SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of May, 2007
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant’s name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ¨ No x
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Please complete all relevant boxes should in block capital letters.
1. Name of the issuer
Prudential plc
2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
Relates to (i)
3. Name of person discharging managerial responsibilities/director
P A J Broadley, R A Burrows, P M Maynard
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Prudential Services Limited Share Incentive Plan Trust (the Trust)
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
See section 8
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of 5p each in Prudential plc
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Prudential Services Limited Share Incentive Plan Trust (the Trust)
8. State the nature of the transaction
A purchase was made on 8 May 2007 of 2,436 ordinary shares in the Company by Yorkshire Building Society (the Trustee of the Trust) at a price of £8.042 per share for the purpose of satisfying the purchase of ordinary shares on behalf of eligible employees (including executive directors and persons discharging managerial responsibility ) who have elected to join the Prudential Services Limited Share Incentive Plan (the Plan) and are therefore potential beneficiaries under the Trust for May 2007. The Plan has been approved by the Inland Revenue as a share incentive plan under the Income Tax (Earnings and Pensions) Act 2003.
The number of ordinary shares purchased on this date on behalf of the executive directors and persons discharging managerial responsibility participating in the Plan are set out in Section 9 below:
9. Number of shares, debentures or financial instruments relating to shares acquired
Trust—2,436 ordinary shares
PAJ Broadley—19 ordinary shares
RA Burrows—19 ordinary shares
PM Maynard—19 ordinary shares
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
Trust—less than 0.0001%
PAJ Broadley—less than 0.0000008%
RA Burrows—less than 0.0000008%
PM Maynard—less than 0.0000008%
11. Number of shares, debentures or financial instruments relating to shares disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
£8.042
14. Date and place of transaction
8 May 2007, London
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Trust—27,405 ordinary shares, less than 0.002%
PAJ Broadley—602,850 ordinary shares, less than 0.03%
RA Burrows—189,435 ordinary shares, less than 0.008%
PM Maynard -318,388 ordinary shares, less than 0.02%
16. Date issuer informed of transaction
9 May 2007
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. Date of grant
N/A
18. Period during which or date on which it can be exercised
N/A
19. Total amount paid (if any) for grant of the option
N/A
20. Description of shares or debentures involved (class and number)
N/A
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
N/A
22. Total number of shares or debentures over which options held following notification
N/A
23. Any additional information
N/A
24. Name of contact and telephone number for queries
Jennie Webb, Group Secretariat, 020 7548 2027
Name and signature of duly authorised officer of issuer responsible for making notification
Penny Follows, Shareholder Services and Share Plans Manager, 020 7548 3821
Date of notification
10 May 2007
Prudential plc is not affiliated in any manner with Prudential Financial, Inc, a company whose principal place of business is in the United States of America
END
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date 10 May 2007
PRUDENTIAL PUBLIC LIMITED COMPANY
| By: | /s/ Susan Henderson | |
| Susan Henderson | ||
| Deputy Group Secretary | ||