SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 2 )1
Barra, Inc.
Common Stock
068313-10-5
May 21, 2003
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| o | Rule 13d-1(b) | |
| o | Rule 13d-1(c) | |
| x | Rule 13d-1(d) |
| 1 The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
| The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). |
| CUSIP No. 068313-10-5 | 13G | Page 2 of 5 pages |
| (1) | NAMES OF REPORTING PERSONS | |
| I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) | ||
| Kamal Duggirala | ||
| (2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |
| (a) o | ||
| (b) o | ||
| (3) | SEC USE ONLY | |
| (4) | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| India | ||
|
|
(5) |
SOLE VOTING POWER | ||||
| 1,260,676* | ||||||
| NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
*Includes 570,251 shares of the Issuer’s Common Stock that are subject to options exercisable or that become exercisable within 60 days after December 31, 2003, as determined in accordance with Rule 13d-3(d)(1). As of such date, Mr. Duggirala also holds options to purchase an additional 171,875 shares of the Issuer’s Common Stock that are not exercisable and that will not become exercisable within 60 days after the date hereof. | |||||
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|
(6) |
SHARED VOTING POWER | ||||
| 0 | ||||||
|
|
(7) |
SOLE DISPOSITIVE POWER | ||||
| 1,260,676* | ||||||
| NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
*Includes 570,251 shares of the Issuer’s Common Stock that are subject to options exercisable or that become exercisable within 60 days after December 31, 2003, as determined in accordance with Rule 13d-3(d)(1). As of such date, Mr. Duggirala also holds options to purchase an additional 171,875 shares of the Issuer’s Common Stock that are not exercisable and that will not become exercisable within 60 days after the date hereof. | |||||
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|
(8) |
SHARED DISPOSITIVE POWER | ||||
| 0 | ||||||
|
|
(9) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON | ||||
| 1,260,676 | ||||||
|
|
(10) |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
| Not Applicable | ||||||
|
|
(11) |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
| 6.3% | ||||||
|
|
(12) |
TYPE OF REPORTING PERSON | ||||
| IN | ||||||
| CUSIP No. 068313-10-5 | 13G | Page 3 of 5 pages |
| ITEM 1(a) | NAME OF ISSUER | |
| Barra, Inc. | ||
| ITEM 1(b) | ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES | |
| 2100 Milvia Street | ||
| Berkeley, California 94704 | ||
| ITEM 2(a) | NAME OF PERSONS FILING | |
| Kamal Duggirala | ||
| ITEM 2(b) | ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE | |
| 2100 Milvia Street, Berkeley, CA 94704 U.S.A. | ||
| ITEM 2(c) | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| India | ||
| ITEM 2(d) | TITLE OF CLASS OF SECURITIES | |
| Common Stock | ||
| ITEM 2(e) | CUSIP NUMBER | |
| 068313-10-5 | ||
| ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: | |
| Not Applicable | ||
| ITEM 4. | OWNERSHIP | |
| The information required by this Item 4 is set forth on the cover page of this Schedule 13G in Items 5-11 thereof and such Items are incorporated herein by reference. Of the 1,260,676 shares beneficially owned by the Reporting Person, 690,425 shares are held by the Reporting Person as trustee of the Duggirala Family Trust dated 11/8/01 (the “Trust”). As the Trustee of the Trust, the Reporting Person has sole power to vote and dispose of the Stock held by the Trust. The remaining 570,251 shares are subject to options held by the Reporting Person that are exercisable or that become exercisable within 60 days after December 31, 2003. As of such date, the Reporting Person also holds options to purchase an additional 171,875 shares of the Issuer’s Common Stock |
| CUSIP No. 068313-10-5 | 13G | Page 4 of 5 pages |
| that are not exercisable and that will not become exercisable within 60 days after the date hereof. See also Item 6 below. The share amounts and percentages reported as beneficially owned by the Reporting Person in this Schedule 13G are based upon 19,437,258 shares of the Issuer’s Common Stock outstanding as of November 3, 2003, as reported on the Issuer’s Quarterly Report on Form 10-Q for the period ended September 30, 2003, plus the number of shares issuable upon exercise of options held by the Reporting Person that are currently exercisable or that will become exercisable within 60 days after the date hereof. | ||
| ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS | |
| Not Applicable | ||
| ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON | |
| Not Applicable | ||
| ITEM 7. |
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY |
|
| Not Applicable | ||
| ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP | |
| Not Applicable | ||
| ITEM 9. | NOTICE OF DISSOLUTION OF GROUP | |
| Not Applicable | ||
| ITEM 10. | CERTIFICATION | |
| Not Applicable |
| CUSIP No. 068313-10-5 | 13G | Page 5 of 5 pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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February 4, 2004
Date |
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/s/ Kamal Duggirala
Signature |
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Kamal Duggirala
Name/Title |