Unassociated Document
UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 

 
FORM 8-K
 

 
CURRENT REPORT
 
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): November 1, 2007
 
HERITAGE COMMERCE CORP
 
(Exact name of registrant as specified in its charter)
 

 
California
000-23877
77-0469558
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
 
150 Almaden Boulevard, San Jose, California
 
95113
(Address of principal executive offices)
(Zip Code)
 
Registrant’s telephone number, including area code: (408) 947-6900
 
Not Applicable
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (See General Instruction A.2. below):
 
□ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
□ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
□ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
□ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 
 
ITEM 2.02 RESULTS OF OPERATION AND FINANCIAL CONDITION
 
On November 1, 2007, Heritage Commerce Corp issued a press release announcing preliminary results for the third quarter ended September 30, 2007.  A copy of the press release is attached as Exhibit 99.1 to this Form 8-K and is incorporated herein by reference.

ITEM 8.01 OTHER EVENTS
 
On November 1, 2007, Heritage Commerce Corp announced that its Board of Directors declared a $0.08 per share quarterly cash dividend, a 33% increase from the prior dividend.  The dividend will be paid on December 10, 2007, to shareholders of record on November 19, 2007.  A copy of the press release is attached as Exhibit 99.2 to this Form 8-K and is incorporated herein by reference.

ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.

(D) Exhibits.

99.1  
Press Release, dated November 1, 2007, entitled “Heritage Commerce Corp Earns $3.2 Million in Third Quarter 2007”
99.2  
Press Release, dated November 1, 2007, entitled “Heritage Commerce Corp Raises Quarterly Cash Dividend to $0.08 Per Share”
 
 
 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date: November 1, 2007      


Heritage Commerce Corp

By: /s/ Lawrence D. McGovern
Name: Lawrence D. McGovern
Executive Vice President and Chief Financial Officer

By: /s/ Walter T. Kaczmarek
Name: Walter T. Kaczmarek
President and Chief Executive Officer
 
 
 
 
INDEX TO EXHIBITS


EXHIBIT NO.          DESCRIPTION


99.1  
                   Press Release, dated November 1, 2007, entitled “Heritage Commerce Corp Earns $3.2 Million
                        in Third Quarter 2007”
99.2  
                   Press Release, dated November 1, 7, 2007, entitled “Heritage Commerce Corp Raises
                        Quarterly Cash Dividend to $0.08 Per Share”