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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 50.25 | 09/30/2005(1) | J(1) | 400,000 | (2) | 03/18/2015 | Class A Common | 400,000 | (1) | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 51.9 | 09/30/2005 | D | 20,000 | (2) | 07/30/2014 | Class A Common | 20,000 | $ 54.08 (3) | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 51.9 | 09/30/2005 | J(1) | 80,000 | (2) | 07/30/2014 | Class A Common | 100,000 | (1) | 20,000 | D | ||||
Employee Stock Option (Right to Buy) | $ 35.75 | 09/30/2005 | D | 240,000 | (2) | 07/23/2012 | Class A Common | 240,000 | $ 54.08 (3) | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 35.75 | 09/30/2005 | J(1) | 160,000 | (1) | 07/23/2012 | Class A Common | 400,000 | (1) | 240,000 | D | ||||
Employee Stock Option (Right to Buy) | $ 16.4375 | 09/30/2005 | D | 200,000 | 07/11/2005 | 07/11/2010 | Class A Common | 200,000 | $ 54.08 (3) | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 11.5312 (4) | 09/30/2005 | D | 150,000 | 10/08/2003 | 10/08/2008 | Class A Common | (5) | $ 54.08 (3) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RICH JEFFREY A 2828 N. HASKELL AVENUE, BLDG. 1, FL-10 DALLAS, TX 75204 |
Former Director and CEO |
Jeffrey A. Rich | 10/04/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person resigned as a director and Chief Executive Officer of Affiliated Computer Services, Inc. (the "Company") effective September 29, 2005. Each option not vested as of September 29, 2005 was forfeited by the reporting person and terminated and cancelled by the Company. |
(2) | These options vest and become exercisable as follows: on each anniversary date of the grant, commencing with the first such anniversary date and continuing on each such anniversary thereafter through and including the fifth anniversary of the date of the grant, 20% of such options shall vest and become exercisable. The date of grant is 10 years prior to the stated expiration date. |
(3) | The reporting person resigned as a director and Chief Executive Officer of Affiliated Computer Services, Inc. (the "Company") effective September 29, 2005. All options vested as of September 29, 2005 were terminated and cancelled by mutual agreement of the Company and the reporting person; the reporting person will receive $54.08 less the exercise price and applicable income and payroll taxes for each such vested option. |
(4) | The Exercise Price per share is $11.53125. |
(5) | Grant of Employee Stock Option (Right to Buy) on October 8, 1998 for 500,000 shares of ACS Class A Common Stock $0.01 par value at an Exercise Price of $11.53125 per share exercisable on October 8, 2003 expiring on October 8, 2008. 350,000 shares have been exercised and 150,000 remain to be exercised. |