INC RESEARCH HOLDINGS, INC.
|
(Name of Issuer)
|
CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE
|
(Title of Class of Securities)
|
45329R 109
|
(CUSIP Number)
|
DECEMBER 31, 2015
|
(Date of Event Which Requires Filing of this Statement)
|
☐ | Rule 13d-1(b) |
☐ | Rule 13d-1(c) |
☒ | Rule 13d-1(d) |
CUSIP No. 45329R 109
|
SCHEDULE 13G
|
1
|
NAMES OF REPORTING PERSONS
AVISTA CAPITAL PARTNERS II GP, LLC
|
|
|
||
|
|
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|||||
26-2708016
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☒
|
|||||
(b)☐
|
|
|
|||
3
|
SEC USE ONLY
|
|
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||
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|
|
|||
|
|
||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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||
DELAWARE
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
10,761,139*
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
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||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
10,761,139*
|
|
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|||
|
|
||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
10,761,139*
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
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||
☐
|
|
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|||
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|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
20.0%*
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|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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|
|
||
OO
|
|
|
|||
|
|
CUSIP No. 45329R 109
|
SCHEDULE 13G
|
1
|
NAMES OF REPORTING PERSONS
AVISTA CAPITAL PARTNERS II, L.P.
|
|
|
||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
|
|||
26-2708127
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☒
|
|||||
(b)☐
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
DELAWARE
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
6,550,396*
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
6,550,396*
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
6,550,396*
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
12.2%*
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
CUSIP No. 45329R 109
|
SCHEDULE 13G
|
1
|
NAMES OF REPORTING PERSONS
AVISTA CAPITAL PARTNERS (OFFSHORE) II, L.P.
|
|
|
||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
|
|||
98-0588109
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☒
|
|||||
(b)☐
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
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||
BERMUDA
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
2,151,060*
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
2,151,060*
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
2,151,060*
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
4.0%*
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
FI
|
|
|
|||
|
|
CUSIP No. 45329R 109
|
SCHEDULE 13G
|
1
|
NAMES OF REPORTING PERSONS
AVISTA CAPITAL PARTNERS (OFFSHORE) II-A, L.P.
|
|
|
||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
|
|||
98-0644474
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☒
|
|||||
(b)☐
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
BERMUDA
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
522,152*
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
522,152*
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
522,152*
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
1.0%*
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
FI
|
|
|
|||
|
|
CUSIP No. 45329R 109
|
SCHEDULE 13G
|
1
|
NAMES OF REPORTING PERSONS
ACP INC RESEARCH CO-INVEST, LLC
|
|
|
||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
|
|||
90-0611463
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☒
|
|||||
(b)☐
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
DELAWARE
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
1,079,102*
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,079,102*
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,079,102*
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
2.0%*
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
CUSIP No. 45329R 109
|
SCHEDULE 13G
|
1
|
NAMES OF REPORTING PERSONS
INC RESEARCH MEZZANINE CO-INVEST, LLC
|
|
|
||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
|
|||
80-0644238
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☒
|
|||||
(b)☐
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
DELAWARE
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
458,429*
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
458,429*
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
458,429*
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
0.9%*
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
Item 1(a). | Name of Issuer |
Item 1(b). | Address of Issuer's Principal Executive Offices |
Item 2. | (a) Name of Person Filing |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
☐ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
☐ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
☐ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
☐ | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
☐ | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
☐ | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
☐ | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
☐ | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
☐ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
☐ | A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); |
☐ | A group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
Item 4. | Ownership |
Reporting
Person
|
Amount
Beneficially
Owned(a)
|
Percent
of
Class(b)
|
Number
of shares
as to
which the
person
has: Sole
power to
vote or to
direct the
vote
|
Number of
shares as
to which
the person
has:
Shared
power to
vote or to
direct the
vote
|
Number of
shares as
to which
the person
has: Sole
power to
dispose or
to direct
the
disposition
of:
|
Number of
shares as
to which
the person
has:
Shared
power to
dispose or
to direct
the
disposition
of:
|
Avista Capital Partners II GP, LLC
|
10,761,139
|
20.0%
|
0
|
10,761,139
|
0
|
10,761,139
|
Avista Capital Partners II, L.P.
|
6,550,396
|
12.2%
|
0
|
6,550,396
|
0
|
6,550,396
|
Avista Capital Partners (Offshore) II, L.P.
|
2,151,060
|
4.0%
|
0
|
2,151,060
|
0
|
2,151,060
|
Avista Capital Partners (Offshore) II-A, L.P.
|
522,152
|
1.0%
|
0
|
522,152
|
0
|
522,152
|
ACP INC Research Co-Invest, LLC
|
1,079,102
|
2.0%
|
0
|
1,079,102
|
0
|
1,079,102
|
INC Research Mezzanine Co-Invest, LLC
|
458,429
|
0.9%
|
0
|
458,429
|
0
|
458,429
|
Item 5. | Ownership of Five Percent or Less of a Class |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person |
Item 8. | Identification and Classification of Members of the Group |
Item 9. | Notice of Dissolution of Group |
Item 10. | Certifications |
AVISTA CAPITAL PARTNERS II GP, LLC
|
||
By:
|
/s/ Ben Silbert
|
|
Name:
|
Ben Silbert
|
|
Title:
|
Authorized Representative
|
AVISTA CAPITAL PARTNERS II, L.P.
|
||
By:
|
Avista Capital Partners II GP, LLC
its General Partner
|
|
By:
|
/s/ Ben Silbert
|
|
Name:
|
Ben Silbert
|
|
Title:
|
Authorized Representative
|
AVISTA CAPITAL PARTNERS (OFFSHORE) II, L.P.
|
||
By:
|
Avista Capital Partners II GP, LLC
its General Partner
|
|
By:
|
/s/ Ben Silbert
|
|
Name:
|
Ben Silbert
|
|
Title:
|
Authorized Representative
|
AVISTA CAPITAL PARTNERS (OFFSHORE) II-A, L.P.
|
||
By:
|
Avista Capital Partners II GP, LLC
its General Partner
|
|
By:
|
/s/ Ben Silbert
|
|
Name:
|
Ben Silbert
|
|
Title:
|
Authorized Representative
|
ACP INC RESEARCH CO-INVEST, LLC
|
||
By:
|
Avista Capital Partners II GP, LLC
its manager
|
|
By:
|
/s/ Ben Silbert
|
|
Name:
|
Ben Silbert
|
|
Title:
|
Authorized Representative
|
INC RESEARCH MEZZANINE CO-INVEST, LLC
|
||
By:
|
Avista Capital Partners II GP, LLC
its manager
|
|
By:
|
/s/ Ben Silbert
|
|
Name:
|
Ben Silbert
|
|
Title:
|
Authorized Representative
|
Exhibit No.
|
|
Joint Filing Agreement, dated February 8, 2016, among Avista Capital Partners II GP, LLC, Avista Capital Partners II, L.P., Avista Capital Partners (Offshore) II, L.P., Avista Capital Partners (Offshore) II-A, L.P., ACP INC Research Co-Invest, LLC and INC Research Mezzanine Co-Invest, LLC.
|