1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
01/18/2012(1)
|
01/18/2021 |
Common Stock
|
37,500
|
$
9.85
|
D
|
Â
|
Stock Option (right to buy)
|
07/22/2012(2)
|
07/22/2021 |
Common Stock
|
20,000
|
$
15.2
|
D
|
Â
|
Stock Option (right to buy)
|
07/20/2013(3)
|
07/20/2022 |
Common Stock
|
40,000
|
$
15.83
|
D
|
Â
|
Stock Option (right to buy)
|
07/16/2014(4)
|
07/16/2023 |
Common Stock
|
40,000
|
$
19.02
|
D
|
Â
|
Stock Option (right to buy)
|
07/17/2015(5)
|
07/17/2024 |
Common Stock
|
40,000
|
$
10.79
|
D
|
Â
|
Stock Option (right to buy)
|
07/13/2016(6)
|
07/13/2025 |
Common Stock
|
48,000
|
$
16.72
|
D
|
Â
|
Stock Option (right to buy)
|
06/01/2017(7)
|
06/01/2026 |
Common Stock
|
4,000
|
$
5.75
|
D
|
Â
|
Stock Option (right to buy)
|
07/18/2017(8)
|
07/18/2026 |
Common Stock
|
50,000
|
$
3.05
|
D
|
Â
|
Stock Option (right to buy)
|
09/30/2017(9)
|
09/30/2026 |
Common Stock
|
38,000
|
$
2.68
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
All options exercisable as of filing date. |
(2) |
All options exercisable as of filing date. |
(3) |
All options exercisable as of filing date. |
(4) |
All options exercisable as of filing date. |
(5) |
26,667 options exercisable as of filing date and 13,333 shares exercisable commencing on July 17, 2017. |
(6) |
16,000 options exercisable as of filing date, 16,000 shares exercisable commencing on July 13, 2017, and 16,000 shares exercisable commencing on July 13, 2018. |
(7) |
Exercisable as to 1,334 shares commencing on June 1, 2017, 1,333 shares commencing on June 1, 2018, and 1,333 shares commencing on June 1, 2019. |
(8) |
Exercisable as to 16,667 shares commencing on July 18, 2017, 16,667 shares commencing on July 18, 2018, and 16,666 shares commencing on July 18, 2019. |
(9) |
Exercisable as to 12,667 shares commencing on September 30, 2017, 12,667 shares commencing on September 30, 2018, and 12,666 shares commencing on September 30, 2019. |