UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


 

FORM N-PX

 


 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number: 811-06062

 

THE THAI CAPITAL FUND, INC.

(Exact name of registrant as specified in charter)

 

c/o Daiwa Securities Trust Company

One Evertrust Plaza

Jersey City, New Jersey 07302-3051

(Address of principal executive offices) (Zip code)

 

John J. O’Keefe

The Thai Capital Fund, Inc.

c/o Daiwa Securities Trust Company

One Evertrust Plaza

Jersey City, New Jersey 07302-3051

(Name and address of agent for service)

 

With copy to:

 

Leonard B. Mackey, Jr., Esq.

Clifford Chance US LLP

31 West 52nd Street

New York, New York  10019

 

Registrant’s telephone number, including area code:  (201) 915-3054

 

Date of fiscal year end:  December 31

 

Date of reporting period:  June 30, 2011

 

 

 



 

Item 1:  Voting Record for The Thai Capital Fund, Inc. for the year ended June 30, 2011.

 

Issuer Name:

 

BANPU PUBLIC COMPANY LIMITED

 

 

 

 

 

 

 

 

 

Exchange Ticker Symbol:

 

BANPU

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

6074849

 

 

 

 

 

 

 

 

 

Meeting Date:

 

8/10/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To acknowledge the minutes of the Annual General Meeting of the Shareholders for the year 2010.

 

For

 

Yes

 

For

 

Management

 

2

 

To consider and approve Banpu Minerals (Singapore) Pte., Ltd. (which is 100% owned subsidiary of the Company) to make the offer to purchase the total remaining shares in Centennial Coal Co., Ltd. in the amount of 80.1% and approve the acquisition of 19.9% of shares in Centennial Coal Co., Ltd. by Banpu Minerals (Singapore) Pte., Ltd. which was made in May and June 2010.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider the issuance of debentures in the aggregate principal amount of not exceeding Baht 20,000 million.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

DELTA ELECTRONICS (THAILAND) PUBLIC COMPANY LIMITED

 

 

 

Exchange Ticker Symbol:

 

DELTA

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

6418920 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

9/20/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To consider and approve the minutes of the Annual General Meeting of the Shareholders for the year 2010.

 

For

 

Yes

 

For

 

Management

 

2

 

To consider and approve the issuance and offering of warrants to the directors and employees of Delta Electronics (Thailand) Public Company Limited and its subsidiaries under the Employee Stock Option Plan (“ESOP 2010”).

 

For

 

Yes

 

Disapprove

 

Management

 

3

 

To consider and approve the decrease of the remaining registered capital from Baht 1,259,000,000 to Baht 1,247,384,570 and the amendment to Clause 4 of the Memorandum of Association to be in line with the new capital.

 

For

 

Yes

 

Disapprove

 

Management

 

4

 

To consider and approve the increase of the registered capital from Baht 1,247,384,570 to Baht 1,309,684,570 by issuing 62,300,000 new ordinary shares at a par value of Baht 1 each to reserve for the proposed ESOP 2010 and the amendment to Clause 4 of the Memorandum of Association to be in line with the new capital.

 

For

 

Yes

 

Disapprove

 

Management

 

5

 

To consider and approve the allotment of 62,300,000 new ordinary shares for the exercise by the warrant holders of the right to purchase the ordinary shares to be issued and offered under the ESOP 2010.

 

For

 

Yes

 

Disapprove

 

Management

 

6

 

To consider and approve the listing of warrants and ordinary shares from the exercise of warrants issued and offered under ESOP 2010 on the Stock Exchange of Thailand.

 

For

 

Yes

 

Disapprove

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

PRUKSA REAL ESTATE PUBLIC COMPANY LIMITED

 

 

 

Exchange Ticker Symbol:

 

PS

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

B0R8BF8 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

9/29/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To consider and adopt the Minutes of the 2010 Annual General Meeting of Shareholders convened on April 27, 2010.

 

For

 

Yes

 

For

 

Management

 

2

 

To consider and approve the appointment of a director to replace the director who resigned and the appointment of an additional director.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve the sale and issuance of debt instruments under the “shelf filing” project.

 

For

 

Yes

 

For

 

Management

 

 



 

Issuer Name:

 

ASIA PLUS SECURITIES PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

ASP

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

B081WM0 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

11/19/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

Consideration and adoption of the Minutes of the Annual General Meeting of Shareholders No. 16 which was held on April 29, 2010.

 

For

 

Yes

 

For

 

Management

 

2

 

Consideration and approval of the extension of the issuance of Derivative Warrants and to acknowledge the risks involved and the company’s risk management policy relating to the issuance of derivative warrants.

 

For

 

Yes

 

For

 

Management

 

3

 

Consideration and approval of the extension of the limit of the issuance of Company’s Debentures and/or Structured Notes and/or other types of debentures.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

INDORAMA VENTURES PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

IVL

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

B5VSK29 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

12/17/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To consider and certify the Minutes of the Annual General meeting of Shareholders no. 1/2010 held on April 27, 2010.

 

For

 

Yes

 

For

 

Management

 

2

 

To consider and approve the reduction of registered capital of the Company from Baht 5,082,000,000 to Baht 4,334,271,047 by canceling 747,728,953 authorized but unissued shares at the par value of Baht 1 per share.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve the amendment of Clause 4 of the Company’s Memorandum of Association to be in line the reduction of the Company’s registered capital.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve the issuance and offering of Transferable Subscription Right (TSRs).

 

For

 

Yes

 

For

 

Management

 

5

 

To consider and approve the increase of registered capital of the Company in the amount of 481,585,672 shares at the par value of Baht 1 per share.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider and approve the amendment of Clause 4 of the Company’s Memorandum of Association to be in the line with the increase of the Company’s registered capital.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider and approve the allocation of newly issued ordinary shares.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

STARS MICROELECTRONICS (THAILAND) PUBLIC COMPANY LIMITED

 

Exchange Ticker Symbol:

 

SMT

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

B4KPWR3 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

2/23/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

Consider and adopt the minutes of the Annual General Meeting of Shareholders for 2010.

 

For

 

Yes

 

For

 

Management

 

2

 

Consider increasing the registered capital.

 

For

 

Yes

 

For

 

Management

 

3

 

Consider amending the Company’s Memorandum of Association.

 

For

 

Yes

 

For

 

Management

 

4

 

Consider allocating the new common shares to mobilize funds.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

BANGKOK DUSIT MEDICAL SERVICES PUBLIC COMPANY LIMITED

 

 

 

Exchange Ticker Symbol:

 

BGH

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

B013SS1 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

2/24/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

Certification of minutes of the Annual General Meeting of Shareholders 2010, held on April 1, 2010.

 

For

 

Yes

 

For

 

Management

 

2

 

Consideration and approval of the Company’s entry into the entire business transfer with Health Network Public Company Limited.

 

For

 

Yes

 

For

 

Management

 

3

 

Consideration and approval of the entry into a tender offer to purchase all shares in Prasit Patana Public Company Limited.

 

For

 

Yes

 

For

 

Management

 

4

 

Consideration and approval of the reduction of the Company’s registered capital; and the amendment to clause 4 of the Company’s Memorandum of Association.

 

For

 

Yes

 

For

 

Management

 

5

 

Consideration and approval of the increase in the Company’s registered capital to increase its registered

 

For

 

Yes

 

For

 

Management

 

 



 

 

 

capital amendment to clause 4 of its Memorandum of Association.

 

 

 

 

 

 

 

 

 

6

 

Consideration and approval of the allocation of new ordinary shares.

 

For

 

Yes

 

For

 

Management

 

7

 

Consideration and approval of the appointment of new directors of the Company.

 

For

 

Yes

 

For

 

Management

 

8

 

Acknowledgement of an interim dividend payment.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

PTT EXPLORATION AND PRODUCTION PUBLIC COMPANY LIMITED

 

 

 

Exchange Ticker Symbol:

 

PTTEP

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

B1359K1 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

3/30/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To acknowledge the 2010 Performance Result and 2011 Work Plan of the Company.

 

For

 

Yes

 

For

 

Management

 

2

 

To approve the 2010 financial statements.

 

For

 

Yes

 

For

 

Management

 

3

 

To approve the dividend payment for 2010 performance.

 

For

 

Yes

 

For

 

Management

 

4

 

To appoint the auditor and consider the auditor’s fees for year 2011.

 

For

 

Yes

 

For

 

Management

 

5

 

To approve the appointment of new directors in replacement of those who are due to retire by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

To approve the directors’ and the sub-committees’ remuneration for year 2011.

 

For

 

Yes

 

For

 

Management

 

7

 

To approve the debenture issuance up to the total amount of Baht 100,000 million.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

ADVANCED INFO SERVICE PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

ADVANC

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

6412568 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

3/31/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

Matters to be informed;

 

For

 

Yes

 

For

 

Management

 

2

 

To certify the Minutes of the 2010 Annual General Meeting of Shareholders held on April 8, 2010.

 

For

 

Yes

 

For

 

Management

 

3

 

To acknowledge the results of operations for 2010.

 

For

 

Yes

 

For

 

Management

 

4

 

To approve the balance sheet, statement of income and statement of cash flow for the fiscal year ended December 31, 2010.

 

For

 

Yes

 

For

 

Management

 

5

 

To approve the dividend payment for the fiscal year 2010.

 

For

 

Yes

 

For

 

Management

 

6

 

To approve a revolving line for issuing and offering debentures of not more than Baht 20,000,000,000 (Baht Twenty billion).

 

For

 

Yes

 

For

 

Management

 

7

 

To approve the re-appointment of retiring directors.

 

For

 

Yes

 

For

 

Management

 

8

 

To approve the directors’ remuneration for 2011.

 

For

 

Yes

 

For

 

Management

 

9

 

To approve the appointment of the Company’s auditors and determine the auditors’ remuneration for the year 2011.

 

For

 

Yes

 

For

 

Management

 

10

 

To acknowledge reports on the disputes which have arisen and actions which have been taken by the Board of Directors and management with respect to amendments to the Contract Permitting Mobile Phone Services between the Company and TOT Public Company Limited; including to concur with such actions and to approve authorization for the Company to initiate or defend legal actions and/or negotiate, make a compromise with respect to this matter for the benefits of the Company as the Board of Directors deems appropriate.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

BANPU PUBLIC COMPANY LIMITED

 

 

 

 

 

 

 

 

 

Exchange Ticker Symbol:

 

BANPU

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

6074849 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/5/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To acknowledge the minutes of the Extraordinary General Meeting of Shareholders No.1/2010.

 

None

 

Abstain

 

None

 

Management

 

2

 

To acknowledge the performance of the Company for the year 2010 and adopt the directors’ report for the performance of the Company for the year ended December 31, 2010.

 

For

 

Yes

 

For

 

Management

 

 



 

3

 

To approve the audited balance sheet and the profit and loss statements for the year ended December 31, 2010.

 

For

 

Yes

 

For

 

Management

 

4

 

To approve the distribution of annual profits and annual dividend payment.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider the appointment and fix the remuneration of directors.

 

For

 

Yes

 

For

 

Management

 

5.1

 

Approval of the appointment of directors in place of those retiring by rotation.

 

For

 

Yes

 

For

 

Management

 

5.2

 

Approval of the directors’ remuneration.

 

For

 

Yes

 

For

 

Management

 

6

 

To appoint the Company’s auditor and fix his/her remuneration.

 

For

 

Yes

 

For

 

Management

 

 

Issuer Name:

 

IRPC PUBLIC COMPANY LIMITED

 

 

 

 

 

 

 

 

 

Exchange Ticker Symbol:

 

IRPC

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

6905295 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/5/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

Notice of the Chairman for acknowledgement.

 

For

 

Yes

 

For

 

Management

 

2

 

To consider and certify the minutes of the Annual General Meeting of Shareholders for the year 2010 held on April 8, 2010.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and acknowledge the report on the Company’s performance of the year 2010 and approve the audited financial statement for the year ended December 31, 2010.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve an allocation of the net profit of the year 2010 and approve dividend payment for the year 2010.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider and approve the election of directors in replacement of those who are due to retire by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider and approve bonus of directors for the year 2010 and remuneration of directors for the year 2011.

 

For

 

Yes

 

For

 

Management

 

6.1

 

Bonus for the directors’ performance of the year 2010.

 

For

 

Yes

 

For

 

Management

 

6.2

 

Remuneration for the directors’ performance for the year 2011.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider and approve the appointment of auditor and determine the auditor’s remuneration for the year 2011.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

KASIKORNBANK PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

KBANK

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

6888783 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/7/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To consider approving the Minutes of the General Meeting of Shareholders No.98 held on April 7, 2010.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the Board of Directors’ s report of year 2010 operations.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider approving the Balance Sheet and Statement of Income for the year ended December 31, 2010.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider approving the appropriation of profit from 2010 operating results and dividend payment.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider the election of directors to replace those retiring by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider approving the remuneration of directors.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider approving the appointment and the fixing of remuneration of the auditor.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

TMB BANK PUBLIC COMPANY LIMITED

 

 

 

 

 

 

 

Exchange Ticker Symbol:

 

TMB

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

6887876 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/8/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To consider and adopt the Minutes of the 2010 Extraordinary General Meeting of Shareholders no. 1/2553 held on Thursday, June 24, 2010.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the Bank’s 2010 operating results.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve the balance sheet and income statement for the year ended December 31, 2010.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve the allocation of the 2010

 

For

 

Yes

 

For

 

Management

 

 



 

 

 

operating profits and dividend payment.

 

 

 

 

 

 

 

 

 

5

 

To consider the election of directors to replace those retiring by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider and approve the director remuneration for 2011.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider the appointment of auditor for 2011 and the fixing of audit fees.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

BANGKOK BANK PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

BBL

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

6077008 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/12/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

Approval of the Minutes of the 17th Annual Ordinary Meeting of Shareholders held on April 12, 2010.

 

For

 

Yes

 

For

 

Management

 

2

 

Acknowledgement of the report on the results of operations for the year 2010 as presented in the Annual Report.

 

For

 

Yes

 

For

 

Management

 

3

 

Acknowledgement of the Report of the Audit Committee for the year 2010.

 

For

 

Yes

 

For

 

Management

 

4

 

Approval of the Balance Sheet and the Profit and Loss Statement for the year 2010.

 

For

 

Yes

 

For

 

Management

 

5

 

Approval of the appropriation of profit and the payment of dividends for the year 2010.

 

For

 

Yes

 

For

 

Management

 

6

 

Election of director(s) replacing those retiring by rotation.

 

For

 

Yes

 

For

 

Management

 

7

 

Acknowledgement of directors’ remuneration.

 

For

 

Yes

 

For

 

Management

 

8

 

The appointment and the determination of the remuneration of the auditors for the year 2011.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

SINO-THAI ENGINEERING & CONSTRUCTION PUBLIC COMPANY LIMITED

 

Exchange Ticker Symbol:

 

STEC

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

6541406 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/18/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To confirm the Minutes of the Annual General Meeting of Shareholders No.16/2010.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the report on the Company’s Operations as of December 31, 2010 and the Company’s Annual Report for 2010.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve the Balance Sheet and Profit and Loss Statements for the fiscal period ended December 31, 2010.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve the issuance of a dividend for the year 2010.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider the appointment of directors in place of those retiring by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider fixing the remuneration of directors and the Audit Committee for 2011.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider the appointment of the Company’s auditor and fixing the auditors’ remuneration for 2011.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

PTT PUBLIC COMPANY LIMITED

 

 

 

 

 

 

 

 

 

Exchange Ticker Symbol:

 

PTT

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

6420389 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/20/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To certify the Minutes of the Annual General Meeting of Shareholders held on April 9, 2010.

 

For

 

Yes

 

For

 

Management

 

2

 

To approve the 2010 performance statement and the 2010 financial statements of December 31, 2010.

 

For

 

Yes

 

For

 

Management

 

3

 

To approve 2010 net profit allocation plan and dividend policy.

 

For

 

Yes

 

For

 

Management

 

4

 

To appoint an auditor and to consider the 2011 auditor.

 

For

 

Yes

 

For

 

Management

 

5

 

To approve the 2011 board of directors’ remuneration.

 

For

 

Yes

 

For

 

Management

 

6

 

To elect directors in replacement.

 

For

 

Yes

 

For

 

Management

 

7

 

To approve the amalgamation between PTT Aromatics and Refining Public Company Limited (PTTAR) and PTT Chemical

 

For

 

Yes

 

For

 

Management

 

 



 

 

 

Public Company Limited (PTTCH) and Share Purchase from dissenting shareholders.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

CHAROEN POKPHAND FOODS PUBLIC COMPANY LIMITED

 

 

 

Exchange Ticker Symbol:

 

CPF

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

6410863 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/20/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To adopt the Minutes of the Annual General Shareholders’ Meeting No. 1/2010.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the report on the Company’s operating results for the year 2010.

 

For

 

Yes

 

For

 

Management

 

3

 

To approve the balance sheet and the statement of income for the year ended December 31, 2010.

 

For

 

Yes

 

For

 

Management

 

4

 

To acknowledge the interim dividend payment during for the year 2010.

 

For

 

Yes

 

For

 

Management

 

5

 

To approve the appropriation of profit and annual dividend payment for the year 2010.

 

For

 

Yes

 

For

 

Management

 

6

 

To appoint directors to replace directors who retire by rotation.

 

For

 

Yes

 

For

 

Management

 

7

 

To approve the remuneration of the directors for the year 2011.

 

For

 

Yes

 

For

 

Management

 

8

 

To appoint the Company’s auditors and fix the remuneration for the year 2011.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

PTT CHEMICAL PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

PTTCH

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

B0T9JT9 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/21/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To consider the Annual General Meeting of Shareholders for 2010 held on April 7, 2010.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the Company’s operation for the year 2010 and the recommendation for the Company’s business plan.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve the Company’s financial statements (including Balance Sheet and Income Statement) for the year ended December 31, 2010.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve the appropriation of profit for the year 2010 operating results and dividend payout.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider and approve the directors’ remuneration.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider and elect new directors to replace those who are due to retire by rotation.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider the appointment of the auditor and fix the audit fee for 2011.

 

For

 

Yes

 

For

 

Management

 

8

 

To consider and approve the amalgamation between the Company and PTT Aromatics and Refining Public Company Limited.

 

For

 

Yes

 

For

 

Management

 

9

 

To consider and approve the transfer of the Board of Investment’s Certificates in relation to the investment privileges of the Company to the new merged company.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

KRUNG THAI BANK PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

KTB

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

6492827 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/22/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To consider and adopt the minutes of the 17th Annual Ordinary General Meeting on Friday April 9, 2010.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the Board of Directors’ annual report.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve the Balance Sheet and the Profit and Loss Statements for the year ended December 31, 2010.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve the appropriation of the 2010 net profit and dividend payment.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider and approve the directors’ remunerations.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider the election of directors to replace those who are retiring upon completion of their terms of office.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider the election of the Bank’s auditor and fix the

 

For

 

Yes

 

For

 

Management

 

 



 

 

 

audit fee.

 

 

 

 

 

 

 

 

 

8

 

To consider and approve amendment to Bank’s Articles of Association for Article 35 and Article 36.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

CP ALL PUBLIC COMPANY LIMITED

 

 

 

 

 

 

 

 

 

Exchange Ticker Symbol:

 

CPALL

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

B084DG0 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/22/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To adopt the minutes of the Extraordinary Meeting of Shareholders No. 1/2010.

 

For

 

Yes

 

For

 

Management

 

2

 

To consider the report of the Board of Directors which propose the meeting for reporting the Company’s operations for the last year.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve the balance sheet and profit and account for the ended December 31, 2010.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve a appropriation of profit and approve the payment of dividend.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider the election directors to replace the directors who retire by rotation.

 

For

 

Yes

 

For

 

Management

 

 

 

Mr. Narong Chearavanont

 

For

 

Abstain

 

Abstain

 

Management

 

6

 

To consider and approve the remuneration for directors.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider and appoint the company’s auditors and fix their remuneration.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

AMATA CORPORATION PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

AMATA

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

6492827 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/22/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

Certify the minutes of the Ordinary General Meeting of Shareholders for the year 2010, held on April 23, 2010.

 

For

 

Yes

 

For

 

Management

 

2

 

Certify the company’s annual report and the board of director’s report for 2010.

 

For

 

Yes

 

For

 

Management

 

3

 

Consider the Company’s balance sheet and the statements of profit & loss for the year ended December 31, 2010.

 

For

 

Yes

 

For

 

Management

 

4

 

Consider the retained earnings appropriated as a legal reserve and the distribution of dividend from the operating performance from January 1- December 31, 2010.

 

For

 

Yes

 

For

 

Management

 

5

 

Consider the election of directors in place of those whose terms are to be expired and the Director’s Authority.

 

For

 

Yes

 

For

 

Management

 

 

 

Mr. Dusit Nontanakorn

 

For

 

Yes

 

Disapprove

 

Management

 

6

 

Consider the remuneration for the company’s directors.

 

For

 

Yes

 

For

 

Management

 

7

 

Consider the appointment of the company’s auditor and the remuneration for the year 2011.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

SIAMGAS AND PETROCHEMICALS PUBLIC COMPANY LIMITED

 

 

 

Exchange Ticker Symbol:

 

SGP

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

B39Q1N9 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/25/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To certify the drafted minutes of the 2010 Annual General Meeting of Shareholders held on April 23, 2010.

 

For

 

Yes

 

For

 

Management

 

2

 

To certify the Company’s 2010 operating results.

 

For

 

Yes

 

For

 

Management

 

3

 

To approve the audited financial statements for the year ended December 31, 2010.

 

For

 

Yes

 

For

 

Management

 

4

 

To approve the dividend payment for the Company’s 2010 operating results.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider the election of directors in place of those retired by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

To approve the 2011 annual remuneration of the Company’s directors.

 

For

 

Yes

 

For

 

Management

 

7

 

To approve the 2011 annual appointment of auditors and determination of their remuneration.

 

For

 

Yes

 

No

 

Management

 

 



 

Issuer Name:

 

LAND AND HOUSES PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

LH

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

6581907 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/26/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To certify the minutes of the Annual General Meeting of Shareholders No. 1/2553.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the report on the Company’s operating results in respect for the year ended December 31, 2010.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve the balance sheet and the profit and loss statements for the year ended December 31, 2010.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve the appropriation of the profits, payment of dividends and legal reserve for the year 2010

 

For

 

Yes

 

For

 

Management

 

5

 

To consider and approve the appointment of directors replacing those retired by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider and approve the remuneration of the directors.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider and approve the appointment of auditors and their remuneration.

 

For

 

Yes

 

For

 

Management

 

8

 

To consider and approve the issuance and offer for sale of debentures with revolving limit not exceeding 20 billion Baht.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

INDORAMA VENTURES PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

IVL

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

B5VSK29 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/27/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To consider and approve the Minutes of the Extraordinary General Meeting of Shareholders No. 1/2010 dated December 17, 2010.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the 2010 Performance Report.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve the Balance Sheets and Profit and Loss Accounts for the year ended December 31, 2010.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve the appropriation to legal reserve and dividend payment for the year 2010 Performance.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider and approve the re-election directors who retire by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider and approve the remuneration of directors for the year 2011.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider and appoint the auditors and fix the audit fee for the year 2011.

 

For

 

Yes

 

For

 

Management

 

8

 

To consider and approve the appointment of a new director of the company and increase in the total number of directors on the Board.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

THAI AIRWAYS INTERNATIONAL PUBLIC COMPANY LIMITED

 

 

 

Exchange Ticker Symbol:

 

THAI

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

6888857 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/27/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

Report from the Chairman

 

For

 

Yes

 

For

 

Management

 

2

 

Consideration and approval of minutes of the 2010 Annual General Shareholders’ Meeting.

 

For

 

Yes

 

For

 

Management

 

3

 

Acknowledgement of the report on the results of operations for the year 2010.

 

For

 

Yes

 

For

 

Management

 

4

 

Consideration and approval of Balance Sheets and income statements for the year 2010.

 

For

 

Yes

 

For

 

Management

 

5

 

Consideration and approval of dividend payment from the Company’s business operations for the year 2010.

 

For

 

Yes

 

For

 

Management

 

6

 

Consideration of directors’ remuneration.

 

For

 

Yes

 

For

 

Management

 

7

 

Consideration and appointment of an auditor and determination of audit fee.

 

For

 

Yes

 

For

 

Management

 

8

 

Consideration of election of directors.

 

For

 

Yes

 

For

 

Management

 

 



 

Issuer Name:

 

BANGKOK DUSIT MEDICAL SERVICES PUBLIC COMPANY LIMITED

 

 

 

Exchange Ticker Symbol:

 

BGH

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

B013SS1 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/28/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To consider and certify the minutes of the Extraordinary General Meeting of Shareholders No. 1/2011 held on February 24, 2011.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the Company’s performance for 2010.

 

For

 

Yes

 

For

 

Management

 

3

 

To approve the Company and its subsidiaries’ audited consolidated financial statements for 2010.

 

For

 

Yes

 

For

 

Management

 

4

 

To acknowledge the allocation of the company’s profit for 2010.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider and approve the appointment directors who retire by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

To affix the directors’ remuneration.

 

For

 

Yes

 

For

 

Management

 

7

 

To appoint the auditors for 2011 and affix audit remuneration.

 

For

 

Yes

 

For

 

Management

 

8

 

Consider and approve the issuance and offering of debentures in the amount not exceeding THB 10,000 million.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

ESSO (THAILAND) PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

ESSO

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

B2R3SR8 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/28/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To certify the minutes of the 2010 Annual General Meeting of Shareholders.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the report of the Board of Directors regarding business operations during the past year including the annual report proposed to the meeting and approve the balance sheet and profit and loss account including the report of the auditor.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve the allocation of profit and dividend payments.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve the election of directors in place of those retiring by rotation.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider and approve directors’ remuneration.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider and approve the appointment of the Company’s auditors and their remuneration.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

SAHAVIRIYA STEEL INDUSTRIES PUBLIC COMPANY LIMITED

 

 

 

Exchange Ticker Symbol:

 

SSI

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

B04H5P6 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/29/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To consider and certify the Extraordinary General Meeting of Shareholders No. 1/2011.

 

For

 

Yes

 

For

 

Management

 

2

 

To consider and certify the Company’s Annual Report and the Board of Directors’ report for 2010.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve of Balance Sheets and Profit and Loss Statements for the fiscal year ended December 31, 2010.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve the allocation of 2010 profit.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider the appointment of directors replacing those retire by expiration of term.

 

For

 

Yes

 

For

 

Management

 

6

 

To acknowledge the directors’ remuneration.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider the appointment of the auditors and the audit fee.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

STARS MICROELECTRONICS (THAILAND) PUBLIC COMPANY LIMITED

 

 

 

Exchange Ticker Symbol:

 

SMT

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #

 

B4KPWR3 TH

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/29/2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

Adopt Minutes of the Extraordinary General Meeting of Shareholders No. 1/2554.

 

For

 

Yes

 

For

 

Management

 

2

 

Be informed of the report on the Company’s performance of the year 2010.

 

For

 

Yes

 

For

 

Management

 

 



 

3

 

Consider and approve the balance sheet and income statement for the year ended on December 31, 2010 and the report of the auditor.

 

For

 

Yes

 

For

 

Management

 

4

 

Consider and approve the dividend payment for the year 2010.

 

For

 

Yes

 

For

 

Management

 

5

 

Consider and approve the appointment of auditor and fixing audit fee for the year 2011.

 

For

 

Yes

 

For

 

Management

 

6

 

Consider appointing directors to replace the ones who will complete their terms of office and appointing the additional directors.

 

For

 

Yes

 

For

 

Management

 

 

 

Mr. Dheerasak Suwannayos

 

For

 

Yes

 

Disapprove

 

Management

 

7

 

Consider and approve the remuneration of directors for the year 2011.

 

For

 

Yes

 

For

 

Management

 

8

 

Consider and approve the increase of the registered capital of the Company to support the adjustment of ESOP Warrant (SMT-WA).

 

For

 

Yes

 

For

 

Management

 

9

 

Consider and approve the amendment of item 4 of the Memorandum of Association of the Company in order to comply with the increase in the Company’s registered capital.

 

For

 

Yes

 

For

 

Management

 

10

 

Consider and approve the allotment of new ordinary shares.

 

For

 

Yes

 

No

 

Management

 

11

 

Consider and approve making additions to the Company’s objectives to accommodate doing the Green Energy business.

 

For

 

Yes

 

For

 

Management

 

 



 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

THE THAI CAPITAL FUND, INC.

 

 

 

 

 

 

By:

/s/ Anthony Cambria

 

 

 

Name:  Anthony Cambria

 

 

 

Title:  Principal Executive Officer

 

 

 

 

 

 

Date:

August 11, 2011