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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 42.37 | 05/04/2007 | A | 590 (3) | (4) | 05/04/2017 | Common shares, $0.01 par value per share | 590 | $ 0 | 590 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WHITMIRE JOHN L 1800 WASHINGTON ROAD PITTSBURGH, PA 15241 |
X |
/s/ John L. Whitmire by Alexander Reyes, his attorney-in-fact | 05/08/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents deferred stock units issued pursuant to his April 27, 2004 Chairman's Agreement with CONSOL Energy Inc. (the "Chairman's Agreement"). The deferred stock units are payable in shares of common stock on a one-for-one basis plus equivalent amounts credited to such stock units equal to the dividends declared on an equivalent number of shares of Company common stock. |
(2) | Of the 38,893 shares owned directly, 10,453 are deferred stock units including dividend equivalent rights. |
(3) | Stock options issued pursuant to a grant under the Chairman's Agreement and subject to the terms of the Equity Incentive Plan. |
(4) | Stock option grant provides that stock options are fully vested and exercisable upon the date of grant. |