Prepared By R.R. Donnelley Financial -- Form 8-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): 11/08/2007
Sun Microsystems, Inc.
(Exact name of registrant as specified in its charter)
Commission File Number: 0-15086
Delaware
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94-2805249
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(State or other jurisdiction of
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(IRS Employer
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incorporation)
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Identification No.)
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4150 Network Circle
Santa Clara, California 95054-1778
(Address of principal executive offices, including zip code)
(650) 960-1300
(Registrants telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01. Other Events
On November 8, 2007, our stockholders approved a one-for-four reverse stock split (the "Reverse Split") to be effective on the date of filing of a Certificate of Amendment to our Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware, which is expected to be November 12, 2007 (the "Effective Date"). The fractional shares of common stock resulting from the Reverse Split will not be issued to our stockholders. Instead they will be cashed out based on the average closing sales price of our common stock for the four trading days preceding the Effective Date.
Signature(s)
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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Sun Microsystems, Inc.
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Date: November 09, 2007
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By:
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/s/ Craig D. Norris
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Craig D. Norris
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Vice President, Corporate Law, and Assistant Secretary
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