100 494 148,498 SH Sole 01 148,498
REPUBLIC SVCS INC COM COM 760759100 30 1,065 SH Sole 01 1,065
RESOLUTE ENERGY CORP COM COM 76116A108 592 52,104 SH Sole 01 52,104
RIGHTNOW TECHNOLOGIES INC COM COM 76657R106 995 30,092 SH Sole 01 30,092
ROGERS COMMUNICATIONS INC. Com 775109200 7,230 220,550 SH Sole 220,550
ROSETTA RESOURCES INC COM COM 777779307 6,136 179,292 SH Sole 01 179,292
ROSS STORES INC COM COM 778296103 2,978 37,850 SH Sole 01 37,850
ROVI CORP COM COM 779376102 8,614 200,429 SH Sole 01 200,429
ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 386 6,277 SH Sole 01 6,277
RPM INTL INC COM COM 749685103 27 1,450 SH Sole 01 1,450
RYDEX ETF TRUST S&P 500 EQ TRD ETF 78355W106 1,285 31,028 SH Sole 01 31,028
SAP AG SPON ADR ADR 803054204 2,297 45,384 SH Sole 01 45,384
SASOL LTD SPONSORED ADR ADR 803866300 1,475 36,322 SH Sole 01 36,322
SCHLUMBERGER LTD COM COM 806857108 1,445 24,186 SH Sole 01 24,186
SEADRILL LIMITED SHS COM G7945E105 542 19,675 SH Sole 01 19,675
SELECT SECTOR SPDR TR SBI CONS DISCR ETF 81369Y407 5,615 161,061 SH Sole 01 161,061
SELECT SECTOR SPDR TR SBI CONS STPLS ETF 81369Y308 6,601 222,563 SH Sole 01 222,563
SELECT SECTOR SPDR TR SBI HEALTHCARE ETF 81369Y209 4,428 139,549 SH Sole 01 139,549
SELECT SECTOR SPDR TR SBI INT-ENERGY ETF 81369Y506 3,513 60,040 SH Sole 01 60,040
SELECT SECTOR SPDR TR SBI INT-FINL ETF 81369Y605 5,022 425,274 SH Sole 01 425,274
SELECT SECTOR SPDR TR SBI INT-INDS ETF 81369Y704 3,206 109,716 SH Sole 01 109,716
SELECT SECTOR SPDR TR SBI INT-UTILS ETF 81369Y886 2,344 69,715 SH Sole 01 69,715
SELECT SECTOR SPDR TR SBI MATERIALS ETF 81369Y100 1,542 52,520 SH Sole 01 52,520
SELECT SECTOR SPDR TR TECHNOLOGY ETF 81369Y803 472 20,007 SH Sole 01 20,007
SEMPRA ENERGY COM COM 816851109 2,221 43,128 SH Sole 01 43,128
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
SHAW COMMUNICATOINS INC. Com 82028K200 6,938 358,400 SH Sole 358,400
SIEMENS A G SPONSORED ADR ADR 826197501 1,504 16,752 SH Sole 01 16,752
SINGAPORE FD INC COM COM 82929L109 0 9 SH Sole 01 9
SMITHFIELD FOODS INC COM COM 832248108 1,144 58,682 SH Sole 01 58,682
SOCIEDAD QUIMICA MINERA DE C SPON
ADR SER B SPONSORED ADR 833635105 1,463 30,595 SH Sole 01 30,595
SOLERA HOLDINGS INC COM COM 83421A104 4,157 82,323 SH Sole 01 82,323
SOUTHERN CO COM COM 842587107 1,357 32,022 SH Sole 01 32,022
SPDR GOLD TRUST GOLD SHS ETF 78463V107 3,431 21,706 SH Sole 01 21,706
SPDR INDEX SHS FDS ASIA PACIF ETF ETF 78463X301 2,715 42,199 SH Sole 01 42,199
SPDR INDEX SHS FDS DJ INTL RL ETF ETF 78463X863 4,834 150,823 SH Sole 01 150,823
SPDR INDEX SHS FDS EMERG MKTS ETF ETF 78463X509 8,779 156,105 SH Sole 01 156,105
SPDR INDEX SHS FDS MSCI ACWI EXUS ETF 78463X848 326 12,079 SH Sole 01 12,079
SPDR INDEX SHS FDS S&P CHINA ETF ETF 78463X400 7,100 127,223 SH Sole 01 127,223
SPDR INDEX SHS FDS S&P INTL SMLCP ETF 78463X871 4,194 166,965 SH Sole 01 166,965
SPDR INDEX SHS FDS S&P WRLD EX US ETF 78463X889 18,841 891,239 SH Sole 01 891,239
SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 82,191 726,387 SH Sole 01 726,387
SPDR S&P MIDCAP 400 ETF TR UTSER1
S&PDCRP ETF 78467Y107 4,154 29,229 SH Sole 01 29,229
SPDR SERIES TRUST BARCL CAP TIPS ETF 78464A656 4,030 70,950 SH Sole 01 70,950
SPDR SERIES TRUST BRCLYS 1-3MT ETF ETF 78464A680 21,739 474,142 SH Sole 01 474,142
SPDR SERIES TRUST BRCLYS AGG ETF ETF 78464A649 24,341 417,736 SH Sole 01 417,736
SPDR SERIES TRUST BRCLYS INTL ETF ETF 78464A516 1,277 21,242 SH Sole 01 21,242
SPDR SERIES TRUST BRCLYS YLD ETF ETF 78464A417 15,561 429,977 SH Sole 01 429,977
SPDR SERIES TRUST DB INT GVT ETF ETF 78464A490 2,230 38,976 SH Sole 01 38,976
SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 15,465 273,723 SH Sole 01 273,723
SPDR SERIES TRUST NUVN BR SHT MUNI ETF 78464A425 9,035 371,047 SH Sole 01 371,047
SPDR SERIES TRUST NUVN BRCLY MUNI ETF 78464A458 9,285 396,640 SH Sole 01 396,640
SPDR SERIES TRUST S&P 600 SMCP GRW ETF 78464A201 225 2,315 SH Sole 01 2,315
SPDR SERIES TRUST S&P 600 SMCP VAL ETF 78464A300 114 2,001 SH Sole 01 2,001
SPDR SERIES TRUST S&P 600 SML CAP ETF 78464A813 4,232 75,135 SH Sole 01 75,135
SPDR SERIES TRUST S&P DIVID ETF ETF 78464A763 11,550 237,898 SH Sole 01 237,898
SPDR SERIES TRUST S&P HOMEBUILD ETF 78464A888 1,657 124,654 SH Sole 01 124,654
STANDARD PAC CORP NEW COM COM 85375C101 1,228 497,147 SH Sole 01 497,147
STEWART INFORMATION SVCS COR COM COM 860372101 169 19,164 SH Sole 01 19,164
STRYKER CORP COM COM 863667101 380 8,071 SH Sole 01 8,071
SUNTRUST BKS INC COM COM 867914103 333 18,547 SH Sole 01 18,547
SUPERIOR ENERGY SVCS INC COM COM 868157108 3,366 128,271 SH Sole 01 128,271
SUSQUEHANNA BANCSHARES INC P COM COM 869099101 653 119,559 SH Sole 01 119,559
SXC HEALTH SOLUTIONS CORP COM COM 78505P100 9,045 162,389 SH Sole 01 162,389
SYNGENTA AG SPONSORED ADR ADR 87160A100 2,165 41,730 SH Sole 01 41,730
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR ADR 874039100 2,320 202,982 SH Sole 01 202,982
TARGACEPT INC COM COM 87611R306 498 33,216 SH Sole 01 33,216
TARGET CORP COM COM 87612E106 2,091 42,640 SH Sole 01 42,640
TATA MTRS LTD SPONSORED ADR ADR 876568502 781 50,755 SH Sole 01 50,755
TE CONNECTIVITY LTD REG SHS COM H84989104 3,882 137,969 SH Sole 01 137,969
TELUS CORP. COM 87971M202 6,157 138,950 SH Sole 138,950
TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 25 675 SH Sole 01 675
TEXAS INSTRS INC COM COM 882508104 29 1,100 SH Sole 01 1,100
TEXAS ROADHOUSE INC COM COM 882681109 2,145 162,266 SH Sole 01 162,266
THOR INDS INC COM COM 885160101 23 1,050 SH Sole 01 1,050
TOTAL S A SPONSORED ADR SPONSORED ADR 89151E109 3,394 77,376 SH Sole 01 77,376
TOWER GROUP INC COM COM 891777104 1,015 44,381 SH Sole 01 44,381
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
TOYOTA MOTOR CORP SP ADR REP2COM COM 892331307 3,695 54,137 SH Sole 01 54,137
TRANSCANADA CORPORATION COM 89353D107 4,191 108,000 SH Sole 108,000
TRANSOCEAN LTD REG SHS COM H8817H100 18 375 SH Sole 01 375
TREEHOUSE FOODS INC COM COM 89469A104 6,994 113,104 SH Sole 01 113,104
TRIUMPH GROUP INC NEW COM COM 896818101 13,773 282,591 SH Sole 01 282,591
TTM TECHNOLOGIES INC COM COM 87305R109 547 57,567 SH Sole 01 57,567
TUPPERWARE BRANDS CORP COM COM 899896104 6,008 111,794 SH Sole 01 111,794
TUTOR PERINI CORP COM COM 901109108 470 40,945 SH Sole 01 40,945
UGI CORP NEW COM COM 902681105 1,743 66,352 SH Sole 01 66,352
UNIFIRST CORP MASS COM COM 904708104 758 16,743 SH Sole 01 16,743
UNILEVER N V N Y SHS NEW ADR 904784709 778 24,710 SH Sole 01 24,710
UNILEVER PLC SPON ADR NEW ADR 904767704 480 15,393 SH Sole 01 15,393
UNITED CONTINENTAL HOLDINGS INC. COM 910047109 47 2,409 SH Sole 2,409
UNITED CONTL HLDGS INC COM COM 910047109 14 748 SH Sole 01 748
UNITED TECHNOLOGIES CORP COM COM 913017109 7,665 108,936 SH Sole 01 108,936
UNIVERSAL FST PRODS INC COM COM 913543104 36 1,500 SH Sole 01 1,500
V F CORP COM COM 918204108 557 4,583 SH Sole 01 4,583
VALE S A ADR ADR 91912E105 1,612 70,701 SH Sole 01 70,701
VALE S A ADR REPSTG PFD ADR 91912E204 336 16,015 SH Sole 01 16,015
VANGUARD BD INDEX FD INC LONG TERM
BOND ETF 921937793 6,600 71,919 SH Sole 01 71,919
VANGUARD BD INDEX FD INC SHORT TRM
BOND ETF 921937827 257,537 3,163,063 SH Sole 01 3,163,063
VANGUARD BD INDEX FD INC TOTAL BND
MRKT ETF 921937835 22,720 271,312 SH Sole 01 271,312
VANGUARD INDEX FDS GROWTH ETF ETF 922908736 25,930 463,537 SH Sole 01 463,537
VANGUARD INDEX FDS MID CAP ETF ETF 922908629 13 196 SH Sole 01 196
VANGUARD INDEX FDS REIT ETF ETF 922908553 1,304 25,629 SH Sole 01 25,629
VANGUARD INDEX FDS SM CP VAL ETF ETF 922908611 8,808 158,478 SH Sole 01 158,478
VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 2,229 36,325 SH Sole 01 36,325
VANGUARD INDEX FDS SML CP GRW ETF ETF 922908595 9,278 138,767 SH Sole 01 138,767
VANGUARD INDEX FDS VALUE ETF ETF 922908744 29,858 634,609 SH Sole 01 634,609
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US ETF 922042775 13,585 350,843 SH Sole 01 350,843
VANGUARD INTL EQUITY INDEX F FTSE
SMCAP ETF ETF 922042718 8,634 110,052 SH Sole 01 110,052
VANGUARD INTL EQUITY INDEX F GLB
EX US ETF ETF 922042676 669 16,325 SH Sole 01 16,325
VANGUARD INTL EQUITY INDEX F MSCI
EMR MKT ETF ETF 922042858 12,265 342,323 SH Sole 01 342,323
VANGUARD INTL EQUITY INDEX F MSCI
EUROPE ETF ETF 922042874 19,490 479,333 SH Sole 01 479,333
VANGUARD INTL EQUITY INDEX F MSCI
PAC ETF ETF 922042866 17,800 367,314 SH Sole 01 367,314
VANGUARD SCOTTSDALE FDS INT-TERM
CORP ETF 92206C870 6,091 75,240 SH Sole 01 75,240
VANGUARD SCOTTSDALE FDS LG-TERM
COR BD ETF 92206C813 3,477 41,345 SH Sole 01 41,345
VANGUARD TAX-MANAGED INTL FD MSCI
EAFE ETF ETF 921943858 13,298 441,362 SH Sole 01 441,362
VANGUARD WHITEHALL FDS INC HIGH
DIV YLD ETF 921946406 1,994 49,335 SH Sole 01 49,335
VANGUARD WORLD FD MEGA VALUE 300 ETF 921910840 256 7,454 SH Sole 01 7,454
VANGUARD WORLD FDS UTILITIES ETF ETF 92204A876 4 53 SH Sole 01 53
VERINT SYS INC COM COM 92343X100 734 27,908 SH Sole 01 27,908
VERIZON COMMUNICATIONS INC COM COM 92343V104 4,155 112,911 SH Sole 01 112,911
VISA INC COM CL A CL A 92826C839 2,557 29,832 SH Sole 01 29,832
VODAFONE GROUP PLC NEW SPONS ADR NEW ADR 92857W209 2,011 78,383 SH Sole 01 78,383
WALGREEN CO COM COM 931422109 36 1,100 SH Sole 01 1,100
WASHINGTON FED INC COM COM 938824109 800 62,780 SH Sole 01 62,780
WATERS CORP COM COM 941848103 5,736 75,989 SH Sole 01 75,989
WELLS FARGO & CO NEW COM COM 949746101 809 33,556 SH Sole 01 33,556
WESTERN UN CO COM COM 959802109 9 600 SH Sole 01 600
WHIRLPOOL CORP COM COM 963320106 1,163 23,293 SH Sole 01 23,293
WILLIAMS COS INC DEL COM COM 969457100 2,608 107,142 SH Sole 01 107,142
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
WILLIAMS SONOMA INC COM COM 969904101 7,401 240,367 SH Sole 01 240,367
WISDOMTREE TRUST ASIA PAC EXJP FD ETF 97717W828 2,310 42,825 SH Sole 01 42,825
WISDOMTREE TRUST GLB EX US UTIL ETF 97717W653 2 99 SH Sole 01 99
WOODBRIDGE CO LTD COM 884903105 4,053 156,400 SH Sole 156,400
WPP PLC ADR ADR 92933H101 340 7,386 SH Sole 01 7,386
XL GROUP PLC SHS ADR G98290102 920 48,923 SH Sole 01 48,923
YAHOO INC COM COM 984332106 3,864 293,405 SH Sole 01 293,405
YANZHOU COAL MNG CO LTD SPON ADR H
SHS SPONSORED ADR 984846105 1,061 50,292 SH Sole 01 50,292