SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
Barra, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
068313-10-5
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(CUSIP Number)
August 28, 2002
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Date of Event Which Requires
Filing of this Statement
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
CUSIP No. 068313-10-5 13G Page 2 of 6 pages
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(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Kamal Duggirala
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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(3) SEC USE ONLY
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(4) CITIZENSHIP OR PLACE OF ORGANIZATION
India
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(5) SOLE VOTING POWER
453,563*
*Includes options to purchase 426,563
NUMBER OF shares of the Issuer's Common Stock that
SHARES are currently exercisable or that become
BENEFICIALLY exercisable within 60 days after August
OWNED BY 28, 2002, as determined in accordance with
EACH Rule 13d-3(d)(1). As of such date, Mr.
REPORTING Duggirala also holds options to purchase
WITH an additional 279,187 shares of the
Issuer's Common Stock that are not
currently exercisable and that will not
become exercisable within 60 days after
the date hereof.
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(6) SHARED VOTING POWER
672,600
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(7) SOLE DISPOSITIVE POWER
453,563*
*Includes options to purchase 426,563
shares of the Issuer's Common Stock that
are currently exercisable or that become
exercisable within 60 days after August
28, 2002, as determined in accordance with
Rule 13d-3(d)(1). As of such date, Mr.
Duggirala also holds options to purchase
an additional 279,187 shares of the
Issuer's Common Stock that are not
currently exercisable and that will not
become exercisable within 60 days after
the date hereof.
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CUSIP No. 068313-10-5 13G Page 3 of 6 pages
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(8) SHARED DISPOSITIVE POWER
672,600
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(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON
1,126,163
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(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES [ ]
Not Applicable
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(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.4%
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(12) TYPE OF REPORTING PERSON
IN
CUSIP No. 068313-10-5 13G Page 4 of 6 pages
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ITEM 1(a). NAME OF ISSUER
Barra, Inc.
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
2100 Milvia Street
Berkeley, California 94704
ITEM 2(a). NAME OF PERSON FILING
Kamal Duggirala
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
2100 Milvia Street, Berkeley, CA 94704 U.S.A.
ITEM 2(c). CITIZENSHIP OR PLACE OF ORGANIZATION
India
ITEM 2(d). TITLE OF CLASS OF SECURITIES
Common Stock
ITEM 2(e). CUSIP NUMBER
068313-10-5
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR
13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
Not Applicable
ITEM 4. OWNERSHIP
The information required by this Item 4 is set forth on the
cover page of this Schedule 13G in Items 5-11 thereof and
such Items are incorporated herein by reference. Of the
1,126,163 shares beneficially owned by the Reporting Person,
672,600 shares are held by the Reporting Person and his
spouse as joint tenants with right of survivorship, 27,000
shares are held by the Reporting Person directly, and the
remaining 426,563 shares are subject to options held by the
Reporting Person that are currently exercisable or that
become exercisable within 60 days after August 28, 2002. As
of such date, the Reporting Person also holds options to
purchase an additional 279,187 shares of the Issuer's Common
Stock that are not currently exercisable and that will not
become exercisable within 60 days after the date hereof. See
also Item 6 below. The share amounts and percentages reported
as beneficially owned by the Reporting Person in this
Schedule 13G are based upon 20,347,274 shares of the Issuer's
Common Stock outstanding as of August 6, 2002, as reported on
the Issuer's Quarterly Report on Form 10-Q for the period
ended June 30, 2002, plus the number of shares issuable upon
exercise of options held by the Reporting Person that are
currently exercisable or that will become exercisable within
60 days after the date hereof.
CUSIP No. 068313-10-5 13G Page 5 of 6 pages
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ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not Applicable
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON
The shares of Common Stock of the Issuer beneficially owned
by the Reporting Person may be subject to community property
laws where applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY
Not Applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not Applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not Applicable
ITEM 10. CERTIFICATION
Not Applicable
CUSIP No. 068313-10-5 13G Page 6 of 6 pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 11, 2002
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Date
/s/ Kamal Duggirala
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Signature
Kamal Duggirala
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Name/Title