UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Performance Options | Â (1) | 08/15/2020 | Common Shares | 169,400 | $ 39.34 (11) | D | Â |
Stock Option (right to buy) | Â (2) | 02/27/2023 | Common Shares | 15,087 | $ 44.83 (1) | D | Â |
Stock Option (right to buy) | Â (3) | 03/13/2024 | Common Shares | 78,350 | $ 48.81 (11) | D | Â |
Stock Option (right to buy) | Â (4) | 03/02/2025 | Common Shares | 68,050 | $ 59.08 (11) | D | Â |
Stock Option (right to buy) | Â (5) | 03/01/2026 | Common Shares | 103,800 | $ 44.06 (11) | D | Â |
Stock Option (right to buy) | Â (6) | 02/28/2027 | Common Shares | 155,500 | $ 55.84 (11) | D | Â |
Performance Stock Units | Â (7) | Â (7) | Common Shares | 9,476.6583 (8) | $ (7) | D | Â |
Performance Stock Units | Â (9) | Â (9) | Common Shares | 14,100.0547 (8) | $ (9) | D | Â |
Performance Stock Units | Â (10) | Â (10) | Common Shares | 9,786.9705 (8) | $ (10) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Jarvis D Guy C/O ENBRIDGE INC. 200, 425 1ST STREET SW CALGARY, A0 T2P 3L8 |
 |  |  See Remarks |  |
/s/ Vas Antoniou, attorney-in-fact | 01/02/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The options were granted on August 15, 2012 and are fully vested. |
(2) | The options are fully vested. |
(3) | The options were granted on March 13, 2014 and vest in four equal annual installments. |
(4) | The options were granted on March 2, 2015 and vest in four equal annual installments. |
(5) | The options were granted on February 29, 2016 and vest in four equal annual installments. |
(6) | The options were granted on February 28, 2017 and vest in four equal annual installments. |
(7) | The units were granted on January 1, 2015 and will vest on December 31, 2017. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. |
(8) | Total includes the reinvestment of dividends and is rounded down. |
(9) | The units were granted on January 1, 2016 and will vest on December 31, 2018. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. |
(10) | The units were granted on January 1, 2017 and will vest on December 31, 2019. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. |
(11) | The exercise price is in Canadian dollars. |
 Remarks: Executive Vice President & President, Liquids Pipelines |