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UNITED STATES SECURITIES AND EXCHANGE COMMISSION INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed
pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section
17(a) of the Public Utility |
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1.
Name and Address of Reporting Person* Rooks, John M. |
2.
Date of Event Requiring Statement (Month/Day/Year) 3/13/02 |
4. Issuer Name and Ticker or Trading Symbol |
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51 Wesgate Drive |
3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) |
5. Relationship of
Reporting Person(s) to Issuer |
6. If Amendment, Date of Original (Month/Year) |
Stamford CT 06902-1731 |
7.
Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [_] Form filed by More than One Reporting Person |
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(City) (State) (Zip) | Table I Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.4) |
2.
Amount
of Securities
Beneficially Owned (Instr. 4) |
3. Ownership Form:
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4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $0.01 per share | 10,685.00(1) | (D) | |
(1) John
Rooks could be deemed to be part of a group as defined in Section 13(d) of
the Exchange Act that owns approximately 79% of the outstanding common
stock of Asbury Automotive Group, Inc. based on voting arrangements in a
shareholders agreement. John Rooks expressly disclaims beneficial
ownership of the shares of Asbury Automotive Group, Inc. beneficially
owned by all other parties to the shareholders agreement. |
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | (Over) SEC1473 (7-02) |
FORM
3 (continued) |
Table II Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
1.Title of Derivative Security (Instr.4) |
2.Date
Exer- cisable and Expiration Date (Month/Day/Year) |
3. Title
and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conver- sion or Exercise Price of Deriv- ative Security |
5. Owner- ship Form of Deriv- ative Security: Direct (D) or Indirect (I) (Instr. 5) |
6.
Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exer- cisable |
Expira- Date |
Title |
Amount
or Number of Shares |
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Options on Common Stock | 3/13/03 | 3/13/12 | Common Stock | 1,010.00 | $16.50 | (D) | |
Options on Common Stock | 4/1/01 | 4/1/10 | Common Stock | 1,939.00 | $12.89 | (D) | |
Explanation of Responses: |
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/s/ John M. Rooks.
**Signature
of Reporting Person
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4/1/03 Date
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**
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Intentional misstatements
or omissions of facts constitute Federal Criminal Violations. File three copies
of this Form, one of which must be manually signed. If space provided is
insufficient, |
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