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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Deferred Restricted Stock Units ("DRSUs") | (2) | 12/31/2009 | M | 1,920 | (4) | (4) | Common Stock | 1,920 | (2) | 5,179 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FORREST KIRK G 405 LEXINGTON AVENUE NEW YORK, NY 10174 |
Vice President |
Thomas Meek for Kirk G. Forrest | 01/05/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares will be held in a trust established for the benefit of Mr. Forrest until July 2010. |
(2) | Each DRSU is the economic equivalent of one share of Minerals Technologies Inc. Common Stock. |
(3) | Mr. Forrest has 2,830 shares of Minerals Technologies Inc. Common Stock under the Company's 401(k) Plan. The information in this report is based on a Plan Statement dated as of December 31, 2009. |
(4) | Mr. Forrest was granted 2,400 DRSUs on February 23, 2005 which were scheduled to vest on February 23, 2010. Upon Mr. Forrest's retirement on December 31, 2009, 1,920 DRSUs vested (representing the prorated number of shares based on full years of service from the grant date) pursuant to the terms of the subject grant. The remaining DRSUs for which vesting was not accelerated were forfeited by Mr. Forrest upon his retirement. |