================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 20, 2004 -------------------------------------------------------------- Date of Report (date of earliest event reported) SERENA SOFTWARE INC. -------------------------------------------------------------------------------- (Exact name of Registrant as specified in its charter) Delaware 000-25285 94-2669809 -------------------------------------------------------------------------------- (State or other jurisdiction of (Commission File Number) (I.R.S. Employer incorporation or organization) Identification Number) 2755 CAMPUS DRIVE 3RD FLOOR, SAN MATEO, CALIFORNIA 94403-2538 -------------------------------------------------------------- (Address of principal executive offices) (650) 522-6600 -------------------------------------------------------------- (Registrant's telephone number, including area code) ================================================================================ ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits. The following exhibits are filed with this report. Exhibit Number Description -------------------------- ----------------------------------------------------- 99.1 Press Release dated May 20, 2004 ITEMS 9 AND 12. REGULATON FD DISCOLUSRE AND DISCLOSURE OF RESULTS OF OPERATIONS AND FINANCIAL CONDITION On May 20, 2004, Serena Software Inc. issued a press release announcing its financial results for the quarter ended April 30, 2004. A copy of the press release is furnished as Exhibit 99.1 pursuant to Regulation FD and Item 12. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SERENA SOFTWARE INC. By: /s/ ROBERT I. PENDER JR. ---------------------------------------- Robert I. Pender Jr. Vice President, Finance and Administration, Chief Financial Officer and Director Dated: May 20, 2004