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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WESLEY NORMAN H 520 LAKE COOK ROAD DEERFIELD, IL 60015 |
X |
Angela M. Pla, Attorney-in-Fact for Norman H. Wesley | 04/30/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects a grant of stock under the issuer's 2010 Non-Employee Director Stock Plan. |
(2) | Mr. Wesley rolled over his propotional beneficial ownership of the issuer's common stock held in the Fortune Brands Retirement Savings Plan Trust to an IRA account held with Citigroup Global Markets. The number of shares reported as held by Citigroup Global Markets Inc. IRA represents the undersigned's beneficial interest in the common stock held in the IRA as of April 28, 2010. |
Remarks: On April 28, 2010, Mr. Wesley received a grant of 2,100 shares of the issuer's common stock issued under the 2010 Non-Employee Director Stock Plan. As a result of this transaction Mr. Wesley owns 153,722 shares of Fortune Brands common stock. He continues to own options to purchase 938,237 of the issuer's common stock and the right to receive 50,000 restricted stock units if he adheres to certain non-compete and confidentiality restrictions until December 31, 2010. Also, Mr. Wesley indirectly owns 16,070 shares of issuer's common stock through an IRA account with Citigroup Global Markets, Inc. |