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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Convertible Class B | $ 0 | 10/22/2004 | A | 5,458,955 | 10/22/2004 | 10/22/2014 | Common Stock | 5,458,955 | $ 0 | 5,458,955 | I (3) | by Cargill Fertilizer, Inc. |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CARGILL INC 15615 MCGINTY ROAD WEST WAYZATA, MN 55343 |
X | |||
Cargill Fertilizer, Inc. 15615 MCGINTY ROAD WEST WAYZATA, MN 55391 |
X | |||
GNS I (US) CORP 15615 MCGINTY ROAD WEST WAYZATA, MN 55391 |
X |
s/Robert L. Lumpkins | 09/15/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Acquired in conjunction with the merger of IMC Global Inc. into the Mosaic Company ("the Merger"). |
(2) | Held by GNS I (U.S.) Corp. in conjunction with the Merger. |
(3) | Held by Cargill Fertilizer, Inc. in conjunction with the Merger. |
Remarks: This amendment is being filed solely to correct the direct holdings that Cargill Inc. reported on Table I. All other holdings and transactions on this amendment are being restated as they were previously reported on the original Form 4 filed October 26, 2004. |