1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
STOCK OPTION (RIGHT TO BUY)
|
Â
(2)
|
11/28/2016 |
COMMON STOCK
|
256
|
$
25.45
|
D
|
Â
|
STOCK OPTION (RIGHT TO BUY)
|
Â
(2)
|
11/29/2016 |
COMMON STOCK
|
900
|
$
56.8
|
D
|
Â
|
STOCK OPTION (RIGHT TO BUY)
|
Â
(2)
|
03/18/2018 |
COMMON STOCK
|
500
|
$
10.95
|
D
|
Â
|
STOCK OPTION (RIGHT TO BUY)
|
Â
(2)
|
09/03/2018 |
COMMON STOCK
|
2,960
|
$
6.55
|
D
|
Â
|
STOCK OPTION (RIGHT TO BUY)
|
Â
(2)
|
11/16/2019 |
COMMON STOCK
|
800
|
$
8.95
|
D
|
Â
|
STOCK OPTION (RIGHT TO BUY)
|
Â
(3)
|
06/01/2020 |
COMMON STOCK
|
1,500
|
$
11.35
|
D
|
Â
|
STOCK OPTION (RIGHT TO BUY)
|
Â
(4)
|
11/12/2020 |
COMMON STOCK
|
3,000
|
$
11.1
|
D
|
Â
|
STOCK OPTION (RIGHT TO BUY)
|
Â
(5)
|
11/14/2021 |
COMMON STOCK
|
4,000
|
$
8.05
|
D
|
Â
|
STOCK OPTION (RIGHT TO BUY)
|
Â
(6)
|
03/12/2022 |
COMMON STOCK
|
2,000
|
$
10.75
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The securities reported in this column consist of 4,666 restricted stock units which give the Reporting Person a contingent right to receive at a future date one share of JMBA common stock for each restricted stock unit held. Of the 4,666 restricted stock units, 1,000 will vest on 8/8/2014, 833 will vest on 8/22/2014, 1,000 will vest on 8/8/2015, 833 will vest on 8/22/2015, and 1,000 will vest on 8/8/2016. |
(2) |
The stock option is fully vested. |
(3) |
Vesting occurs in four equal installments on the first, second, third and fourth anniversary of the vesting commencement date of 4/19/2010. |
(4) |
Vesting occurs in four equal installments on the first, second, third and fourth anniversary of the vesting commencement date of 11/12/2010. |
(5) |
Vesting occurs in four equal installments on the first, second, third and fourth anniversary of the vesting commencement date of 11/14/2011. |
(6) |
Vesting occurs in four equal installments on the first, second, third and fourth anniversary of the vesting commencement date of 1/25/2012. |