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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ZABLE WALTER C 9333 BALBOA AVENUE SAN DIEGO, CA 92123 |
X | Exec. Chairman of the Board |
Angela L. Hartley, Attorney-in-fact for Walter C. Zable | 11/19/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Stock held by Reporting Person as a co-trustee in a trust was distributed to Reporting Person's individual trust, where he is sole trustee. |
(2) | The reported securities were owned by the named trusts of which the Reporting Person was a co-trustee. The Reporting Person disclaimed beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
(3) | Reflects a transfer of shares without consideration from the Reporting Person to The Walter C. Zable Trust U/A/D 2/7/06, for which the Reporting Person is trustee. |
(4) | The Walter C. Zable Trust U/A/D 2/7/06, for which the Reporting Person is sole trustee. |
(5) | Zable GST Trust FBO Walter C. Zable dtd 9/18/78 U/A and restated 6/12/07, for which the Reporting Person is sole trustee. |
(6) | The reported securities are held in 3 trusts for the Reporting Person's children, for which the Reporting Person is trustee. |