UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
STOCK OPTION | Â (1) | 06/27/2016 | COMMON STOCK | 6,150 | $ 11.77 | D | Â |
STOCK OPTION | Â (2) | 11/29/2016 | COMMON STOCK | 22,500 | $ 11.36 | D | Â |
STOCK OPTION | Â (3) | 12/07/2017 | COMMON STOCK | 13,000 | $ 4.48 | D | Â |
STOCK OPTION | Â (4) | 12/07/2017 | COMMON STOCK | 10,300 | $ 4.48 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ADKINS STEVE C/O JAMBA, INC. 6475 CHRISTIE AVENUE, SUITE 150 EMERYVILLE, CA 94608 |
 |  |  SVP, OPERATIONS |  |
Christina Lui, Attorney-in-fact for Steve Adkins | 08/25/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This option is fully vested. |
(2) | Of the 22,500 options, 25% vested on 11/29/2007 and the remaining 16,875 options will vest equally and become execiseable on each of 11/29/2008, 11/29/2009 and 11/29/2010. |
(3) | Of the 13,000 options, 25% will vest and become exerciseable on each of 12/7/2008, 12/7/2009, 12/7/2010 and 12/7/2011. |
(4) | All 10,300 options will vest and become exerciseable on 12/7/2008 upon achievement of certain performance metrics. |