UNITED STATES

 SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  May 8, 2009

 

thinkorswim Group Inc.

 (Exact Name of registrant as specified in its charter)

 

Delaware

 

000-52012

 

76-0685039

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

 

 

 

 

45 Rockefeller Plaza, Suite 2012, New York, NY

 

10111

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (801) 816-6918

 

Not applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


 

Table of Contents

 

8-K

 

Item 2.02

Results of Operations and Financial Condition

Item 9.01

Financial Statements and Exhibits

Signatures

 

EX-99.1

(EX99-1)

 

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Item 2.02.    Results of Operations and Financial Condition.

 

On May 8, 2009, thinkorswim Group Inc. (the “Company”) issued a press release announcing its financial results for the three months ended March 31, 2009. A copy of the press release is furnished as Exhibit 99.1 to this report and is incorporated herein by reference.

 

Item 9.01.    Financial Statements and Exhibits.

 

(d)           Exhibits

 

Exhibit Number

 

Exhibit Title

99.1

 

Press Release issued on May 8, 2009.

 

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Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: May 8, 2009

thinkorswim Group Inc.

 

 

 

By:

/s/ IDA K. KANE

 

 

Ida K. Kane

 

 

Senior Vice President and

 

 

Chief Financial Officer

 

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