UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number: 811-06062

 

THE THAI CAPITAL FUND, INC.

(Exact name of registrant as specified in charter)

 

c/o Daiwa Securities Trust Company

One Evertrust Plaza

Jersey City, New Jersey 07302-3051

(Address of principal executive offices) (Zip code)

 

John J. O’Keefe

The Thai Capital Fund, Inc.

c/o Daiwa Securities Trust Company

One Evertrust Plaza

Jersey City, New Jersey 07302-3051

(Name and address of agent for service)

 

With copy to:

 

Leonard B. Mackey, Jr., Esq.

Clifford Chance US LLP

31 West 52nd Street

New York, New York  10019

 

Registrant’s telephone number, including area code:  (201) 915-3054

 

Date of fiscal year end:  December 31

 

Date of reporting period:  June 30, 2010

 

 

 


 

Item 1:  Voting Record for The Thai Capital Fund, Inc. for the year ended June 30, 2010.

 

Issuer Name:

 

BANK OF AYUDHYA PUBLIC COMPANY LIMITED

 

 

 

 

 

 

Exchange Ticker Symbol:

 

BAY

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

6075938

 

 

 

 

 

 

 

 

 

Meeting Date:

 

8/27/2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To adopt the Annual General Meeting of Shareholders No. 97 held on April 9, 2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To approve the Bank to execute business purchase and/or share acquisition and/or share holding of Krungsriayudhya Card Co., Ltd., Tesco Card Services Co., Ltd., GE Capital (Thailand) Limited, Total Services Solutions Plc, General Card Services Co., Ltd., Tesco Life Assurance Broker Co., Ltd., Tesco General Insurance Broker Co., Ltd., Quality Life Assurance Broker Co., Ltd. and Quality General Insurance Broker Co., Ltd.

 

For

 

Yes

 

For

 

Management

 

3

 

To approve the Bank to execute the purchase or accept the business transfer of CFG Services Co., Ltd. by acquiring its shares.

 

For

 

Yes

 

For

 

Management

 

4

 

To approve the Bank to accept the entire business transfer of Ayudhya Card Services Co., Ltd.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

MCOT PUBLIC COMPANY LIMITED

 

 

 

 

 

 

 

 

 

Exchange Ticker Symbol:

 

MCOT

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

B03THZ7

 

 

 

 

 

 

 

 

 

Meeting Date:

 

8/27/2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

Report from the Chairman.

 

For

 

Yes

 

For

 

Management

 

2

 

To certify the minutes of the Annual General Meeting of Shareholders on April 24, 2009.

 

For

 

Yes

 

For

 

Management

 

3

 

To acknowledge the appointment of a new Director.

 

For

 

Yes

 

For

 

Management

 

4

 

To amend the regulation No. 35 of MCOT Plc.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

HOME PRODUCT CENTER PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

HMPRO

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

6418544

 

 

 

 

 

 

 

 

 

Meeting Date:

 

9/29/2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To adopt the minutes of the Annual General Meeting of the Shareholders of the year 2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To approve the allocation of the retained earnings and the interim dividend payment.

 

For

 

Yes

 

For

 

Management

 

3

 

To approve the registered capital increase and the amendment of the Memorandum of Associations, Clause 4 to correspond with the capital increase.

 

For

 

Yes

 

For

 

Management

 

4

 

To approve the increased shares allocation.

 

For

 

Yes

 

For

 

Management

 

5

 

To approve the amendment of the Memorandum of Association Clause 3 (Company’s objective).

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

BANGKOK CHAIN HOSPITAL PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

KH

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

B03THZ7

 

 

 

 

 

 

 

 

 

Meeting Date:

 

9/30/2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To adopt the minutes of the Annual General Meeting of the Shareholders of the year 2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To approve the registered capital increase

 

For

 

Yes

 

For

 

Management

 

3

 

To approve the amendment of the Memorandum of Associations, Clause 4 to correspond with the capital increase

 

For

 

Yes

 

For

 

Management

 

4

 

To approve the allocation of the retained earnings and the interim dividend payment.

 

For

 

Yes

 

For

 

Management

 

5

 

To approve the increased shares allocation.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

THANACHART CAPITAL PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

TCAP

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

6625559

 

 

 

 

 

 

 

 

 

Meeting Date:

 

11/5/2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To adopt the Minutes of the Annual General Meeting of Shareholders for the Year 2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To consider and approve the entering into the bidding process of Thanachart Bank Public Company Limited, a subsidiary, to buy shares of SCIB from FIDF.

 

For

 

Yes

 

For

 

Management

 

 


 

Issuer Name:

 

THORESEN THAI AGENICES PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

TTA

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

6561750

 

 

 

 

 

 

 

 

 

Meeting Date:

 

1/29/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To certify the minutes of the previous 1/2009 Annual General Meeting of the Shareholders held on January 30, 2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To consider and acknowledge TTA’s performance for the financial year that ended on September 30, 2009.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve the audited Balance Sheet and the Profit and Loss Statements for the financial year ended September 30, 2009 together with the Auditor’s report thereon.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve the payment of cash dividends for the fiscal year that ended on September 30, 2009 and the appropriation of a legal reserve.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider and approve the appointment of directors to replace those who are retiring by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider and approve the appointment of auditors for the financial year that will end on September 30, 2010 and fix the auditors’ fees

 

For

 

Yes

 

For

 

Management

 

7

 

To consider and approve the reduction of share capital and an amendment to Clause 4 of the Memorandum of Association.

 

For

 

Yes

 

For

 

Management

 

8

 

To consider and approve the increase of share capital and an amendment to Clause 4 of the Memorandum of Association.

 

For

 

Yes

 

For

 

Management

 

9

 

To consider and approve the allotment of new ordinary shares.

 

For

 

Yes

 

For

 

Management

 

10

 

To consider and approve the issue of up to 4,000,000 warrants to the directors and employees (including any employee who is a director) of Mermaid Maritime Public Company Limited and its subsidiaries under ESOP Scheme.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

THAI UNION FROZEN PRODUCTS PUBLIC COMPANY LIMITED

 

 

 

Exchange Ticker Symbol:

 

TUF

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

6422705

 

 

 

 

 

 

 

 

 

Meeting Date:

 

3/22/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To certify the minutes of the Annual General Meeting of Shareholders for 2009 held on April 9, 2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To consider and approve the Company’ annual report and acknowledge the operational results for 2009.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve the financial statements for the fiscal year ended December 31, 2009 and report of Independent Auditor.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve the allocation of net profit for dividend payments.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider and approve the election of the Company’s directors.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider and approve the remuneration of the Board members for year 2010.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider and approve the appointment of the Company’s auditor and fix the auditing fee for year 2010.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

PTT EXPLORATION AND PRODUCTION PUBLIC COMPANY LIMITED

 

 

 

Exchange Ticker Symbol:

 

PTTEP

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

6290344

 

 

 

 

 

 

 

 

 

Meeting Date:

 

3/31/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To acknowledge the 2009 Performance Result and 2010 Work Plan of the Company.

 

For

 

Yes

 

For

 

Management

 

2

 

To approve the 2009 financial statements.

 

For

 

Yes

 

For

 

Management

 

3

 

To approve the dividend payment for 2009 performance.

 

For

 

Yes

 

For

 

Management

 

4

 

To appoint the auditor and consider the auditor’s fees for year 2010.

 

For

 

Yes

 

For

 

Management

 

5

 

To appoint new directors in replacement of those who are due to retire by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

To acknowledge the directors’ and the sub-committees’ remuneration.

 

For

 

Yes

 

For

 

Management

 

 


 

Issuer Name:

 

THE SIAM  CEMENT PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

SCC

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

6290344

 

 

 

 

 

 

 

 

 

Meeting Date:

 

3/31/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To approve the minutes of Annual General Meeting of Shareholders for the year 2009 (16th) held on Wednesday, March 25, 2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the Company’s Annual report for the year 2009.

 

For

 

Yes

 

For

 

Management

 

3

 

To adopt Balance Sheet and Profit and Loss Statements for the year ended December 31, 2009.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve allocation of profit for the year 2009.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider and approve the election of directors in replacement of those who are retired by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider and approve the appointment of the auditor and the audit fee for year 2010.

 

For

 

Yes

 

For

 

Management

 

7

 

To acknowledge the remuneration for the Board of Directors and the Sub-Committees.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

A.J. PLAST PUBLIC COMPANY LIMITED

 

 

 

 

 

 

 

Exchange Ticker Symbol:

 

AJ

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

6539111

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/7/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To adopt the minutes of the Annual General Shareholders’ Meeting No.1/2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the operating performance and the annual report for the year 2009.

 

For

 

Yes

 

For

 

Management

 

3

 

To approve the Balance Sheet, the Statement of Income, Changes in Shareholders’ Equity, and Cash Flow Statement for the year ending December 31, 2009.

 

For

 

Yes

 

For

 

Management

 

4

 

To appropriate net profits of the year 2009 and approve dividend payment.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider the election of directors to replace those retiring by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

To approve remuneration of directors for the year 2010.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider the appointment of the auditor and the auditing fee for the year 2010.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

HOME PRODUCT CENTER PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

HMPRO

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

6418544

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/7/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To consider the approval of the minutes of the Extraordinary General Shareholders’ Meeting No. 1/2552.

 

For

 

Yes

 

For

 

Management

 

2

 

To consider for acknowledgment the Company’s Operation Results Report of the Year 2009.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider the approval of the Balance Sheet and Profit and Loss Statements, including the Auditor’s Report of the year end as of December 31, 2009.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider the approval of the dividend payment and the allocation of profit for legal reserve for the year 2009.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider the approval the appointment of the Company’s directors in place of the directors who are retired by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider the approval the remuneration of directors for the year 2010.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider the approval the payment of directors’ bonus for the year 2009.

 

For

 

Yes

 

For

 

Management

 

8

 

To consider the approval the appointment of auditors and determination the auditing fee for the year 2010.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

ADVANCED INFO SERVICE PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

ADVANC

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

6412568

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/8/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

Matters to be informed.

 

For

 

Yes

 

For

 

Management

 

2

 

To certify the minutes of the 2009 Annual General Meeting of Shareholders held on April 8, 2009.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and certify the results of operation for 2009.

 

For

 

Yes

 

For

 

Management

 

4

 

To approve the Balance Sheet, Statement of Income and

 

For

 

Yes

 

For

 

Management

 

 


 

 

 

Statement of Cash Flow for fiscal year ended December 31, 2009.

 

 

 

 

 

 

 

 

 

5

 

To approve the dividend payment for the fiscal year 2009 and special dividend.

 

For

 

Yes

 

For

 

Management

 

6

 

To approve the re-appointments of retiring directors.

 

For

 

Yes

 

For

 

Management

 

7

 

To approve the directors’ remuneration for 2010.

 

For

 

Yes

 

For

 

Management

 

8

 

To approve the appointment of the Company’s auditors and determine the auditors’ remuneration for the year 2010.

 

For

 

Yes

 

For

 

Management

 

9

 

To approve the allotment of the additional ordinary shares, reserved for exercising the right in pursuance of the ESOP warrants to conform to the terms and conditions of the Prospectus.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

PTT PUBLIC COMPANY LIMITED

 

 

 

 

 

 

 

 

 

Exchange Ticker Symbol:

 

PTT

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

6420389

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/9/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To certify the 2009 AGM minutes on April 10, 2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To approve the 2009 performance statement and the 2009 financial statements for the year ended December 31, 2009.

 

For

 

Yes

 

For

 

Management

 

3

 

To approve 2009 net profit allocation plan and dividend policy.

 

For

 

Yes

 

For

 

Management

 

4

 

To appoint an auditor and to consider the 2010 auditor fees.

 

For

 

Yes

 

For

 

Management

 

5

 

To approve the 2010 board of directors’ remuneration.

 

For

 

Yes

 

For

 

Management

 

6

 

To elect directors in replacement.

 

For

 

Yes

 

For

 

Management

 

7

 

To approve the 5 years external fund raising plan.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

BANGKOK BANK PUBLIC COMPANY LIMITED

 

 

 

 

 

 

 

Exchange Ticker Symbol:

 

BBL

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

6077008

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/12/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To approve the minutes of the 16th annual ordinary meeting of shareholders held on April 10, 2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the report on the results of operations for the year 2009 as presented in the annual report.

 

For

 

Yes

 

For

 

Management

 

3

 

To acknowledge the report of the Audit Committee for the year 2009.

 

For

 

Yes

 

For

 

Management

 

4

 

To approve the Balance Sheet and the Profit and Loss Statement for the year 2009.

 

For

 

Yes

 

For

 

Management

 

5

 

To approve the appropriation of profit and the payment of dividend for the year 2009.

 

For

 

Yes

 

For

 

Management

 

6

 

To elect directors in place of those retiring by rotation.

 

For

 

Yes

 

For

 

Management

 

7

 

To acknowledge the directors’ remuneration.

 

For

 

Yes

 

For

 

Management

 

8

 

To appoint the auditors and determine the remuneration.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

CHAROEN POKPHAND FOODS PUBLIC COMPANY LIMITED

 

 

 

Exchange Ticker Symbol:

 

CPF

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

6410863

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/21/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To adopt the minutes of the Annual General Shareholders’ Meeting No. 1/2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the report on the Company’s operations for the year 2009.

 

For

 

Yes

 

For

 

Management

 

3

 

To approve the Balance Sheet and the Statement of Income for the year ended December 31, 2009.

 

For

 

Yes

 

For

 

Management

 

4

 

To acknowledge the interim dividend payment of the year 2009.

 

For

 

Yes

 

For

 

Management

 

5

 

To approve the appropriation of profit and annual dividend payment for the year 2009.

 

For

 

Yes

 

For

 

Management

 

6

 

To appoint directors to replace directors who retire by rotation and appoint new independent director.

 

For

 

Yes

 

For

 

Management

 

7

 

To approve the remuneration for the directors.

 

For

 

Yes

 

For

 

Management

 

8

 

To appoint the Company’s auditors and fix the remuneration for the year 2010.

 

For

 

Yes

 

For

 

Management

 

9

 

To accept the entire business transfer from Pokphand Aquatech Co., Ltd.

 

For

 

Yes

 

For

 

Management

 

 


 

Issuer Name:

 

SUPALAI PUBLIC COMPANY LIMITED

 

 

 

 

 

 

 

 

 

Exchange Ticker Symbol:

 

SPALI

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

6554697

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/21/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To certify the minutes of the 2009 Annual General Shareholders’ Meeting on April 21, 2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the directors’ report on the company’ s performance and to approve the Balance Sheet and Income Statement and Statement of Cash Flow for the year ended December 31, 2009.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider the allocation of profit for the Year 2009 for distribution of dividend to shareholders at 0.60 baht per share.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider to elect directors in replacement of those who are retired by rotation.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider 2010 allowance and remuneration of directors’ and advisors to the boards’, Audit Committee’s, Remuneration Committee’s and other committees appointed by the board of director’s.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider the appointment of auditor and auditor fee for the year 2010.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider the issuance and offering of debentures.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

PHATRA SECURITIES PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

PHATRA

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

B08F0Y0

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/22/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To certify the minutes of the 2009 Annual General Meeting of Shareholders held on April 23, 2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the Company’s performance for the year 2009.

 

For

 

Yes

 

For

 

Management

 

3

 

To approve the Company’s financial statements for the accounting period ended December 31, 2009.

 

For

 

Yes

 

For

 

Management

 

4

 

To approve the allocation of profit and dividend payment for the year 2009.

 

For

 

Yes

 

For

 

Management

 

5

 

To approve the appointment of new directors in replacement of those who are retired by rotation and to approve the appointment of additional directors.

 

For

 

Yes

 

For

 

Management

 

6

 

To approve the directors’ remuneration.

 

For

 

Yes

 

For

 

Management

 

7

 

To approve appointment of the auditor and fixing their remuneration for the year 2010.

 

For

 

Yes

 

For

 

Management

 

8

 

To acknowledge the Company’s policy and business plan in the future.

 

For

 

Yes

 

For

 

Management

 

9

 

To approve the issuance and offering of derivative warrants.

 

For

 

Yes

 

For

 

Management

 

10

 

To approve the issuance and offering of structured notes.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

SINO-THAI ENGINEERING & CONSTRUCTION PUBLIC COMPANY LIMITED

 

Exchange Ticker Symbol:

 

STEC

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

6541406

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/23/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To consider and approve the minutes of Annual General Meeting of Shareholders No. 15/2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To consider and approve the Board of Directors’ report on the Company’s Operating Results for the year ending December 31, 2009 and the Annual Report for the year 2009.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve the Balance Sheet and Profit and Loss Statement for the fiscal period ending December 31, 2009.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve the appropriation of the statutory reserve and the declaration of a dividend payment for the year 2009.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider and approve the appointment of new directors in place of those retiring by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider and approve the appointment of a new director.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider and approve the fixing of the remuneration of directors and Audit Committee members for the year 2010.

 

For

 

Yes

 

For

 

Management

 

8

 

To consider and approve the appointment of the Company’s auditor and fix the auditor’s remuneration for the fiscal year 2010.

 

For

 

Yes

 

For

 

Management

 

9

 

To consider and approve the amendment of Article 21 of the Articles of Association.

 

For

 

Yes

 

For

 

Management

 

 


 

Issuer Name:

 

PREMIRE MARKETING PUBLIC COMPANY LIMITED

 

 

 

 

Exchange Ticker Symbol:

 

PM

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

B39KL86

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/23/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To certify the minutes of Extra General Meeting of Shareholders meeting No. 1/2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the company’s operating results report in the year 2009.

 

For

 

Yes

 

For

 

Management

 

3

 

To certify and approve the audited financial statements for the year ended 31 December 2009.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve the appropriation of the profit and the dividend payment.

 

For

 

Yes

 

For

 

Management

 

5

 

To re-appoint directors replacing those who would retire by rotation for another term and to determine the director’s remuneration.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider and approve the director’s remuneration for the year 2010.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider and approve the appointment of auditors and to determine the auditor fee.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

BANGKOK CHAIN HOSPITAL PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

KH

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

B03THZ7

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/26/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To certify the minutes of the Extraordinary General Meeting of the Shareholders No.1/2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To Consider and Approve the result of the company’s operation for the year 2009.

 

For

 

Yes

 

For

 

Management

 

3

 

To acknowledge and approve the Balance Sheet, Statement of Income and Auditor’s Report for the year ended December 31, 2009.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve the distribution of dividends for the year 2009.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider and approve the appointment of directors replacing those retired by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider and approve the appointment of a new independent director.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider and approve the directors’ and audit committee’s remuneration for the year 2010.

 

For

 

Yes

 

For

 

Management

 

8

 

To consider and approve the directors’ pension.

 

For

 

Yes

 

For

 

Management

 

9

 

To consider and approve the appointment of auditors and to determine auditors’ remuneration for the year 2010.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

INDRORAMA VENTURES PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

IVL

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

Indorama Ventures Public Company Limited

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/27/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To consider and approve the minutes of the Extraordinary General Meeting of Shareholders No. 2/2009 dated September 28, 2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the 2009 Performance Report (MD&A).

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve the Balance Sheet and Profit and Loss Accounts for the year ended December 31, 2009.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve the appropriation to legal reserve and dividend payment for the performance 2009.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider and approve re-election directors who retire by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider and approve the appointment of new directors of the Company, fixing of the total number of directors of the Board and changing of the authorized signatories of the Company.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider and approve the remuneration of Independent Directors and non-executive directors for the year 2010.

 

For

 

Yes

 

For

 

Management

 

8

 

To consider and appoint the auditors and fix the audit fee for the year 2010.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

DSG INTERNATIONAL (THAILAND) PUBLIC COMPANY LIMITED

 

 

 

Exchange Ticker Symbol:

 

DSGT

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

BOB7KK9

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/27/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

Approval and adoption of the minutes of the Annual General Meeting of Shareholders No.1/2009.

 

For

 

Yes

 

For

 

Management

 

2

 

Consideration and acknowledgement of the annual report and the report of the Board of Directors with respect to the

 

For

 

Yes

 

For

 

Management

 

 


 

 

 

Company’s performance for the fiscal year 2009.

 

 

 

 

 

 

 

 

 

3

 

Consideration and approval of the audited financial statements of the Company for the fiscal year 2009 which was reviewed by the Audit Committee.

 

For

 

Yes

 

For

 

Management

 

4

 

Consideration and approval of the dividend payment of the year 2009.

 

For

 

Yes

 

For

 

Management

 

5

 

Consideration and approval of the appointment of the new directors as a replacement for the retired directors who vacated office in conformity with Section 71 of the Public Company Act B.E.2535 (as amended).

 

For

 

Yes

 

For

 

Management

 

6

 

Consideration and approval of the remuneration of the Company’s directors for the fiscal year 2010.

 

For

 

Yes

 

For

 

Management

 

7

 

Consideration and approval of the appointment of the auditor of the Company and determination of the audit fee for the fiscal year 2010.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

ROJANA INDUSTRIAL PARK PUBLIC COMPANY LIMITED

 

 

 

Exchange Ticker Symbol:

 

ROJNA

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

6708364

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/27/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To consider and adopt the minutes of the 2009 Annual General Meeting of Shareholders of the Company on April 24, 2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the 2009 report of the Board of Directors for the Company’s operating results.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve the Company’s Balance Sheet as well as Profit and Loss Statement for the year ending December 31, 2009.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve the 2009 profit distribution and dividend payment.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider and approve the election of directors in place of those who retired by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider and approve the determination of 2010 directors’ remuneration.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider and approve the appointment of the 2010 auditor and determine its fee.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

DYNASTY CERAMIC PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

DCC

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

TH0278010Z02

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/27/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To adopt the minutes of the Ordinary Meeting of Shareholders for the year 2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To consider and acknowledge the Board of Director’s report on the Company’s operating results for the year 2009.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve the Balance Sheet and the Profit and Loss Statement for the year ended December 31, 2009.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve a dividend payment for the year 2009.

 

For

 

Yes

 

For

 

Management

 

5

 

To elect directors in replacement for the directors who are due to retire by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider and approve the remuneration for directors.

 

For

 

Yes

 

For

 

Management

 

7

 

To appoint the external auditor and fix the auditor’s remuneration for the year 2010.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

THAI VEGETABLE OIL PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

TVO

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

6397706

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/28/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To approve the minutes of 2009 Annual General Meeting of Shareholders which was held on April 23, 2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To report the 2009 company’s operational performance; Opinion of the Board; it was appropriate to acknowledge the 2009 company’s operational performance.

 

For

 

Yes

 

For

 

Management

 

3

 

To approve the Financial Statements, as ended December 31, 2009.

 

For

 

Yes

 

For

 

Management

 

4

 

To approve the 2009 dividend payment.

 

For

 

Yes

 

For

 

Management

 

5

 

To elect the directors to replace the directors whom retiring on rotation and resign.

 

For

 

Yes

 

For

 

Management

 

6

 

To approve to add an Independence Director.

 

For

 

Yes

 

For

 

Management

 

7

 

To approve the 2009 remuneration for directors.

 

For

 

Yes

 

For

 

Management

 

8

 

To approve the appointment of auditors for 2010 and their

 

For

 

Yes

 

For

 

Management

 

 


 

 

 

remuneration.

 

 

 

 

 

 

 

 

 

9

 

To consider and approve the amendment of clause 8 of the Articles of Association.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

CP ALL PUBLIC COMPANY LIMITED

 

 

 

 

 

 

 

 

 

Exchange Ticker Symbol:

 

CPALL

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

B084DG0

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/28/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To certify the minutes of the Annual General Meeting of Shareholders No.1/2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To consider the Board of Directors’ report regarding the last year operation of the Company.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve Balance Sheet and Income Statement for the year ended December 31, 2009.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve the appropriation of profit and approve the dividend payment.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider and approve the appointment of directors replacing those retired by rotation and the appointment of additional directors.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider and approve the amendment of authorized signatories.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider and approve the directors’ remuneration.

 

For

 

Yes

 

For

 

Management

 

8

 

To consider and approve the appointment of the Company’s auditor and the auditor’s remuneration.

 

For

 

Yes

 

For

 

Management

 

9

 

To consider and approve the amendment in the Company’s Memorandum of Association under Clause 3 under the Company’s objectives.

 

For

 

Yes

 

For

 

Management

 

10

 

To consider and approve the entering into connected transactions regarding the assets relating to the investment in the CTEI convertible bond.

 

For

 

Yes

 

No

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

TRC CONSTRUCTION PUBLIC COMPANY LIMITED

 

 

 

 

 

 

Exchange Ticker Symbol:

 

TRC

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

BOTW5L2

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/28/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To adopt the minutes of the 2009 Annual General Meeting of Shareholders held on April 29, 2009.

 

For

 

Yes

 

For

 

Management

 

2

 

To acknowledge the Company and its subsidiaries’ operating performance for the year 2009.

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve the Balance Sheet and the Statement of Income of the Company and its subsidiaries for the year ended December 31, 2009 and the auditor’s report.

 

For

 

Yes

 

For

 

Management

 

4

 

To consider and approve the dividend payment for the operation year 2009.

 

For

 

Yes

 

For

 

Management

 

5

 

To consider and approve directors’ bonus for 2009 performance.

 

For

 

Yes

 

For

 

Management

 

6

 

To consider and elect the directors in placement of those retired by rotation.

 

For

 

Yes

 

For

 

Management

 

7

 

To consider and approve the directors’ remuneration for 2010.

 

For

 

Yes

 

For

 

Management

 

8

 

To consider and appoint the Company’s auditors and to determine the audit fee.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

ASIA PLUS SECURITIES PUBLIC COMPANY LIMITED

 

 

 

 

 

Exchange Ticker Symbol:

 

ASP

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

BOTW5L2

 

 

 

 

 

 

 

 

 

Meeting Date:

 

4/29/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

Consideration and adoption of the minutes of the Annual General Meeting of Shareholders No. 15 held on April 2, 2009.

 

For

 

Yes

 

For

 

Management

 

2

 

Acknowledgement of directors’ report relating to the operation of the company for the year 2009.

 

For

 

Yes

 

For

 

Management

 

3

 

Consideration and approval of the audited Balance Sheet and the Profit and Loss Statement for the year 2009.

 

For

 

Yes

 

For

 

Management

 

4

 

Consideration and approval of the appropriation of profit and the payment of dividend for the year 2009.

 

For

 

Yes

 

For

 

Management

 

5

 

Consideration and approval of the election of directors to replace those who retired by rotation.

 

For

 

Yes

 

For

 

Management

 

6

 

Acknowledgement of directors’ remuneration.

 

For

 

Yes

 

For

 

Management

 

7

 

Consideration and approval of the appointment of the company’s auditor for the year 2010 and to fix their

 

For

 

Yes

 

For

 

Management

 

 


 

 

 

remuneration.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Issuer Name:

 

CP ALL PUBLIC COMPANY LIMITED

 

 

 

 

 

 

 

 

 

Exchange Ticker Symbol:

 

CPALL

 

 

 

 

 

 

 

 

 

SEDOL/CUSIP #:

 

B084DG0

 

 

 

 

 

 

 

 

 

Meeting Date:

 

6/29/2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agenda Number

 

Proposal

 

Mgmt Rec.

 

Vote Cast

 

Manner Cast

 

Proposed by

 

1

 

To consider and certify the minutes of the Annual General Meeting of Shareholders for the year 2010.

 

For

 

Yes

 

For

 

Management

 

2

 

To consider and approve the entering into the changes of investment in convertible bonds (CB) issued by CTEI held by CPALL and LDI to investment in convertible preferred share (CPS) issued by CTEI and concurrently entering into the put option/call option agreement of CTEI’s CPS with C.P. Holding (BVI) Investment Company Limited (CPH).

 

For

 

Yes

 

For

 

Management

 

3

 

To consider and approve CPALL and LDI to exercise the right to sell (put option) CTEI’s CPS in whole to CPH immediately after receiving CPS.

 

For

 

Yes

 

For

 

Management

 

 


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

THE THAI CAPITAL FUND, INC.

 

 

 

 

 

 

By:

/s/ Masaaki Goto

 

 

 

Name:  Masaaki Goto

 

 

 

Title:  Chief Executive Officer

 

 

 

 

 

 

Date:

July 19, 2010