|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||
| |||||||||||||||||||||||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Option (Right to Buy) #0296991 | $ 31.851 (4) | 06/04/2002(5) | 06/04/2008 | Common Stock | 22,222 | 22,222 (4) | D | ||||||||
| Stock Option (Right to Buy) #0316193 | $ 29.007 (6) | 01/22/2003(7) | 01/22/2012 | Common Stock | 22,222 | 22,222 (6) | D | ||||||||
| Stock Option (Right to Buy) #0372473 | $ 24.174 (8) | 02/13/2004(9) | 02/13/2013 | Common Stock | 22,222 | 22,222 (8) | D | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| CASH JAMES I C/O MICROSOFT CORPORATION ONE MICROSOFT WAY REDMOND, WA 98052-6399 |
X | |||
| Keith R. Dolliver, Attorney-in-Fact for James I. Cash, Jr. | 01/06/2005 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Represents stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continuous service on the Board of Directors. |
| (2) | Includes an increase of 444 shares to the existing 1/5/04 stock award in connection with the $3.00 special dividend payable to shareholders of record on November 17, 2004. |
| (3) | The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission or that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| (4) | This option was previously reported as an option covering 10,000 shares at an exercise price of $70.78 per share, and has been adjusted as a result of a 2-for-1 stock split on February 14, 2003. This option has been further adjusted in connection with the $3.00 special dividend payable to shareholders of record on November 17, 2004. |
| (5) | The option vests at the rate of 1/8 on June 4, 2002 and additional 1/8 increments every six months thereafter. |
| (6) | This option was previously reported as an option covering 10,000 shares at an exercise price of $64.46 per share, and has been adjusted as a result of a 2-for-1 stock split on February 14, 2003. This option has been further adjusted in connection with the $3.00 special dividend payable to shareholders of record on November 17, 2004. |
| (7) | The option vests at the rate of 1/8 on January 22, 2003 and additional 1/8 increments every six months thereafter. |
| (8) | This option was previously reported as an option covering 10,000 shares at an exercise price of $53.72 per share, and has been adjusted as a result of a 2-for-1 stock split on February 14, 2003. This option has been further adjusted in connection with the $3.00 special dividend payable to shareholders of record on November 17, 2004. |
| (9) | The option vests at the rate of 1/8 on February 13, 2004 and additional 1/8 increments every six months thereafter. |