UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04605 FIRST OPPORTUNITY FUND, INC. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive offices) (Zip code) Stephen C. Miller 2344 Spruce Street, Suite A, Boulder, CO 80302 (Name and address of agent for service) Registrant's Telephone Number, including Area Code: (303) 444-5483 Date of fiscal year end: March 31 Date of reporting period: July 1, 2008 - June 30, 2009 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. Proxy Voting Record For Period July 1, 2008 to June 30, 2009 Matter Vote Shareholder Proposed Cast Vote For or by (Yes Ticker Meeting Record Meeting Issuer or (For or Against Name of Description of Matter or Issuer Symbol CUSIP Date Date Type to be Voted On Holder Abstain) Against) Management -------------- ------- ---------- ---------- -------- ------- ------------------------- -------- ------- -------- ---------- Cape CBNJ 139209100 8/25/08 7/8/08 Annual 1 Election of four Issuer Yes For For Bancorp, Inc. (4) directors 2 Approval of Issuer Yes For For equity incentive plan 3 Ratify Issuer Yes For For appointment of Crowe, Chizek & Co, LLC as accounting firm and auditors for YE 12/31/08 Danvers DNBK 236442109 9/12/08 7/14/08 Annual 1 Election of five Issuer Yes For For Bancorp, Inc. (5) directors 2 Approve Danvers Issuer Yes Against Against Bancorp, Inc 2008 stock option and incentive plan 3 Ratify Issuer Yes For For appointment of Wolf & Company , PC as independent registered public accounting firm for YE 12-31-08 Carver CARV 146875109 9/16/08 7/29/08 Annual 1 Election of two Issuer Yes For For Bancorp, Inc. (2) directors 2 Ratification of Issuer Yes For For the appointment of KPMG, LLP as independent auditors for the fiscal YE 3-31-09 Boston BPFH 101119105 9/30/08 8/28/08 Special 1 Proposal to Issuer Yes For For Private approve an Financial amendment to the Holdings, company's Inc. restated articles of organization to increase the number of authorized share of common stock from 70,000,000 to 170,000,000 2 Proposal to Issuer Yes For For approve the conversion of the series B Preferred stock into common stock and the issuance of common stock in accordance with the terms of the series B preferred stock and the exercise of the warrants to purchase common stock and the issuance of common stock in accordance with the terms of the warrants Jefferson JFBI 472375104 10/30/08 8/29/08 Annual 1 Election of two Issuer Yes For For Bancshares, (2) directors Inc. 2 Ratify Issuer Yes For For appointment of Craine, Thompson & Jones, PC as accounting firm for YE 6/30/09 3 Approval of Holder Abstain Abstain Abstain shareholder proposal if properly presented Beverly BHBC 087866109 10/30/08 9/2/08 Annual 1 Election of five Issuer Yes For For Hills (5) directors Bancorp, Inc. Georgetown GTWN 372590109 10/28/08 9/10/08 Annual 1 Election of Issuer Yes For For Bancorp, Inc. three (3) directors 2 Ratify Issuer Yes For For appointment of Wolf & Co. as accounting firm for YE 6/30/09 Royal RYFL 78027P109 10/22/08 9/15/08 Annual 1 Election of two Issuer Yes For For Financial, (2) directors Inc. 2 Ratify Issuer Yes For For appointment of Crowe, Horwath, LLP as accounting firm for YE 6/30/09 Hampden HBNK 40867E107 11/6/08 9/17/08 Annual 1 Election of four Issuer Yes For For Bancorp, Inc. (4) directors 2 Ratify Issuer Yes For For appointment of Wolf and Co. PC as independent auditors accounting firm for YE 6/30/09 Beacon BFED 073582108 11/10/08 9/29/08 Special 1 Approval of Issuer Yes Against Against Federal Beacon Federal Bancorp, Inc. Bancorp, Inc. 2008 equity incentive plan HF Financial HFFC 404172108 11/19/08 9/30/08 Special 1 Election of Issuer Yes For For Corp. three (3) directors 2 Ratify Issuer Yes For For Appointment of Eide Baily, LLP Auditors for YE June 30, 2009 Sound SNFL 83607Y108 11/19/08 9/30/08 Special 1 Approval of Issuer Abstain Abstain Abstain Financial, Sound Financial Inc. 2008 equity incentive plan Provident PROV 743868101 11/25/08 10/10/08 Annual 1 Election of two Issuer Yes For For Financial (2) directors Holdings, Inc. 2 Ratify Issuer Yes For For appointment of Deloitte & Touche, LLP as independent auditors accounting firm for YE 6/30/09 Northfield NFBK 66611L105 12/17/08 10/27/08 Special 1 Approve equity Issuer Yes For For Bancorp, Inc. incentive plan Vist VIST 918255100 12/17/08 11/7/08 Special 1 Authorize Issuer Abstain Abstain Abstain Financial 1,000,000 of Corp. preferred stock 2 Grant management Issuer Abstain Abstain Abstain authority to adjourn, postpone or continue special meeting Eastern EVBS 277196101 12/29/08 11/7/08 Special 1 Authorize Issuer Yes Against Against Virginia issuance of up Bancshares, to 10,000,000 Inc. shares of AMPS 2 Solicit Issuer Yes Against Against additional proxies if needed Dearborn DEAR 24242R108 12/9/08 11/10/08 Special 1 Authorize Issuer Abstain Abstain Abstain Bancorp, Inc. 5,000,000 of preferred stock Connecticut CTBC 207546102 12/16/08 11/10/08 Special 1 Authorize a Issuer Yes Against Against Bank & Trust class of Co. 1,000,000 shares of preferred stock, each without par value ECB Bancorp, ECBE 268253101 12/23/08 11/14/08 Special 1 Authorize Issuer Abstain Abstain Abstain Inc. issuance of preferred stock 2 Adjourn meeting Issuer Abstain Abstain Abstain to allow additional time to solicit votes First FSGI 336312103 12/18/08 11/17/08 Special 1 Authorize Issuer Abstain Abstain Abstain Security 10,000,000 Group, Inc. shares of preferred stock 2 Adjourn meeting Issuer Abstain Abstain Abstain to solicit additional proxies SCBT SCBT 78401V102 12/30/08 11/17/08 Special 1 Authorize Issuer Abstain Abstain Abstain Financial issuance of Corporation 10,000,000 shares of preferred stock 2 Adjourn meeting Issuer Abstain Abstain Abstain to solicit additional proxies Beverly BHBC 087866109 12/23/08 11/18/08 Special 1 Approve Issuer Abstain Abstain Abstain Hills Bancorp amendment to the certificate of incorporation Home Federal HOME 43710G105 1/16/09 11/21/08 Annual 1 Election of Issuer Yes For For Bancorp, Inc. three (3) directors 2 Ratify Issuer Yes For For appointment of Moss Adams, LLP as auditor for YE 9/30/09 3 Adoption of Issuer Yes Against Against 2008 equity incentive plan Perpetual PFOH 714273109 1/21/09 11/24/08 Annual 1 Election of two Issuer Yes For For Federal (2) directors Savings Bank Central CVBK 155792104 1/22/09 11/28/08 Special 1 Authorize Issuer Yes Against Against Virginia issuance of Bankshares, 1,000,000 shares Inc. of AMPS 2 Adjourn meeting Issuer Yes Against Against to solicit additional proxies Great GFLBB 390528206 1/21/09 12/9/08 Special 1 Authorize bank Issuer Yes Against Against Florida Bank to issue up to 5,000,000 AMPS Malvern MLVF 561410101 1/29/09 12/16/08 Annual 1 Election of two Issuer Yes For For Federal (2) directors Bancorp, Inc. 2 Ratify Issuer Yes For For appointment of Beard Miller Company, LLP as accountants for YE 9/30/09 Essa ESSA 29667D104 2/5/09 12/19/08 Annual 1 Election of Issuer Yes For For Bancorp, Inc three (3) directors 2 Ratify Issuer Yes For For appointment of Beard Miller Company, LLP as accountants for YE 9/30/09 Liberty LBCP 53017Q102 2/11/09 12/19/08 Annual 1 Election of two Issuer Yes For For Bancorp, Inc. (2) directors TFS TFSL 87240R107 2/26/09 12/29/08 Annual 1 Election of Issuer Yes For For Financial three (3) Corporation directors 2 Ratify Issuer Yes For For appointment of Deloitte & Touche, LLP as accountants for YE 9/30/09 River Valley RIVR 768475105 3/1/09 1/2/09 Special 1 Amendment to Issuer Abstain Abstain Abstain Bancorp articles of incorporation 2 Solicit Issuer Abstain Abstain Abstain additional proxies Heritage HEOP 42724R107 1/27/09 Annual 1 Amend article Issuer Yes Against Against Oaks Bancorp four (4) of the articles of incorporation Republic FRBK 760416107 3/18/09 1/29/09 Special 1 Merger plan Issuer Yes For For First between Republic Bancorp, Inc. First Bancorp, Inc. and Pennsylvania Commerce Bancorp 2 Solicit Issuer Abstain Abstain Abstain additional proxies if needed Pennsylvania COBH 708677109 3/19/09 1/29/09 Special 1 Merger plan Issuer Yes For For Commerce between Republic Bancorp First Bancorp, Inc. and Pennsylvania Commerce Bancorp 2 Increase number Issuer Abstain Abstain Abstain of shares of common stock to 25,000,000 3 Other business Issuer Abstain Abstain Abstain which may come before the meeting Old Point OPOF 680194107 4/28/09 2/18/09 Annual 1 Election of Issuer Yes For For Financial sixteen (16) Corporation directors 2 Other business Issuer Abstain Abstain Abstain River Valley RIVR 768475105 4/15/09 2/23/09 Annual 1 Election of two Issuer Yes For For Bancorp (2) directors 2 Majority voting Holder Yes For Against for election of directors Centrue TRUE 15643B106 4/22/09 2/23/09 Annual 1 Election of Issuer Yes For For Financial three (3) Corporation directors 2 Proposal re Issuer Yes For For shareholder approve executive compensation Yadkin YAVY 984314104 1/15/09 2/26/09 Special 1 Approval of Issuer Yes For For Valley merger between Financial Yadkin Valley Corporation Financial Group and American Community Bancshares 2 Adjourn to Issuer Yes For For solicit more proxies United UBNK 91030T109 4/16/09 2/27/09 Annual 1 Election of Issuer Yes For For Financial three (3) Bancorp, Inc. directors 2 Grant Thornton Issuer Yes For For as accountant Washington WBCO 937303105 4/23/09 2/27/09 Annual 1 Election of Issuer Yes For For Banking three (3) Company directors 2 Executive Issuer Yes For For compensation Great GFLBB 390528206 4/30/09 2/27/09 Annual 1 Election of nine Issuer Yes For For Florida Bank (9) directors ECB Bancorp, ECBE 268253101 4/21/09 3/2/09 Annual 1 Election of Issuer Yes For For Inc. three (3) directors 2 Executive Issuer Abstain Abstain Abstain compensation 3 Dixon Hughes as Issuer Yes For For accountants Vist VIST 918255100 4/21/09 3/2/09 Annual 1 Election of five Issuer Yes For For Financial (5) directors Corp 2 Non-employee Issuer Yes Against Against director compensation plan 3 Executive Issuer Yes For For compensation 4 Ratify Issuer Yes For For independent auditors South TSFGO 837841303 5/5/09 3/2/09 Annual 1 Election of five Issuer Yes For For Financial (5) directors Group, Inc. 2 TSFG's long-term Issuer Yes For For incentive plan 3 TSFG's employee Issuer Yes For For stock purchase plan 4 Ratify Issuer Yes For For compensation 5 PWC LLP as Issuer Yes For For accountants Boston BPFH 101119105 4/22/09 3/4/09 Annual 1 Election of four Issuer Yes For For Private (4) directors Financial Holdings, Inc. 2 Stock option and Issuer Yes Against Against incentive plan 3 Resolution re Issuer Yes For For compensation of executive officers CFS Bancorp, CITZ 12525D102 4/28/09 3/6/09 Annual 1 Election of one Issuer Yes For For Inc. (1) directors 2 Ratify BKD as Issuer Yes For For accountant LSB LSBX 50215P100 5/5/09 3/6/09 Annual 1 Election of Issuer Yes For For Corporation three (3) directors 2 Executive Issuer Abstain Abstain Abstain compensation 3 Wold & Company, Issuer Yes For For PC as accountants BCB Bancorp, BCBP 055298103 4/23/09 3/9/09 Annual 1 Election of four Issuer Yes For For Inc. (4) directors 2 Beard Miller Issuer Yes For For Company LLP as accountants Ameriserv ASRV 03074A102 4/28/09 3/9/09 Annual 1 Election of five Issuer Yes For For Financial, (5) directors Inc. 2 Lower par value Issuer Yes For For of stock to $.01 3 S.R. Snodgrass Issuer Yes For For AC as accountant 4 Executive Issuer Yes For For compensation Goldman GS 38141G104 5/8/09 3/9/09 Annual 1 Election of Issuer Yes For For Sachs, twelve (12) Group, Inc. directors 2 PWC LLP as Issuer Yes For For accountants 3 Executive Issuer Yes For For compensation 4 Cumulative voting Holder Yes For Against 5 Simple majority Holder Yes For Against vote 6 Amend by-laws to Holder Abstain Abstain Abstain provide for board 7 Political Holder Abstain Abstain Abstain contributions Third TDCB 884120106 5/20/09 3/12/09 Annual 1 Election of two Issuer Yes For For Century (2) directors Bancorp 2 BKD LLP as Issuer Yes For For accountants Beacon BFED 073582108 5/21/09 3/12/09 Annual 1 Election of two Issuer Yes For For Federal (2) directors Bancorp Inc. 2 Crowe Horwath Issuer Yes For For LLP as accountants Katahdin KTHN 485835102 5/4/09 3/13/09 Annual 1 Election of two Issuer Yes For For Bankshares (2) directors Corp. 2 Berry, Dunn, Issuer Yes For For McNiel & Paker as Rome ROME 77587P103 5/6/09 3/13/09 Annual 1 Election of two Issuer Yes For For Bancorp, Inc. (2) directors 2 Crowe Horwath Issuer Yes For For LLP as accountants Danvers DNBK 236442109 5/8/09 3/13/09 Annual 1 Election of six Issuer Yes For For Bancorp, Inc. (6) directors 2 Wolf & Company, Issuer Yes For For PC as auditor Sterling STBK 85915B100 5/12/09 3/13/09 Annual 1 Election of Issuer Yes For For Banks Inc twelve (12) directors Redwood REDW 757903109 5/13/09 3/13/09 Annual 1 Election of one Issuer Yes For For Financial, (1) director Inc First FCFL 31985E202 5/18/09 3/13/09 Annual 1 Fix the number Issuer Yes For For Community of directors to Bank Corp serve on the board for the ensuing year at eleven 2 Election of Issuer Yes For For eight (8) directors 3 Executive Issuer Yes For For compensation 4 Solicit Issuer Abstain Abstain Abstain additional proxies if there are not sufficient votes Wainwright WAIN 930705108 5/13/09 3/16/09 Annual 1 Election of Issuer Yes For For Bank & Trust twelve (12) company directors 2 Election of Issuer Yes For For clerk of the Bank 3 Vitale, Caturano Issuer Yes For For & Company, PC as 4 Issuance of Issuer Against Against Against subordinated debentures and warrants during 2008, as described in the proxy statement 5 Executive Issuer Yes For For compensation Legacy LEGC 52463G105 5/13/09 3/16/09 Annual 1 Election of two Issuer Yes For For Bancorp, Inc. (2) directors 2 Ratify Wolf & Issuer Yes For For Company, PC as Home HBCP 43689E107 5/12/09 3/16/09 Annual 1 Election of Issuer Yes For For Bancorp, Inc. three (3) directors 2 2009 stock plan Issuer Abstain Abstain Abstain 3 2009 recognition Issuer Abstain Abstain Abstain and retention plan and trust agreement SI Financial SIFI 78425W102 5/13/09 3/16/09 Annual 1 Election of Issuer Yes For For Group, Inc three (3) directors 2 Wolf & Company, Issuer Yes For For PC Bank of BMRC 063425102 5/12/09 3/17/09 Annual 1 Election of Issuer Yes For For Marin Bancorp twelve (12) directors 2 Selection of Issuer Yes For For auditors CRM CRMH G2554P103 5/5/09 3/24/09 Annual 1 Election of ten Issuer Yes For For Holdings, LTD (10) directors 3 Ernst & Young Issuer Yes For For (no LLP as auditors 2 listed) Citizens CZYB 174532101 5/14/09 3/18/09 Annual 1 Election of Issuer Yes For For Community three (3) Bank directors 2 Executive Issuer Yes For For compensation First Trust NCFT 33732N105 5/21/09 3/18/09 Annual 1 Election of four Issuer Yes For For Bank (4) directors 2 Issuance of Issuer Yes Against Against 1,000,000 shares of preferred stock 3 Dixon Hughes Issuer Yes For For PLLC as accountants 4 Solicit Issuer Abstain Abstain Abstain additional proxies Abington ABBC 00350L109 5/14/09 3/19/09 Annual 1 Election of two Issuer Yes For For Bancorp Inc. (2) directors 2 Beard Miller Issuer Yes For For Company LLP as accountants State STBC 855716106 4/28/09 3/20/09 Annual 1 Election of four Issuer Yes For For Bancorp, Inc. (4) directors 2 Ratify Issuer Yes For For appointment of an accounting firm 3 Change the vote Issuer Yes Against Against required for election of directors 4 Change the par Issuer Yes For For value of the stock 5 Ratify the Issuer Yes Against Against company's 2008 compensation program for its named executive officers 6 Election of Holder Yes For Against Directors Dearborn DEAR 24242R108 5/19/08 3/20/09 Annual 1 Election of Issuer Yes For For Bancorp, Inc. three (3) directors Parkway Bank PKWY 70153M109 5/26/09 3/20/09 Annual 1 Election of five Issuer Yes For For (5) directors 2 Change the Issuer Yes For For number of shares and classes of capital stock by establishing a preferred stock Newport NFSB 651754103 5/14/09 3/23/09 Annual 1 Election of five Issuer Yes For For Bancorp, Inc. (5) directors 2 Wolf & Company Issuer Yes For For PC as Accountants Southern SFST 842873101 5/19/09 3/23/09 Annual 1 Election of Issuer Yes For For First three (3) Bancshares, directors Inc. 2 Executive Issuer Yes Against Against compensation Viewpoint VPFG 926727108 5/19/09 3/23/09 Annual 1 Election of Issuer Yes For For Financial three (3) Group directors Newbridge NBBC 65080T102 5/13/09 3/24/09 Annual 1 Election of Issuer Yes For For Bancorp thirteen (13) directors 2 Grant Thornton Issuer Yes For For LLP as accountants 3 Executive Issuer Yes Against Against compensation Connecticut CTBC 207546102 5/15/09 3/24/09 Annual 1 Election of four Issuer Yes For For Bank & Trust (4) directors 2 Quarterly Issuer Yes For For dividends on AMPS 3 Executive Issuer Yes Against Against compensation MFA MFA 55272X102 5/21/09 3/24/09 Annual 1 Election of two Issuer Yes For For Financial, (2) directors Inc. 2 Ernst & Young Issuer Yes For For LLP as accountants 1st United FSDB 33740N105 5/26/09 3/24/09 Annual 1 Election of Issuer Yes For For Bancorp twelve (12) directors 2 Increase common Issuer Yes For For shares 3 Executive Issuer Yes For For compensation 4 Crowe Horwath Issuer Yes For For LLP as accountants Metrocorp MCBI 591650106 5/8/09 3/25/09 Annual 1 Election of four Issuer Yes For For Bancshares, (4) directors Inc. 2 PWC LLP as Issuer Yes For For accountants 3 Increase shares Issuer Yes Against Against from 350,000 to 650,000 4 Executive Issuer Yes For For compensation First FABK 31848L104 5/20/09 3/25/09 Annual 1 Election of Issuer Yes For For Advantage three (3) Bancorp directors 2 Horn LLP as Issuer Yes For For accountants Bridge BBNK 108030107 5/21/09 3/25/09 Annual 1 Election of ten Issuer Yes For For Capital (10) directors Holdings 2 Approve the Issuer Yes For For conversion features of the company's series B and B1 preferred stock 3 Increase Issuer Yes For For directors from 11 to 13 4 Executive Issuer Yes For For compensation 5 Vavrinek, Trine, Issuer Yes For For Day & Co., LLP as accountants Chimera CIM 16934Q109 5/29/09 3/27/09 Annual 1 Election of two Issuer Yes For For Investment (2) directors Corporation 2 D&T LLP as Issuer Yes For For accountants Terra Nova TNFG 88102L204 5/14/09 3/30/09 Annual 1 Election of six Issuer Yes For For Financial (6) directors Group, Inc. 2 KBA Group LLP as Issuer Yes For For accountants Maiden MHLD G5753U112 4/30/09 3/31/09 Annual 1 Election of Issuer Yes For For Holdings LTD. eight (8) directors 3 (2 Increase shares Issuer Yes For For not from 100,000,000 listed)to 150,000,000 4 Bdo Seidman, LLP Issuer Yes For For as accountants Amtrust AFNIY 032359101 5/12/09 3/31/09 Annual 1 Election of Issuer Yes For For Financial seven (7) Services directors 2 BDO Seidman, LLP Issuer Yes For For as auditor Bank of BOCH 06424J103 5/12/09 3/31/09 Annual 1 Election of nine Issuer Yes For For Commerce (9) directors Holdings 2 Seven (7) - Issuer Yes For For thirteen (13) director seats 3 Moss Adams, LLP Issuer Yes For For as accountants 4 Executive Issuer Yes For For compensation Carolina CART 144200102 5/12/09 3/31/09 Annual 1 Election of five Issuer Yes For For Trust Bank (5) directors 2 Executive Issuer Yes For For compensation 3 Ratify an Issuer Yes For For accounting firm American ABNJ 02407E104 5/19/09 3/31/09 Annual 1 Approval of Issuer Yes For For Bancorp of agreement and New Jersey, plan of merger Inc. 2 Election of one Issuer Yes For For (1) directors 3 Crowe Horwath Issuer Yes For For LLP as accountants 4 Solicit Issuer Yes For For additional proxies if needed Heritage HEOP 42724R107 5/21/09 3/31/09 Annual 1 Election of Issuer Yes For For Oaks Bancorp eleven (11) directors 2 Executive Issuer Yes For For compensation 3 Vavrinek, Trine, Issuer Yes For For Day & Co. LLP as accountant Bank of BOVA 06544P104 5/27/09 3/31/09 Annual 1 Election of Issuer Yes For For Virginia three (3) directors 2 Yount, Hyde & Issuer Yes For For Barbour PC as auditors Citizens CRBC 174420109 5/27/09 3/31/09 Annual 1 Election of four Issuer Yes For For Republic (4) directors Bancorp, Inc. 2 Executive Issuer Yes For For compensation 3 Ernst & Young as Issuer Yes For For accountants Pacific PPBI 69478X105 5/27/09 3/31/09 Annual 1 Election of two Issuer Yes For For Premier (2) directors Bancorp, Inc. 2 Vavrinek, Trine, Issuer Yes For For Day & Co. LLP as auditors Aercap AER N00985106 5/19/09 4/1/09 Annual 3 Adoption of Issuer Yes For For Holdings N V (no annual accounts 1 or 2) 5 Discharge of Issuer Yes For For (no Directors 4) 6 Re-appointment Issuer Yes For For of three (3) directors 7 Keith A Helming Issuer Yes For For as person referred to in article 16 8 PWC LLP as Issuer Yes For For accountants 9 BOD to Issuer Yes For For repurchase shares 10 Amendment to Issuer Yes For For articles of association of the company and designation of each of the company's Directors and each Lawyer to implement the amendment First FCVA 319438107 5/20/09 4/1/09 Annual 1 Election of four Issuer Yes For For Capital (4) directors Bancorp, Inc. 2 Ratify Cherry Issuer Yes For For Bekaert & Holland Appalachian APAB 037675105 5/19/09 4/3/09 Annual 1 Election of two Issuer Yes For For Bancshares, (2) directors Inc. Beneficial BNCL 08173R104 5/20/09 4/3/09 Annual 1 Election of Issuer Yes For For Mutual three (3) Bancorp. Inc. directors 2 D&T LLP as Issuer Yes For For accountants FNB Bancorp FNBG 302515101 5/20/09 4/2/09 Annual 1 Election of Issuer Yes For For seven (7) directors 2 Amend bylaws Issuer Yes For For 3 Executive Issuer Yes For For Compensation 4 Moss Adams LLP Issuer Yes For For as auditors Eastern EVBS 277196101 5/21/09 4/6/09 Annual 1 Election of four Issuer Yes For For Virginia (4) directors Bankshares, Inc. 2 Executive Issuer Yes For For compensation 3 Increase number Issuer Yes For For of Directors from 10 to Old Line OLBK 67984M100 5/28/09 4/6/09 Annual 1 Election of four Issuer Yes For For Bancshares, (4) directors Inc. 2 Rowles & Company Issuer Yes For For LLP as accountants 3 Executive Issuer Yes For For compensation White WTM G9618E107 6/4/09 4/6/09 Annual 1 Election of Issuer Yes For For Mountains twenty-eight Insurance (28) directors Group, LTD 8 Appointment of Issuer Yes For For (no an accounting 2 - firm 7 listed Flagstar FBC 337930101 5/26/09 4/7/09 Annual 1 Election of ten Issuer Yes For For Bancorp, Inc. (10) directors 2 Increase number Issuer Yes For For of authorized shares of common stock 3 Delete Issuer Yes For For requirement to divide Board 4 Delete Issuer Yes For For references to chapter 7B of MI business corporation act. 5 Issuance of Issuer Yes For For common stock issuable upon exercise of warrant issued to US Dept of Treasury 6 Issuance of Issuer Yes For For common stock upon exercise of the May investor warrants that were issued in connection with amendments 7 Majority vote Issuer Yes For For for election of directors 8 Majority vote Issuer Yes For For for election of Board of Directors 9 Virchow, Krause Issuer Yes For For and Co. LLP as accountants 10 Executive pay Issuer Yes For For for performance 11 Increase maximum Issuer Yes For For number of shares available for awards First FSGI 336312103 6/3/09 4/7/09 Annual 1 Election of Issuer Yes For For Security seven (7) Group, Inc. directors 2 Joseph Decosimo Issuer Yes For For and Company, PLLC as accountants 3 Executive Issuer Yes For For compensation Valley VCBP 919518100 5/19/09 4/9/09 Annual 1 Election of nine Issuer Yes For For Commerce (9) directors Bancorp 2 Perry-Smith as Issuer Yes For For auditor 3 Executive Issuer Yes For For compensation Meridian EBSB 58964Q104 5/20/09 4/9/09 Annual 1 Election of four Issuer Yes For For Interstate (4) directors Bancorp, Inc. 2 Wolf & Company Issuer Yes For For PC as accountants Central CFBK 15346Q103 5/21/09 4/9/09 Annual 1 Election of two Issuer Yes For For Federal (2) directors Corporation 2 Equity Issuer Yes For For compensation plan 3 Increase shares Issuer Yes For For of common stock 4 Executive Issuer Yes For For compensation 5 Crowe Horwath Issuer Yes For For LLP as accountants Beverly BNV 088115100 5/28/09 4/9/09 Annual 1 Fix number of Issuer Yes For For National BOD at 12 Corporation 2 Election of four Issuer Yes For For (4) directors 3 Eliminate Issuer Yes Against Against preemptive rights 4 Transact other Issuer Yes For For business Goldleaf GFSI 38144H208 5/21/09 4/16/09 Annual 1 Election of Issuer Yes For For Financial three (3) Solutions, directors Inc. 2 Amend long tern Issuer Yes Against Against equity incentive plan 3 Other matters Issuer Yes For For First FCAL 319395109 5/27/09 4/17/09 Annual 1 Election of ten Issuer Yes For For California (10) directors Financial Group, Inc. 2 Moss Adams, LLP Issuer Yes For For as accountants 3 Executive Issuer Yes For For compensation plan Oak Ridge BKOR 671768109 6/11/09 4/17/09 Annual 1 Election of Issuer Yes For For Financial three (3) Services, directors Inc. 2 Executive Issuer Yes For For compensation 3 Elliott Davis, Issuer Yes For For PLLC as accountants Northfield NFBK 66611L105 5/27/09 4/20/09 Annual 1 Election of Issuer Yes For For Bancorp, Inc. three (3) directors 2 Northfield Issuer Yes For For Bancorp, Inc. 3 KPMG LLP as Issuer Yes For For accountants Mackinac MFNC 554571109 5/27/09 4/21/09 Annual 1 Election of Issuer Yes For For Financial three (3) Corporation directors 2 Executive Issuer Yes For For Compensation Resource RSCCL 76120W104 6/9/09 4/22/09 Annual 1 Election of Issuer Yes For For Capital Corp. three (3) directors 2 Other business Issuer Yes For For Greater GHDS 391868106 6/3/09 4/27/09 Annual 1 Election of Issuer Yes For For Hudson Bank three (3) NA directors TICC Capital TICC 87244T109 6/18/09 4/27/09 Annual 1 Election of two Issuer Yes For For Corp (2) directors 2 PWC LLP as Issuer Yes For For accountants Sound SNFL 83607Y108 5/26/09 4/28/09 Annual 1 Election of Issuer Yes For For Financial three (3) Inc. directors 2 Moss Adams, LLP Issuer Yes For For as accountants Pilot PLBN 721530103 5/26/09 4/30/09 Annual 1 Election of two Issuer Yes For For Bancshares, (2) directors Inc. Broadway BYFC 111444105 6/24/09 5/8/09 Annual 1 Election of two Issuer Yes For For Financial (2) directors Corporation 2 Crowe Horwath Issuer Yes For For LLP as accountants 3 Executive Issuer Yes For For Compensation Sun Bancorp, SNBC 86663B102 7/16/09 5/29/09 Annual 1 Election of Issuer Yes For For Inc. fourteen (14) directors 2 Approval of Issuer Yes Against Against amendment to Company's 2004 stock-based incentive plan 3 Approval of Issuer Yes Against Against directors stock purchase plan 4 D&T, LLP as Issuer Yes For For auditors Alliance ABVA 018535104 7/15/09 6/3/09 Annual 1 Election of two Issuer Yes For For Bankshares (2) directors Corporation 2 Yount, Hyde & Issuer Yes For For Barbour, PC as accountants SIGNATURE Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) First Opportunity Fund, Inc. By: /s/ Stephen C. Miller ---------------------------- Stephen C. Miller President (Principal Executive Officer) Date: August 28, 2009